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Ying Gao

Publications and source records attributed to Ying Gao.

At least 37 records · Page 2Linked to original sources

Integrating Movable Antennas and Intelligent Reflecting Surfaces (MA-IRS): Fundamentals, Practical Solutions, and ISAC

Movable antennas (MAs) and intelligent reflecting surfaces (IRSs) enable active antenna repositioning and passive phase-shift tuning for channel reconfiguration, respectively. Integrating MAs and IRSs boosts spatial degrees of freedom, significantly enhancing wireless network capacity, coverage, and reliability. In this article, we first present the fundamentals of MA-IRS integration, involving clarifying the key design issues, revealing performance gain, and identifying the conditions where MA-IRS synergy persists. Then, we examine practical challenges and propose pragmatic design solutions, including optimization schemes, hardware architectures, deployment strategies, and robust designs for hardware impairments and mobility management. In addition, we highlight how MA-IRS architectures uniquely support advanced integrated sensing and communication, enhancing sensing performance and dual-functional flexibility. Overall, MA-IRS integration emerges as a compelling approach toward next-generation reconfigurable wireless systems.

eess.SP↗

An Efficient Machine Learning Framework for Option Pricing via Fourier Transform

The increasing need for rapid recalibration of option pricing models in dynamic markets places stringent computational demands on data generation and valuation algorithms. In this work, we propose a hybrid algorithmic framework that integrates the smooth offset algorithm (SOA) with supervised machine learning models for the fast pricing of multiple path-independent options under exponential Lévy dynamics. Building upon the SOA-generated dataset, we train neural networks, random forests, and gradient boosted decision trees to construct surrogate pricing operators. Extensive numerical experiments demonstrate that, once trained, these surrogates achieve order-of-magnitude acceleration over direct SOA evaluation. Importantly, the proposed framework overcomes key numerical limitations inherent to fast Fourier transform-based methods, including the consistency of input data and the instability in deep out-of-the-money option pricing.

q-fin.CP↗

Semi-Passive IRS Enabled Sensing with Group Movable Sensors

The performance of the sensing system is limited by the signal attenuation and the number of receiving components. In this letter, we investigate the sensor position selection in a semi-passive intelligent reflecting surface (IRS) enabled non-line-of-sight (NLoS) sensing system. The IRS consists of passive elements and active sensors, where the sensors can receive and process the echo signal for direction-of-arrival (DoA) estimation. Motivated by the movable antenna array and fluid antenna system, we consider the case where the sensors are integrated into a group for movement and derive the corresponding Cramer-Rao bound (CRB). Then, the optimal solution for the positions of the movable sensors (MSs) to the CRB minimization problem is derived in closed form. Moreover, we characterize the relationship between the CRB and system parameters. Theoretical analysis and numerical results are provided to demonstrate the superiority of the proposed MS scheme over the fixed-position (FP) scheme.

eess.SP↗

Movable Intelligent Surface-Enabled Wireless Communications: Static Phase Shifts with Mechanical Reconfigurability

Intelligent surfaces that reshape electromagnetic waves are regarded as disruptive technologies for wireless networks. However, existing designs sit at two costly extremes: dynamic reconfigurable intelligent surfaces (RISs) offer fine beam control but require dense cabling, continuous power consumption, and substantial signaling overhead, whereas low-cost static surfaces require no control lines or electronics but are limited to a single beam pattern. This disparity leaves a practical gap for quasi-static environments, such as industrial Internet-of-things and smart agriculture scenarios, where channels are stable with user demands changing only occasionally or periodically, and neither extreme is sufficiently economical or flexible. To bridge this gap, we propose a novel movable intelligent surface (MIS) architecture, whose beam patterns are switched not by electronic phase tuning but by mechanically sliding a small, pre-phased secondary metasurface layer across a larger, likewise static primary layer. We develop an MIS signal model that characterizes the interaction between static phase elements with dynamic geometry via binary selection matrices. Based on this model, we formulate a new type of optimization problems that jointly design static phase shifts and the overlapping position selection of MS2 (equal to beam pattern scheduling). Efficient algorithms based on the penalty method, block coordinate descent, and Riemannian manifold optimization are proposed to tackle these mixed-integer non-convex problems. Simulation results demonstrate that the proposed MIS architecture substantially narrows the performance gap between single-layer static surfaces and dynamic RISs, providing a practical and flexible solution for quasi-static wireless applications.

eess.SP↗

Unconditional optimal-order error estimates of linear relaxation compact difference scheme for the coupled nonlinear Schrödinger system

This paper presents a linear, decoupled, mass- and energy-conserving numerical scheme for the multi-dimensional coupled nonlinear Schrödinger (CNLS) system. The scheme combines the fourth-order compact difference approximation in space with the relaxation technique in a time-staggered mesh framework, solving the primal unknowns and introduced auxiliary relaxation variables sequentially with high efficiency and high-order accuracy. We show the unique solvability and discrete conservation laws of the developed scheme. In particular, for the first time, leveraging an auxiliary error equation system combined with the cut-off technique, optimal-order error estimates in the discrete H1-norm for the primal variables at the time nodes, and in the discrete L2-norm for the auxiliary relaxation variables at the intermediate time nodes, are rigorously proved without any coupling mesh conditions, which contribute to the primary theoretical contribution of this paper for multi-dimensional CNLS system. Numerical experiments demonstrate convincingly the strong performance of the proposed scheme in long-term simulations, maintaining both physical invariants and high-order accuracy.

math.NA↗

A tutorial for propensity score weighting methods under violations of the positivity assumption

Violations of the positivity assumption can render conventional causal estimands unidentifiable, including the average treatment effect (ATE), the average treatment effect on the treated (ATT), and the average treatment effect on the controls (ATC). Shifting the inferential focus to their alternative counterparts -- the weighted ATE (WATE), the weighted ATT (WATT), and the weighted ATC (WATC) -- offers valuable insights into treatment effects while preserving internal validity. In this tutorial, we provide a comprehensive review of recent advances in propensity score (PS) weighting methods, along with practical guidance on how to select a primary target estimand (while other estimands serve as supplementary analyses), implement the corresponding PS-weighted estimators, and conduct post-weighting diagnostic assessments. The tutorial is accompanied by a user-friendly R package, ChiPS. We demonstrate the pertinence of various estimators through extensive simulation studies. We illustrate the flow of the tutorial on two real-world case studies: (i) Effect of smoking on blood lead level using data from the 2007-2008 National Health and Nutrition Examination Survey (NHANES); and (ii) Impact of history of sex work on HIV status among transgender women in South Africa.

stat.ME↗

Reconfigurable Airspace: Synergizing Movable Antenna and Intelligent Surface for Low-Altitude ISAC Networks

Low-altitude unmanned aerial vehicle (UAV) networks are integral to future 6G integrated sensing and communication (ISAC) systems. However, their deployment is hindered by challenges stemming from high mobility of UAVs, complex propagation environments, and the inherent trade-offs between coexisting sensing and communication functions. This article proposes a novel framework that leverages movable antennas (MAs) and intelligent reflecting surfaces (IRSs) as dual enablers to overcome these limitations. MAs, through active transceiver reconfiguration, and IRSs, via passive channel reconstruction, can work in synergy to significantly enhance system performance. Our analysis first elaborates on the fundamental gains offered by MAs and IRSs, and provides simulation results that validate the immense potential of the MA-IRS-enabled ISAC architecture. Two core UAV deployment scenarios are then investigated: (i) UAVs as ISAC users, where we focus on achieving high-precision tracking and aerial safety, and (ii) UAVs as aerial network nodes, where we address robust design and complex coupled resource optimization. Finally, key technical challenges and research opportunities are identified and analyzed for each scenario, charting a clear course for the future design of advanced low-altitude ISAC networks.

cs.IT↗

Rotatable Antenna Enabled Spectrum Sharing: Joint Antenna Orientation and Beamforming Design

Conventional antenna arrays rely primarily on digital beamforming for spatial control. While adding more elements can narrow beamwidth and suppress interference, such scaling incurs prohibitive hardware and power costs. Rotatable antennas (RAs), which allow mechanical or electronic adjustment of element orientations, introduce a new degree of freedom to exploit spatial flexibility without enlarging the array. By dynamically optimizing orientations, RAs can substantially improve desired link alignment and interference suppression. This paper investigates RA-enabled multiple-input single-output (MISO) interference channels under co-channel spectrum sharing and formulates a weighted sum-rate maximization problem that jointly optimizes transmit beamforming and antenna orientations. To tackle this nonconvex problem, we develop an alternating optimization (AO) framework that integrates weighted minimum mean-square error (WMMSE)-based beamforming with Frank-Wolfe-based orientation updates. To reduce complexity, we further study orientation optimization under maximum-ratio transmission (MRT) and zero-forcing (ZF) beamforming schemes. For finite-resolution actuators, we construct spherical Fibonacci codebooks and design a cross-entropy method (CEM)-based algorithm for discrete orientation selection. Simulations show that integrating RAs with conventional beamforming markedly increases weighted sum-rate, with gains rising with element directivity. Under discrete orientation control, the proposed CEM algorithm consistently outperforms the nearest-projection baseline.

eess.SP↗

Wireless Sensing with Movable Intelligent Surface

Future wireless networks are envisioned to deliver not only gigabit communications but also ubiquitous sensing. Reconfigurable intelligent surfaces (RISs) have emerged to reshape radio propagation, recently showing considerable promise for wireless sensing. Still, their per-element electronic tuning incurs prohibitive hardware cost and power consumption. Motivated by the concept of fluid antenna system (FAS), this paper introduces a low-cost movable intelligent surface (MIS) for wireless sensing, which replaces element-wise electronic phase tuning with panel-wise mechanical reconfiguration. The MIS stacks a large fixed and a smaller movable pre-phased metasurface layers, whose differential position shifts synthesize distinct composite phase patterns, enabling multiple beam patterns for multi-target detection. We characterize a MIS-enabled multi-hop echo signal model with multi-target interference and then formulate a worst-case sensing signal-to-interference-plus-noise ratio (SINR) maximization problem that jointly designs MIS phase shifts and schedules MS2's position. A Riemannian Augmented Lagrangian Method (RALM)-based algorithm is developed to solve the formulated mixed-integer non-convex problem. We also derive a heuristic MIS beam steering design with closed-form phase distribution and position scheduling. Simulations validate MIS's beam pattern reconfiguration capability, show that the RALM-based scheme significantly outperforms the closed-form scheme in improving sensing SINR, and uncover a gain-diversity trade-off in beam patterns that informs the optimal choice of MIS configuration.

eess.SP↗

Integrating Movable Antennas and Intelligent Reflecting Surfaces for Coverage Enhancement

This paper investigates an intelligent reflecting surface (IRS)-aided movable antenna (MA) system, where multiple IRSs cooperate with a multi-MA base station to extend wireless coverage to multiple target areas. The objective is to maximize the worst-case signal-to-noise ratio (SNR) across all locations within these areas through joint optimization of MA positions, IRS phase shifts, and transmit beamforming. To achieve this while balancing the performance-cost trade-off, we propose three coverage-enhancement schemes: the area-adaptive MA-IRS scheme, where both MA positions and IRS phase shifts are adaptively adjusted for each target area; the area-adaptive MA-staIRS scheme, where only MA positions are adjusted, while IRS phase shifts remain unchanged after initial configuration (with staIRS denoting static IRSs); and the shared MA-staIRS scheme, where a common MA placement and static IRS configuration are applied across all areas. These schemes lead to challenging non-convex optimization problems with implicit objectives, which are difficult to solve optimally. To address these problems, we propose a general algorithmic framework that can solve each problem efficiently albeit suboptimally. Simulation results demonstrate that: 1) the proposed MA-based schemes consistently outperform their fixed-position antenna (FPA)-based counterparts under both area-adaptive and static IRS configurations, with the area-adaptive MA-IRS scheme achieving the best worst-case SNR; 2) as transmit antennas are typically far fewer than IRS elements, the area-adaptive MA-staIRS scheme may underperform the baseline FPA scheme with area-adaptive IRSs in worst-case SNR, but a modest increase in antenna number can reverse this; 3) under a fixed total cost, the optimal MA-to-IRS-element ratio for worst-case SNR maximization is empirically found to be proportional to the reciprocal of their unit cost ratio.

eess.SP↗

Topotactical Hydrogen Induced Single-Band $d$-wave Superconductivity in La$_2$NiO$_4$

La$_2$NiO$_4$ is an antiferromagnetic insulator with a structural resemblance to its cuprate counterpart, La$_2$CuO$_4$. However, La$_2$CuO$_4$ has a Cu$^{2+}$ or 3$d^9$ electronic configuration that needs to be hole or electron doped for superconductivity, whereas La$_2$NiO$_4$ is 3$d^8$ with divalent Ni$^{2+}$. Making a cuprate analog through conventional electron doping is impractical due to the rarity of tetravalent substituents for trivalent La. Here, we propose an alternative route: intercalating topotactical hydrogen, which is possible through electric-field-controlled protonation and transforms La$_2$NiO$_4$ into a 3$d_{x^2-y^2}$ single-band two-dimensional antiferromagnetic Mott insulator analogous to La$_2$CuO$_4$. This we find through density-functional theory and dynamical mean-field theory calculations. The furthergoing dynamical vertex approximation predicts that H-La$_2$NiO$_4$ can host $d$-wave superconductivity under 15\% hole doping with a critical temperature above 20\,K. Our findings not only suggest a new method for tuning the electronic structure of layered nickelates but also provide theoretical evidence for a new nickelate superconductor, awaiting experimental synthesis.

cond-mat.supr-con↗

Movable Antennas Enabled Wireless-Powered NOMA: Continuous and Discrete Positioning Designs

This paper investigates a movable antenna (MA)-enabled wireless-powered communication network (WPCN), where multiple wireless devices (WDs) first harvest energy from the downlink (DL) signal broadcast by a hybrid access point (HAP) and then transmit information in the uplink (UL) using non-orthogonal multiple access. Unlike conventional WPCNs with fixed-position antennas (FPAs), this MA-enabled WPCN allows the MAs at the HAP and the WDs to adjust their positions twice: once before DL wireless power transfer and once before DL wireless information transmission. Our goal is to maximize the system sum throughput by jointly optimizing the MA positions, the time allocation, and the UL power allocation. Considering the characteristics of antenna movement, we explore both continuous and discrete positioning designs, which, after formulation, are found to be non-convex optimization problems. Before tackling these problems, we rigorously prove that using identical MA positions for both DL and UL is the optimal strategy in both scenarios, thereby greatly simplifying the problems and enabling easier practical implementation of the system. We then propose alternating optimization-based algorithms for the resulting simplified problems. Simulation results show that: 1) the proposed continuous MA scheme can enhance the sum throughput by up to 395.71% compared to the benchmark with FPAs, even when additional compensation transmission time is provided to the latter; 2) a step size of one-quarter wavelength for the MA motion driver is generally sufficient for the proposed discrete MA scheme to achieve over 80% of the sum throughput performance of the continuous MA scheme; 3) when each moving region is large enough to include multiple optimal positions for the continuous MA scheme, the discrete MA scheme can achieve comparable sum throughput without requiring an excessively small step size.

eess.SP↗

Human-like object concept representations emerge naturally in multimodal large language models

Understanding how humans conceptualize and categorize natural objects offers critical insights into perception and cognition. With the advent of Large Language Models (LLMs), a key question arises: can these models develop human-like object representations from linguistic and multimodal data? In this study, we combined behavioral and neuroimaging analyses to explore the relationship between object concept representations in LLMs and human cognition. We collected 4.7 million triplet judgments from LLMs and Multimodal LLMs (MLLMs) to derive low-dimensional embeddings that capture the similarity structure of 1,854 natural objects. The resulting 66-dimensional embeddings were stable, predictive, and exhibited semantic clustering similar to human mental representations. Remarkably, the dimensions underlying these embeddings were interpretable, suggesting that LLMs and MLLMs develop human-like conceptual representations of objects. Further analysis showed strong alignment between model embeddings and neural activity patterns in brain regions such as EBA, PPA, RSC, and FFA. This provides compelling evidence that the object representations in LLMs, while not identical to human ones, share fundamental similarities that reflect key aspects of human conceptual knowledge. Our findings advance the understanding of machine intelligence and inform the development of more human-like artificial cognitive systems.

cs.AI↗

Teochew-Wild: The First In-the-wild Teochew Dataset with Orthographic Annotations

This paper reports the construction of the Teochew-Wild, a speech corpus of the Teochew dialect. The corpus includes 18.9 hours of in-the-wild Teochew speech data from multiple speakers, covering both formal and colloquial expressions, with precise orthographic and pinyin annotations. Additionally, we provide supplementary text processing tools and resources to propel research and applications in speech tasks for this low-resource language, such as automatic speech recognition (ASR) and text-to-speech (TTS). To the best of our knowledge, this is the first publicly available Teochew dataset with accurate orthographic annotations. We conduct experiments on the corpus, and the results validate its effectiveness in ASR and TTS tasks.

cs.CL↗

Splitting spin-orbit coupled polariton vortex pairs in the non-Hermitian Rashba-Dresselhaus band at room temperature

Spin orbit coupling gives rise to intriguing physical phenomena in bosonic condensates, such as formation of stripe phases and domains with vortex arrays. However, how the non-Hermiticity affects the spatial distribution of spin orbit coupled topological defects such as vortex pair is still challenging to study. In the present work, we realize a non-equilibrium room-temperature exciton polariton condensate within a microdisk potential in a liquid crystal (LC) microcavity with the perovskite CsPbBr3 as optically active material. We use the interplay of TE-TM mode splitting and Rashba-Dresselhaus spin-orbit coupling (RDSOC) to realize electrically tunable polariton vortex pairs with locked spin and orbital angular momentum. Importantly, the non-Hermiticity of RDSOC bands leads to nonreciprocal transportation of the vortex pair such that they move to the opposite edges of the microdisk depending on their spin. Our results are robust against sample imperfections and pave the way to investigate the coupling of vortex orbital and spin degrees of freedom in a quantum fluid of light at room temperature, offering potential for generation of complex states of light for non-Hermitian quantum optical information processing within optoelectronic chips.

physics.optics↗

OpDiffer: LLM-Assisted Opcode-Level Differential Testing of Ethereum Virtual Machine

As Ethereum continues to thrive, the Ethereum Virtual Machine (EVM) has become the cornerstone powering tens of millions of active smart contracts. Intuitively, security issues in EVMs could lead to inconsistent behaviors among smart contracts or even denial-of-service of the entire blockchain network. However, to the best of our knowledge, only a limited number of studies focus on the security of EVMs. Moreover, they suffer from 1) insufficient test input diversity and invalid semantics; and 2) the inability to automatically identify bugs and locate root causes. To bridge this gap, we propose OpDiffer, a differential testing framework for EVM, which takes advantage of LLMs and static analysis methods to address the above two limitations. We conducted the largest-scale evaluation, covering nine EVMs and uncovering 26 previously unknown bugs, 22 of which have been confirmed by developers and three have been assigned CNVD IDs. Compared to state-of-the-art baselines, OpDiffer can improve code coverage by at most 71.06%, 148.40% and 655.56%, respectively. Through an analysis of real-world deployed Ethereum contracts, we estimate that 7.21% of the contracts could trigger our identified EVM bugs under certain environmental settings, potentially resulting in severe negative impact on the Ethereum ecosystem.

cs.SE↗

Towards Understanding Adversarial Transferability in Federated Learning

We investigate a specific security risk in FL: a group of malicious clients has impacted the model during training by disguising their identities and acting as benign clients but later switching to an adversarial role. They use their data, which was part of the training set, to train a substitute model and conduct transferable adversarial attacks against the federated model. This type of attack is subtle and hard to detect because these clients initially appear to be benign. The key question we address is: How robust is the FL system to such covert attacks, especially compared to traditional centralized learning systems? We empirically show that the proposed attack imposes a high security risk to current FL systems. By using only 3\% of the client's data, we achieve the highest attack rate of over 80\%. To further offer a full understanding of the challenges the FL system faces in transferable attacks, we provide a comprehensive analysis over the transfer robustness of FL across a spectrum of configurations. Surprisingly, FL systems show a higher level of robustness than their centralized counterparts, especially when both systems are equally good at handling regular, non-malicious data. We attribute this increased robustness to two main factors: 1) Decentralized Data Training: Each client trains the model on its own data, reducing the overall impact of any single malicious client. 2) Model Update Averaging: The updates from each client are averaged together, further diluting any malicious alterations. Both practical experiments and theoretical analysis support our conclusions. This research not only sheds light on the resilience of FL systems against hidden attacks but also raises important considerations for their future application and development.

cs.LG↗

Throughput Maximization for Movable Antenna Systems with Movement Delay Consideration

In this paper, we model the minimum achievable throughput within a transmission block of restricted duration and aim to maximize it in movable antenna (MA)-enabled multiuser downlink communications. Particularly, we account for the antenna moving delay caused by mechanical movement, which has not been fully considered in previous studies, and reveal the trade-off between the delay and signal-to-interference-plus-noise ratio at users. To this end, we first consider a single-user setup to analyze the necessity of antenna movement. By quantizing the virtual angles of arrival, we derive the requisite region size for antenna moving, design the initial MA position, and elucidate the relationship between quantization resolution and moving region size. Furthermore, an efficient algorithm is developed to optimize MA position via successive convex approximation, which is subsequently extended to the general multiuser setup. Numerical results demonstrate that the proposed algorithms outperform fixed-position antenna schemes and existing ones without consideration of movement delay. Additionally, our algorithms exhibit excellent adaptability and stability across various transmission block durations and moving region sizes, and are robust to different antenna moving speeds. This allows the hardware cost of MA-aided systems to be reduced by employing low rotational speed motors.

cs.IT↗