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Ying Gao

Publications and source records attributed to Ying Gao.

At least 19 recordsLinked to original sources

Rotatable Antenna Relaying: Joint Precoding and Antenna Pointing Design

This paper investigates a rotatable antenna (RA)-enhanced half-duplex amplify-and-forward relaying system, where a multi-antenna base station (BS) serves multiple single-antenna users via a multi-antenna relay. The BS and users employ isotropic antennas, whereas the relay employs directional RAs whose pointing matrix is shared by both hops to avoid inter-hop reorientation delay and control overhead. We aim to maximize the minimum signal-to-interference-plus-noise ratio (SINR) among all users by jointly optimizing the BS precoding, relay precoding, and RA pointing matrices. To tackle this non-convex problem, we first investigate the single-user scenario and reduce the joint design to RA pointing optimization using the optimal relay precoding matrix available in closed form. A manifold-aware Frank--Wolfe (MFW) method is then employed to obtain a suboptimal pointing solution. Under a symmetric far-field line-of-sight geometry, we further characterize the globally optimal pointing structure and derive a directivity threshold separating common pointing from antenna splitting. Building on this MFW procedure, we next address the general multiuser scenario. Specifically, the quadratic transform is first applied to obtain an equivalent auxiliary-variable formulation, which is subsequently solved suboptimally via alternating optimization (AO). In particular, we employ a safeguarded extension of the MFW method based on log-sum-exp smoothing to update the RA pointing matrix in each AO iteration. Simulation results demonstrate that the proposed algorithms consistently achieve the best signal-to-noise ratio (SNR) and SINR performance among all considered schemes. It is further shown that the optimized RA pointing adapts to the two-hop geometry, the preferred directivity factor depends on user load, and relay placement with relatively balanced two-hop propagation conditions is generally preferable.

eess.SP

Linear Estimation of Structural and Causal Effects for Nonseparable Panel Data

This paper develops linear estimators for structural and causal parameters of nonseparable models using panel data. These models incorporate unobserved, time-varying, individual heterogeneity, which may be correlated with the regressors. Estimation is based on an approximation of a conditional average potential outcome by a linear sieve specification with individual-specific parameters. Effects of interest are estimated by a bias corrected average of individual ridge regressions. We demonstrate how this approach can be applied to estimate causal effects, counterfactual consumer welfare, and averages of individual taxable income elasticities. We show that the proposed estimator has an empirical Bayes interpretation and possesses a number of other useful properties. We formulate Large-$T$ asymptotics that can accommodate discrete regressors and which bypass partial identification in this case. We employ the methods to estimate average equivalent variation and deadweight loss for potential price increases using data on grocery purchases.

econ.EM

Impact of Residual Angular Chirp in a Petawatt-class Laser System on Laser-driven Proton Acceleration

Laser-driven proton acceleration has attracted considerable interest owing to its appealing potential in versatile applications including cancer therapy. Proton energies depend critically on the on-target intensities, yet the detrimental impact of focal spot degradation induced by spatiotemporal couplings on the acceleration remains insufficiently elucidated. In this study, we demonstrate that residual angular chirp (AC), stemming from minor misalignments of the grating compressor in a Petawatt-class laser system, acts as a critical bottleneck for proton acceleration. Experimental results reveal that even around 100 microradians of grating misalignment induces substantial focal-spot elongation and a pronounced reduction in peak intensity. By implementing an in situ spectral-blocking diagnostic, we effectively eliminated the residual AC and restored a near-diffraction-limited focus. This optimization led to a significant recovery of the on-target intensity, resulting in a twofold increase in the proton cutoff energy. Our work presents a successful demonstration of diagnosing and eliminating residual AC. This provides a practical reference for generating high-energy proton beams and supporting their diverse applications in a PW-class laser.

physics.plasm-ph

From Question Answering to Task Completion: A Survey on Agent System and Harness Design

LLM-based agents mark a shift from passive question answering to active task completion: they perceive environments, invoke tools, maintain state, and act over extended horizons. As agent systems have evolved from prompt engineering to workflows and context engineering, harness engineering, and agent-native training with co-evolution, a central question has become increasingly important: where does the bottleneck in agent performance reside, in the foundation model, in the execution harness, or in the coupling between them? This survey examines LLM-based agents through a model-harness lens. We first clarify the functional definition of agents and the implementation view of an LLM-based agent as a foundation model coupled with an execution harness. We then analyze the limits of model-centric scaling, trace four paradigms of agent engineering, and decompose the execution harness into six coupled runtime responsibilities: observation, context, control, action, state, and verification. Using this decomposition, we map task properties and domain pressures to harness configurations, review benchmark and evaluation practices, and synthesize model-harness evidence on how runtime design affects long-horizon task completion, efficiency, and reliability. Finally, we identify open challenges in value-aware evaluation, safety, harness generalization, and model-harness co-evolution. Rather than treating agents as models with auxiliary tools, this survey argues that agent quality -- including success, efficiency, safety, and generalization -- emerges from the interaction between model capability, runtime infrastructure, task structure, and evaluation design. A collection of papers discussed in this survey is provided in https://github.com/ggjy/Awesome-Agent-Engineering.

cs.AI

Multi-User MIMO with Rotatable Antennas and IRS: Joint Antenna Boresight and IRS Orientation Design

In this paper, we investigate an intelligent reflecting surface (IRS)-assisted multi-user system, where the base station (BS) employs rotatable antennas (RAs) and the IRS can adjust the panel orientation.To alleviate the severe multiplicative path loss of the cascaded channel, the IRS is deployed near the BS, while the user-BS and user-IRS links remain in the far field. We formulate a sum-rate maximization problem by jointly optimizing the receive beamforming, IRS phase shifts, BS antenna boresights, and IRS panel orientation. To tackle the resulting highly coupled and non-convex problem, we first study a single-user case to reveal the structure of the dual-rotation gain, which is shown to be multiplicatively separable in the far field but coupled in the near field. For the general multi-user case, we develop an alternating optimization algorithm, where the receive beamforming is updated in closed form, the IRS phase shifts are optimized by an FP-assisted Riemannian conjugate gradient method, and the BS antenna boresights and IRS panel orientation are updated via projected gradient methods. Simulation results demonstrate the significant sum-rate gains achieved by the proposed coordinated rotation design over fixed-orientation and single-rotation benchmark schemes, and provide useful insights into near-field dual-rotation design.

cs.IT

HotLoop Optimization of Petawatt Laser Focal Spot via a Twin-Focus Scheme

Achieving diffraction-limited focusing of high-power laser pulses to generate ultra-high intensities is crucial for developing compact laser-driven particle accelerators and exploring strong-field quantum electrodynamics. However, accurately diagnosing and optimizing the focal spots of petawatt (PW) laser pulses remains a significant challenge. In this work, we present an experimental methodology utilizing a twin-focus scheme to precisely characterize the intensity distribution and wavefront of focused PW femtosecond laser pulses, and employ it to elucidate their power-dependent evolution. Furthermore, we optimized the focal spots at full power via our in-situ wavefront correction method termed ``HotLoop', achieving a Strehl ratio of 0.80 for 1 PW laser pulses. Consequently, the cutoff proton energies in laser proton acceleration experiments were significantly enhanced. The success of this approach underscores the necessity of in-situ high-energy wavefront correction for ultra-high intensity laser-matter interactions.

physics.optics

A Spatial-Resolved Proton Energy Spectrometer Based on a Scintillation-Fiber Cube

Advanced particle acceleration methods have produced high-peak-current ion beams with broad energy spread and complex spatial distribution. There is an urgent need to develop online spatial-resolved energy spectrometers for high-energy pulsed ions. This paper introduces a novel spectrometer based on a scintillation-fiber cube for online diagnosis of proton beams with broadband energy spread and complex spatial distribution. We present its working principles, experimental setup, and comprehensive calibration using monoenergetic and spatially uniform proton beams generated by a synchrotron accelerator. Calibration results confirm an energy measurement range of 6-93 MeV, a relative energy uncertainty of 0.6% at 80 MeV, and a pixel size of 0.5 mm for beam profile reconstruction. By exploiting a custom-designed energy degrader, we generated a complex proton beam and measured it with the scintillation-fiber cube spectrometer (SFICS). The results demonstrate the spectrometer's potential for online measurement of the energy spectrum and spatial distribution of complex proton beams.

physics.acc-ph

FedDBP: Enhancing Federated Prototype Learning with Dual-Branch Features and Personalized Global Fusion

Federated prototype learning (FPL), as a solution to heterogeneous federated learning (HFL), effectively alleviates the challenges of data and model heterogeneity.However, existing FPL methods fail to balance the fidelity and discriminability of the feature, and are limited by a single global prototype. In this paper, we propose FedDBP, a novel FPL method to address the above issues. On the client-side, we design a Dual-Branch feature projector that employs L2 alignment and contrastive learning simultaneously, thereby ensuring both the fidelity and discriminability of local features. On the server-side, we introduce a Personalized global prototype fusion approach that leverages Fisher information to identify the important channels of local prototypes. Extensive experiments demonstrate the superiority of FedDBP over ten existing advanced methods.

cs.CV

LiveClawBench: Benchmarking LLM Agents on Complex, Real-World Assistant Tasks

OpenClaw-style personal assistants extend LLM agents from isolated tool use to open-ended, stateful, and personalized software environments. Evaluating these assistants is fundamentally a fidelity problem: benchmarks must be faithful both to the distribution of real assistant tasks and to the execution semantics of the environments in which those tasks unfold. Existing benchmarks often lose fidelity in one dimension or the other. Their task distributions are shaped by what is easy to isolate, mock, and verify, underrepresenting real-world difficulties such as cross-service dependency, contaminated state, implicit intent, and runtime change. Their environments are either live but hard to reproduce, or reproducible but reduced to endpoint-level stubs that remove sessions, artifacts, state transitions, and downstream side effects. We introduce LiveClawBench, a benchmark designed around this dual-fidelity requirement. LiveClawBench combines a Triple-Axis Complexity Framework for difficulty-driven task construction with reproducible full-stack mock applications that preserve stateful execution semantics. With 134 executable cases across 10 domains with 22 mocked services, LiveClawBench supports controlled, extensible, and factor-level diagnostic evaluation of realistic agentic tasks. We release the benchmark resources: (1) Benchmark: https://github.com/Mosi-AI/LiveClawBench; (2) Leaderboard: https://mosi-ai.github.io/LiveClawBench/leaderboard/; (3) Trajectories: https://huggingface.co/datasets/Mosi-AI/LiveClawbench-trajectories

cs.CL

Blind Hyperspectral and Multispectral Images Fusion: A Unified Tensor Fusion Framework from Coupled Inverse Problem Perspective

Hyperspectral and multispectral images fusion aims at integrating a low-resolution hyperspectral image (LR-HSI) and a high-resolution multispectral image (HR-MSI) to construct a high-resolution hyperspectral image (HR-HSI). It is generally assumed that spatial blurring operator and spectral response operator are prior-known. However, such an assumption is extremely restrictive in practice. To overcome this limitation, this paper formulates blind fusion as a coupled inverse problem, integrating blind deconvolution in the spatial domain with blind unmixing in the spectral domain. From this novel perspective, we propose a unified tensor fusion framework capable of flexible self-adjustment and real-time fusion without pre-training. We further introduce an optimization model for the joint estimation of the target HR-HSI, the spatial point spread function, and the spectral response function. To solve this model, we devise a partially linearized alternating direction method of multipliers (ADMM) algorithm with Moreau envelope smoothing, accompanied by the rigorous convergence analysis. An initialization estimator tailored to the specific characteristics of the fusion problem is proposed. Numerical comparisons with state-of-the-art methods on both synthetic and real-world datasets demonstrate the compelling performance of the proposed method.

math.OC

BackdoorIDS: Zero-shot Backdoor Detection for Pretrained Vision Encoder

Self-supervised and multimodal vision encoders learn strong visual representations that are widely adopted in downstream vision tasks and large vision-language models (LVLMs). However, downstream users often rely on third-party pretrained encoders with uncertain provenance, exposing them to backdoor attacks. In this work, we propose BackdoorIDS, a simple yet effective zero-shot, inference-time backdoor samples detection method for pretrained vision encoders. BackdoorIDS is motivated by two observations: Attention Hijacking and Restoration. Under progressive input masking, a backdoored image initially concentrates attention on malicious trigger features. Once the masking ratio exceeds the trigger's robustness threshold, the trigger is deactivated, and attention rapidly shifts to benign content. This transition induces a pronounced change in the image embedding, whereas embeddings of clean images evolve more smoothly across masking progress. BackdoorIDS operationalizes this signal by extracting an embedding sequence along the masking trajectory and applying density-based clustering such as DBSCAN. An input is flagged as backdoored if its embedding sequence forms more than one cluster. Extensive experiments show that BackdoorIDS consistently outperforms existing defenses across diverse attack types, datasets, and model families. Notably, it is a plug-and-play approach that requires no retraining and operates fully zero-shot at inference time, making it compatible with a wide range of encoder architectures, including CNNs, ViTs, CLIP, and LLaVA-1.5.

cs.CV

When Specifications Meet Reality: Uncovering API Inconsistencies in Ethereum Infrastructure

The Ethereum ecosystem, which secures over $381 billion in assets, fundamentally relies on client APIs as the sole interface between users and the blockchain. However, these critical APIs suffer from widespread implementation inconsistencies, which can lead to financial discrepancies, degraded user experiences, and threats to network reliability. Despite this criticality, existing testing approaches remain manual and incomplete: they require extensive domain expertise, struggle to keep pace with Ethereum's rapid evolution, and fail to distinguish genuine bugs from acceptable implementation variations. We present APIDiffer, the first specification-guided differential testing framework designed to automatically detect API inconsistencies across Ethereum's diverse client ecosystem. APIDiffer transforms API specifications into comprehensive test suites through two key innovations: (1) specification-guided test input generation that creates both syntactically valid and invalid requests enriched with real-time blockchain data, and (2) specification-aware false positive filtering that leverages large language models to distinguish genuine bugs from acceptable variations. Our evaluation across all 11 major Ethereum clients reveals the pervasiveness of API bugs in production systems. APIDiffer uncovered 72 bugs, with 90.28% already confirmed or fixed by developers. Beyond these raw numbers, APIDiffer achieves up to 89.67% higher code coverage than existing tools and reduces false positive rates by 37.38%. The Ethereum community's response validates our impact: developers have integrated our test cases, expressed interest in adopting our methodology, and escalated one bug to the official Ethereum Project Management meeting.

cs.SE

Cell-Free MIMO with Rotatable Antennas: When Macro-Diversity Meets Antenna Directivity

Cell-free networks leverage distributed access points (APs) to achieve macro-diversity, yet their performance is often constrained by large disparities in channel quality arising from user geometry and blockages. To address this, rotatable antennas (RAs) add a lightweight hardware degree of freedom by steering the antenna boresight toward dominant propagation directions to strengthen unfavorable links, thereby enabling the network to better exploit macro-diversity for higher and more uniform performance. This paper investigates an RA-enabled cell-free downlink network and formulates a max-min rate problem that jointly optimizes transmit beamforming and antenna orientations. To tackle this challenging problem, we develop an alternating-optimization-based algorithm that iteratively updates the beamformers via a second-order cone program (SOCP) and optimizes the antenna orientations using successive convex approximation. To reduce complexity, we further propose an efficient two-stage scheme that first designs orientations by maximizing a proportional-fair log-utility using manifold-aware Frank-Wolfe updates, and then computes the beamformers using an SOCP-based design. Simulation results demonstrate that the proposed orientation-aware designs achieve a substantially higher worst-user rate than conventional beamforming-only benchmarks. Furthermore, larger antenna directivity enhances fairness with proper orientation but can degrade the worst-user performance otherwise.

eess.SP

Two-Scale Spatial Deployment for Cost-Effective Wireless Networks via Cooperative IRSs and Movable Antennas

This paper proposes a two-scale spatial deployment strategy to ensure reliable coverage for multiple target areas, integrating macroscopic intelligent reflecting surfaces (IRSs) and fine-grained movable antennas (MAs). Specifically, IRSs are selectively deployed from candidate sites to shape the propagation geometry, while MAs are locally repositioned among discretized locations to exploit small-scale channel variations. The objective is to minimize the total deployment cost of MAs and IRSs by jointly optimizing the IRS site selection, MA positions, transmit precoding, and IRS phase shifts, subject to the signal-to-noise ratio (SNR) requirements for all target areas. This leads to a challenging mixed-integer non-convex optimization problem that is intractable to solve directly. To address this, we first formulate an auxiliary problem to verify the feasibility. A penalty-based double-loop algorithm integrating alternating optimization and successive convex approximation (SCA) is developed to solve this feasibility issue, which is subsequently adapted to obtain a suboptimal solution for the original cost minimization problem. Finally, based on the obtained solution, we formulate an element refinement problem to further reduce the deployment cost, which is solved by a penalty-based SCA algorithm. Simulation results demonstrate that the proposed designs consistently outperform benchmarks relying on independent area planning or full IRS deployment in terms of cost-efficiency. Moreover, for cost minimization, MA architectures are preferable in large placement apertures, whereas fully populated FPA architectures excel in compact ones; for worst-case SNR maximization, MA architectures exhibit a lower cost threshold for feasibility, while FPA architectures can attain peak SNR at a lower total cost.

eess.SP

Low-Altitude ISAC with Rotatable Active and Passive Arrays

This paper investigates a low-altitude integrated sensing and communication (ISAC) system that leverages cooperative rotatable active and passive arrays. We consider a downlink scenario where a base station (BS) with an active rotatable array serves multiple communication users and senses low-altitude targets, assisted by a rotatable reconfigurable intelligent surface (RIS). A rotation-aware geometry-based multipath model is developed to capture the impact of three-dimensional (3D) array orientations on both steering vectors and direction-dependent element gains. On this basis, we formulate a new optimization problem that maximizes the downlink sum rate subject to a transmit power budget, RIS unit-modulus constraints, mechanical rotation limits, and a sensing beampattern mean-squared-error (MSE) constraint. To address the resulting highly non-convex problem, we propose a penalty-based alternating-optimization (AO) framework that alternately updates the BS precoder, RIS phase shifts, and BS/RIS array rotation angles. The three blocks are efficiently handled via a convex optimization method based on quadratic-transform (QT) and majorization-minorization (MM), Riemannian conjugate gradient (RCG) on the unit-modulus manifold, and projected gradient descent (PGD) with Barzilai-Borwein step sizes, respectively. Numerical results in low-altitude geometries demonstrate that the proposed jointly rotatable BS-RIS architecture achieves significant sum-rate gains over fixed or partially rotatable baselines while guaranteeing sensing requirements, especially with directional antennas and in interference-limited regimes.

eess.SP

An Efficient Machine Learning Framework for Option Pricing via Fourier Transform

The increasing need for rapid recalibration of option pricing models in dynamic markets places stringent computational demands on data generation and valuation algorithms. In this work, we propose a hybrid algorithmic framework that integrates the smooth offset algorithm (SOA) with supervised machine learning models for the fast pricing of multiple path-independent options under exponential L\'evy dynamics. Building upon the SOA-generated dataset, we train neural networks, random forests, and gradient boosted decision trees to construct surrogate pricing operators. Extensive numerical experiments demonstrate that, once trained, these surrogates achieve order-of-magnitude acceleration over direct SOA evaluation. Importantly, the proposed framework overcomes key numerical limitations inherent to fast Fourier transform-based methods, including the consistency of input data and the instability in deep out-of-the-money option pricing.

q-fin.CP

Semi-Passive IRS Enabled Sensing with Group Movable Sensors

The performance of the sensing system is limited by the signal attenuation and the number of receiving components. In this letter, we investigate the sensor position selection in a semi-passive intelligent reflecting surface (IRS) enabled non-line-of-sight (NLoS) sensing system. The IRS consists of passive elements and active sensors, where the sensors can receive and process the echo signal for direction-of-arrival (DoA) estimation. Motivated by the movable antenna array and fluid antenna system, we consider the case where the sensors are integrated into a group for movement and derive the corresponding Cramer-Rao bound (CRB). Then, the optimal solution for the positions of the movable sensors (MSs) to the CRB minimization problem is derived in closed form. Moreover, we characterize the relationship between the CRB and system parameters. Theoretical analysis and numerical results are provided to demonstrate the superiority of the proposed MS scheme over the fixed-position (FP) scheme.

eess.SP

Movable Intelligent Surface-Enabled Wireless Communications: Static Phase Shifts with Mechanical Reconfigurability

Intelligent surfaces that reshape electromagnetic waves are regarded as disruptive technologies for wireless networks. However, existing designs sit at two costly extremes: dynamic reconfigurable intelligent surfaces (RISs) offer fine beam control but require dense cabling, continuous power consumption, and substantial signaling overhead, whereas low-cost static surfaces require no control lines or electronics but are limited to a single beam pattern. This disparity leaves a practical gap for quasi-static environments, such as industrial Internet-of-things and smart agriculture scenarios, where channels are stable with user demands changing only occasionally or periodically, and neither extreme is sufficiently economical or flexible. To bridge this gap, we propose a novel movable intelligent surface (MIS) architecture, whose beam patterns are switched not by electronic phase tuning but by mechanically sliding a small, pre-phased secondary metasurface layer across a larger, likewise static primary layer. We develop an MIS signal model that characterizes the interaction between static phase elements with dynamic geometry via binary selection matrices. Based on this model, we formulate a new type of optimization problems that jointly design static phase shifts and the overlapping position selection of MS2 (equal to beam pattern scheduling). Efficient algorithms based on the penalty method, block coordinate descent, and Riemannian manifold optimization are proposed to tackle these mixed-integer non-convex problems. Simulation results demonstrate that the proposed MIS architecture substantially narrows the performance gap between single-layer static surfaces and dynamic RISs, providing a practical and flexible solution for quasi-static wireless applications.

eess.SP