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Yiwei Lyu

Publications and source records attributed to Yiwei Lyu.

At least 19 recordsLinked to original sources

Carbon reductions through optimized solar heat gain glass properties considering future climate and grid emissions: case study of Chicago's residential buildings

Existing resources leave confusion over the benefits of high versus low Solar Heat Gain Coefficient (SHGC) windows for energy performance in residential buildings retrofits in cold climates. Additionally, few studies have considered the impact of expected future climate conditions and time-variable grid emission rates on energy-related metrics. Utilizing the ResStock, residential building stock models from the National Renewable Energy Laboratory (NREL), this study investigates retrofits increasing the SHGC of windows in Chicago, a cold US city. The results indicate that increasing window SHGC increases summer cooling needs; however, in most cases, this effect is more than offset by reduced winter heating needs. This balance is particularly beneficial considering the state's expected long-run marginal carbon emission rates. The study also examines the combined effects of high SHGC with improved window insulation values, demonstrating that such strategic window retrofits not only enhance overall building energy performance but also contribute to greater emission reductions. On average, the current Chicago residences (n = 4,826) save 4.6 % on heating and cooling carbon emissions by increasing the SHGC of the windows. If we assume that those homes are upgraded with heat pumps (electrification), a popular retrofit that reduces heating-related carbon emissions in particular, the increased window SHGC saves 2.5 % of long-run marginal carbon emissions. These results provide new insight into the carbon benefits of higher SHGC replacement windows in a cold climate. The benefits are significant, even considering future trends of a warming climate, higher demand grid emissions, and building electrification.

cs.CE

Causality-Based Parametric Control Barrier Function for Safe Multi-Vehicle Interaction

Safe control has been widely studied in various safety-critical applications, for instance, autonomous driving. In order to ensure the autonomous vehicle does not collide with other vehicles, it is essential to obtain an accurate expectation of surrounding vehicles' behavior and react adaptively. Instead of assuming fully cooperative and homogeneous vehicles using the same safety-critical controllers, recent works have been exploring different data-driven approaches to model the neighboring vehicles' underlying controllers with observed data. However, existing works either suffer from 1) the inter-vehicle influence during the multi-vehicle interaction, which makes it hard to determine the causality of surrounding vehicles' behavior in controller modeling, or 2) being dominated by the worst-case analysis, which may lead to overly conservative behavior. In this paper, we extend the prior work on Parametric-Control Barrier Function (Parametric-CBF) to multi-robot interactions with embedded causality inference to explicitly reason over the inter-vehicle influence. Given the learned Causality-based Parametric-CBF, we present an adaptive safety-critical controller that allows the ego vehicle to safely react to surrounding vehicles with the learned expectation. We demonstrate that by leveraging the motion flexibility among multi-vehicle systems, task efficiency can be greatly improved in various interaction-intensive scenarios.

cs.RO

Capability-Aware Heterogeneous Control Barrier Functions for Decentralized Multi-Robot Safe Navigation

Safe navigation for multi-robot systems requires enforcing safety without sacrificing task efficiency under decentralized decision-making. Existing decentralized methods often assume robot homogeneity, making shared safety requirements non-uniformly interpreted across heterogeneous agents with structurally different dynamics, which could lead to avoidance obligations not physically realizable for some robots and thus cause safety violations or deadlock. In this paper, we propose Capability-Aware Heterogeneous Control Barrier Function (CA-HCBF), a decentralized framework for consistent safety enforcement and capability-aware coordination in heterogeneous robot teams. We derive a canonical second-order control-affine representation that unifies holonomic and nonholonomic robots under acceleration-level control via canonical transformation and backstepping, preserving forward invariance of the safe set while avoiding relative-degree mismatch across heterogeneous dynamics. We further introduce a support-function-based directional capability metric that quantifies each robot's ability to follow its motion intent, deriving a pairwise responsibility allocation that distributes the safety burden proportionally to each robot's motion capability. A feasibility-aware clipping mechanism further constrains the allocation to each agent's physically achievable range, mitigating infeasible constraint assignments common in dense decentralized CBF settings. Simulations with up to 30 heterogeneous robots and a physical multi-robot demonstration show improved safety and task efficiency over baselines, validating real-world applicability across robots with distinct kinematic constraints.

cs.RO

PC-Diffuser: Path-Consistent Capsule CBF Safety Filtering for Diffusion-Based Trajectory Planner

Autonomous driving in complex traffic requires planners that generalize beyond hand-crafted rules, motivating data-driven approaches that learn behavior from expert demonstrations. Diffusion-based trajectory planners have recently shown strong closed-loop performance by iteratively denoising a full-horizon plan, but they remain difficult to certify and can fail catastrophically in rare or out-of-distribution scenarios. To address this challenge, we present PC-Diffuser, a safety augmentation framework that embeds a certifiable, path-consistent barrier-function structure directly into the denoising loop of diffusion planning. The key idea is to make safety an intrinsic part of trajectory generation rather than a post-hoc fix: we enforce forward invariance along the rollout while preserving the diffusion model's intended path geometry. Specifically, PC-Diffuser (i) evaluates collision risk using a capsule-distance barrier function that better reflects vehicle geometry and reduces unnecessary conservativeness, (ii) converts denoised waypoints into dynamically feasible motion under a kinematic bicycle model, and (iii) applies a path-consistent safety filter that eliminates residual constraint violations without geometric distortion, so the corrected plan remains close to the learned distribution. By injecting these safety-consistent corrections at every denoising step and feeding the refined trajectory back into the diffusion process, PC-Diffuser enables iterative, context-aware safeguarding instead of post-hoc repair...

cs.RO

Feasibility Restoration under Conflicting STL Specifications with Pareto-Optimal Refinement

Signal Temporal Logic (STL) is expressive formal language that specifies spatio-temporal requirements in robotics. Its quantitative robustness semantics can be easily integrated with optimization-based control frameworks. However, STL specifications may become conflicting in real-world applications, where safety rules, traffic regulations, and task objectives can be cannot be satisfied together. In these situations, traditional STL-constrained Model Predictive Control (MPC) becomes infeasible and default to conservative behaviors such as freezing, which can largely increase risks in safety-critical scenarios. In this paper, we proposes a unified two-stage framework that first restores feasibility via minimal relaxation, then refine the feasible solution by formulating it as a value-aware multi-objective optimization problem. Using $\varepsilon$-constraint method, we approximate the Pareto front of the multi-objective optimization, which allows analysis of tradeoffs among competing objectives and counterfactual analysis of alternative actions. We demonstrate that the proposed approach avoids deadlock under conflicting STL specifications and enables interpretable decision-making in safety-critical applications by conducting a case study in autonomous driving.

cs.RO

Gaussian Mixture-Based Inverse Perception Contract for Uncertainty-Aware Robot Navigation

Reliable navigation in cluttered environments requires perception outputs that are not only accurate but also equipped with uncertainty sets suitable for safe control. An inverse perception contract (IPC) provides such a connection by mapping perceptual estimates to sets that contain the ground truth with high confidence. Existing IPC formulations, however, instantiate uncertainty as a single ellipsoidal set and rely on deterministic trust scores to guide robot motion. Such a representation cannot capture the multi-modal and irregular structure of fine-grained perception errors, often resulting in over-conservative sets and degraded navigation performance. In this work, we introduce Gaussian Mixture-based Inverse Perception Contract (GM-IPC), which extends IPC to represent uncertainty with unions of ellipsoidal confidence sets derived from Gaussian mixture models. This design moves beyond deterministic single-set abstractions, enabling fine-grained, multi-modal, and non-convex error structures to be captured with formal guarantees. A learning framework is presented that trains GM-IPC to account for probabilistic inclusion, distribution matching, and empty-space penalties, ensuring both validity and compactness of the predicted sets. We further show that the resulting uncertainty characterizations can be leveraged in downstream planning frameworks for real-time safe navigation, enabling less conservative and more adaptive robot motion while preserving safety in a probabilistic manner.

cs.RO

Multimodal Belief-Space Covariance Steering with Active Probing and Influence for Interactive Driving

Autonomous driving in complex traffic requires reasoning under uncertainty. Common approaches rely on prediction-based planning or risk-aware control, but these are typically treated in isolation, limiting their ability to capture the coupled nature of action and inference in interactive settings. This gap becomes especially critical in uncertain scenarios, where simply reacting to predictions can lead to unsafe maneuvers or overly conservative behavior. Our central insight is that safe interaction requires not only estimating human behavior but also shaping it when ambiguity poses risks. To this end, we introduce a hierarchical belief model that structures human behavior across coarse discrete intents and fine motion modes, updated via Bayesian inference for interpretable multi-resolution reasoning. On top of this, we develop an active probing strategy that identifies when multimodal ambiguity in human predictions may compromise safety and plans disambiguating actions that both reveal intent and gently steer human decisions toward safer outcomes. Finally, a runtime risk-evaluation layer based on Conditional Value-at-Risk (CVaR) ensures that all probing actions remain within human risk tolerance during influence. Our simulations in lane-merging and unsignaled intersection scenarios demonstrate that our approach achieves higher success rates and shorter completion times compared to existing methods. These results highlight the benefit of coupling belief inference, probing, and risk monitoring, yielding a principled and interpretable framework for planning under uncertainty.

cs.RO

Modular Safety Guardrails Are Necessary for Foundation-Model-Enabled Robots in the Real World

The integration of foundation models (FMs) into robotics has accelerated real-world deployment, while introducing new safety challenges arising from open-ended semantic reasoning and embodied physical action. These challenges require safety notions beyond physical constraint satisfaction. In this paper, we characterize FM-enabled robot safety along three dimensions: action safety (physical feasibility and constraint compliance), decision safety (semantic and contextual appropriateness), and human-centered safety (conformance to human intent, norms, and expectations). We argue that existing approaches, including static verification, monolithic controllers, and end-to-end learned policies, are insufficient in settings where tasks, environments, and human expectations are open-ended, long-tailed, and subject to adaptation over time. To address this gap, we propose modular safety guardrails, consisting of monitoring (evaluation) and intervention layers, as an architectural foundation for comprehensive safety across the autonomy stack. Beyond modularity, we highlight possible cross-layer co-design opportunities through representation alignment and conservatism allocation to enable faster, less conservative, and more effective safety enforcement. We call on the community to explore richer guardrail modules and principled co-design strategies to advance safe real-world physical AI deployment.

eess.SY

Learning complete and explainable visual representations from itemized text supervision

Training vision models with language supervision enables general and transferable representations. However, many visual domains, especially non-object-centric domains such as medical imaging and remote sensing, contain itemized text annotations: multiple text items describing distinct and semantically independent findings within a single image. Such supervision differs from standard multi-caption supervision, where captions are redundant or highly overlapping. Here, we introduce ItemizedCLIP, a framework for learning complete and explainable visual representations from itemized text supervision. ItemizedCLIP employs a cross-attention module to produce text item-conditioned visual embeddings and a set of tailored objectives that jointly enforce item independence (distinct regions for distinct items) and representation completeness (coverage of all items). Across four domains with naturally itemized text supervision (brain MRI, head CT, chest CT, remote sensing) and one additional synthetically itemized dataset, ItemizedCLIP achieves substantial improvements in zero-shot performance and fine-grained interpretability over baselines. The resulting ItemizedCLIP representations are semantically grounded, item-differentiable, complete, and visually interpretable. Our code is available at https://github.com/MLNeurosurg/ItemizedCLIP.

cs.CV

Health system learning achieves generalist neuroimaging models

Frontier artificial intelligence (AI) models, such as OpenAI's GPT-5 and Meta's DINOv3, have advanced rapidly through training on internet-scale public data, yet such systems lack access to private clinical data. Neuroimaging, in particular, is underrepresented in the public domain due to identifiable facial features within MRI and CT scans, fundamentally restricting model performance in clinical medicine. Here, we show that frontier models underperform on neuroimaging tasks and that learning directly from uncurated data generated during routine clinical care at health systems, a paradigm we call health system learning, yields high-performance, generalist neuroimaging models. We introduce NeuroVFM, a visual foundation model trained on 5.24 million clinical MRI and CT volumes using a scalable volumetric joint-embedding predictive architecture. NeuroVFM learns comprehensive representations of brain anatomy and pathology, achieving state-of-the-art performance across multiple clinical tasks, including radiologic diagnosis and report generation. The model exhibits emergent neuroanatomic understanding and interpretable visual grounding of diagnostic findings. When paired with open-source language models through lightweight visual instruction tuning, NeuroVFM generates radiology reports that surpass frontier models in accuracy, clinical triage, and expert preference. Through clinically grounded visual understanding, NeuroVFM reduces hallucinated findings and critical errors, offering safer clinical decision support. These results establish health system learning as a paradigm for building generalist medical AI and provide a scalable framework for clinical foundation models.

cs.CV

Learning neuroimaging models from health system-scale data

Neuroimaging is a ubiquitous tool for evaluating patients with neurological diseases. The global demand for magnetic resonance imaging (MRI) studies has risen steadily, placing significant strain on health systems, prolonging turnaround times, and intensifying physician burnout. These challenges disproportionately impact patients in low-resource and rural settings. Here, we utilized a large academic health system as a data engine to develop Prima, the first vision language model (VLM) serving as an AI foundation for neuroimaging that supports real-world, clinical MRI studies as input. Trained on over 220,000 MRI studies, Prima uses a hierarchical vision architecture that provides general and transferable MRI features. Prima was tested in a 1-year health system-wide study that included 30K MRI studies. Across 52 radiologic diagnoses from the major neurologic disorders, including neoplastic, inflammatory, infectious, and developmental lesions, Prima achieved a mean diagnostic area under the ROC curve of 92.0, outperforming other state-of-the-art general and medical AI models. Prima offers explainable differential diagnoses, worklist priority for radiologists, and clinical referral recommendations across diverse patient demographics and MRI systems. Prima demonstrates algorithmic fairness across sensitive groups and can help mitigate health system biases, such as prolonged turnaround times for low-resource populations. These findings highlight the transformative potential of health system-scale VLMs and Prima's role in advancing AI-driven healthcare.

cs.CV

Intelligent Histology for Tumor Neurosurgery

The importance of rapid and accurate histologic analysis of surgical tissue in the operating room has been recognized for over a century. Our standard-of-care intraoperative pathology workflow is based on light microscopy and H\&E histology, which is slow, resource-intensive, and lacks real-time digital imaging capabilities. Here, we present an emerging and innovative method for intraoperative histologic analysis, called Intelligent Histology, that integrates artificial intelligence (AI) with stimulated Raman histology (SRH). SRH is a rapid, label-free, digital imaging method for real-time microscopic tumor tissue analysis. SRH generates high-resolution digital images of surgical specimens within seconds, enabling AI-driven tumor histologic analysis, molecular classification, and tumor infiltration detection. We review the scientific background, clinical translation, and future applications of intelligent histology in tumor neurosurgery. We focus on the major scientific and clinical studies that have demonstrated the transformative potential of intelligent histology across multiple neurosurgical specialties, including neurosurgical oncology, skull base, spine oncology, pediatric tumors, and periperal nerve tumors. Future directions include the development of AI foundation models through multi-institutional datasets, incorporating clinical and radiologic data for multimodal learning, and predicting patient outcomes. Intelligent histology represents a transformative intraoperative workflow that can reinvent real-time tumor analysis for 21st century neurosurgery.

cs.CV

Towards Scalable Language-Image Pre-training for 3D Medical Imaging

The scalability of current language-image pre-training for 3D medical imaging, such as CT and MRI, is constrained by the need for radiologists to manually curate raw clinical studies. In this work, we pioneer pre-training directly on uncurated studies, which both aligns more closely with the radiologist's workflow and provides a natural path to scalability. However, the unique structure of such data presents new challenges for existing model architectures, which were originally designed for 2D slices or single 3D scans. To address this, we introduce a novel hierarchical attention mechanism inspired by the intrinsic hierarchy of radiology data: slice, scan, and study. We denote our framework as Hierarchical attention for Language-Image Pre-training (HLIP). Trained on 220K studies with 3.13 million scans for brain MRI and 240K studies with 1.44 million scans for head CT, HLIP achieves state-of-the-art performance, e.g., +10.5% balanced ACC on the proposed publicly available brain MRI benchmark Pub-Brain-5; +8.3% and +1.7% macro AUC on head CT benchmarks CQ500 and RSNA, respectively. HLIP also exhibits strong generalizability on existing 3D medical language-image pre-training benchmarks, e.g., +4.3% macro AUC on the Rad-ChestCT benchmark when pre-trained on CT-RATE. These results demonstrate that, with HLIP, directly pre-training on uncurated clinical datasets is a scalable and effective direction for language-image pre-training in 3D medical imaging. The code is available at https://github.com/Zch0414/hlip.

cs.CV

Courteous MPC for Autonomous Driving with CBF-inspired Risk Assessment

With more autonomous vehicles (AVs) sharing roadways with human-driven vehicles (HVs), ensuring safe and courteous maneuvers that respect HVs' behavior becomes increasingly important. To promote both safety and courtesy in AV's behavior, an extension of Control Barrier Functions (CBFs)-inspired risk evaluation framework is proposed in this paper by considering both noisy observed positions and velocities of surrounding vehicles. The perceived risk by the ego vehicle can be visualized as a risk map that reflects the understanding of the surrounding environment and thus shows the potential for facilitating safe and courteous driving. By incorporating the risk evaluation framework into the Model Predictive Control (MPC) scheme, we propose a Courteous MPC for ego AV to generate courteous behaviors that 1) reduce the overall risk imposed on other vehicles and 2) respect the hard safety constraints and the original objective for efficiency. We demonstrate the performance of the proposed Courteous MPC via theoretical analysis and simulation experiments.

cs.RO

Adaptive Deadlock Avoidance for Decentralized Multi-agent Systems via CBF-inspired Risk Measurement

Decentralized safe control plays an important role in multi-agent systems given the scalability and robustness without reliance on a central authority. However, without an explicit global coordinator, the decentralized control methods are often prone to deadlock -- a state where the system reaches equilibrium, causing the robots to stall. In this paper, we propose a generalized decentralized framework that unifies the Control Lyapunov Function (CLF) and Control Barrier Function (CBF) to facilitate efficient task execution and ensure deadlock-free trajectories for the multi-agent systems. As the agents approach the deadlock-related undesirable equilibrium, the framework can detect the equilibrium and drive agents away before that happens. This is achieved by a secondary deadlock resolution design with an auxiliary CBF to prevent the multi-agent systems from converging to the undesirable equilibrium. To avoid dominating effects due to the deadlock resolution over the original task-related controllers, a deadlock indicator function using CBF-inspired risk measurement is proposed and encoded in the unified framework for the agents to adaptively determine when to activate the deadlock resolution. This allows the agents to follow their original control tasks and seamlessly unlock or deactivate deadlock resolution as necessary, effectively improving task efficiency. We demonstrate the effectiveness of the proposed method through theoretical analysis, numerical simulations, and real-world experiments.

eess.SY

Step-Calibrated Diffusion for Biomedical Optical Image Restoration

High-quality, high-resolution medical imaging is essential for clinical care. Raman-based biomedical optical imaging uses non-ionizing infrared radiation to evaluate human tissues in real time and is used for early cancer detection, brain tumor diagnosis, and intraoperative tissue analysis. Unfortunately, optical imaging is vulnerable to image degradation due to laser scattering and absorption, which can result in diagnostic errors and misguided treatment. Restoration of optical images is a challenging computer vision task because the sources of image degradation are multi-factorial, stochastic, and tissue-dependent, preventing a straightforward method to obtain paired low-quality/high-quality data. Here, we present Restorative Step-Calibrated Diffusion (RSCD), an unpaired diffusion-based image restoration method that uses a step calibrator model to dynamically determine the number of steps required to complete the reverse diffusion process for image restoration. RSCD outperforms other widely used unpaired image restoration methods on both image quality and perceptual evaluation metrics for restoring optical images. Medical imaging experts consistently prefer images restored using RSCD in blinded comparison experiments and report minimal to no hallucinations. Finally, we show that RSCD improves performance on downstream clinical imaging tasks, including automated brain tumor diagnosis and deep tissue imaging. Our code is available at https://github.com/MLNeurosurg/restorative_step-calibrated_diffusion.

eess.IV

Integrating Online Learning and Connectivity Maintenance for Communication-Aware Multi-Robot Coordination

This paper proposes a novel data-driven control strategy for maintaining connectivity in networked multi-robot systems. Existing approaches often rely on a pre-determined communication model specifying whether pairwise robots can communicate given their relative distance to guide the connectivity-aware control design, which may not capture real-world communication conditions. To relax that assumption, we present the concept of Data-driven Connectivity Barrier Certificates, which utilize Control Barrier Functions (CBF) and Gaussian Processes (GP) to characterize the admissible control space for pairwise robots based on communication performance observed online. This allows robots to maintain a satisfying level of pairwise communication quality (measured by the received signal strength) while in motion. Then we propose a Data-driven Connectivity Maintenance (DCM) algorithm that combines (1) online learning of the communication signal strength and (2) a bi-level optimization-based control framework for the robot team to enforce global connectivity of the realistic multi-robot communication graph and minimally deviate from their task-related motions. We provide theoretical proofs to justify the properties of our algorithm and demonstrate its effectiveness through simulations with up to 20 robots.

cs.RO

Decentralized Multi-Robot Line-of-Sight Connectivity Maintenance under Uncertainty

In this paper, we propose a novel decentralized control method to maintain Line-of-Sight connectivity for multi-robot networks in the presence of Guassian-distributed localization uncertainty. In contrast to most existing work that assumes perfect positional information about robots or enforces overly restrictive rigid formation against uncertainty, our method enables robots to preserve Line-of-Sight connectivity with high probability under unbounded Gaussian-like positional noises while remaining minimally intrusive to the original robots' tasks. This is achieved by a motion coordination framework that jointly optimizes the set of existing Line-of-Sight edges to preserve and control revisions to the nominal task-related controllers, subject to the safety constraints and the corresponding composition of uncertainty-aware Line-of-Sight control constraints. Such compositional control constraints, expressed by our novel notion of probabilistic Line-of-Sight connectivity barrier certificates (PrLOS-CBC) for pairwise robots using control barrier functions, explicitly characterize the deterministic admissible control space for the two robots. The resulting motion ensures Line-of-Sight connectedness for the robot team with high probability. Furthermore, we propose a fully decentralized algorithm that decomposes the motion coordination framework by interleaving the composite constraint specification and solving for the resulting optimization-based controllers. The optimality of our approach is justified by the theoretical proofs. Simulation and real-world experiments results are given to demonstrate the effectiveness of our method.

cs.RO