arXiv subjects

Yong Dai

Publications and source records attributed to Yong Dai.

At least 55 records · Page 3Linked to original sources

arXiv2024

MME-Finance: A Multimodal Finance Benchmark for Expert-level Understanding and Reasoning

In recent years, multimodal benchmarks for general domains have guided the rapid development of multimodal models on general tasks. However, the financial field has its peculiarities. It features unique graphical images (e.g., candlestick charts, technical indicator charts) and possesses a wealth of specialized financial knowledge (e.g., futures, turnover rate). Therefore, benchmarks from general fields often fail to measure the performance of multimodal models in the financial domain, and thus cannot effectively guide the rapid development of large financial models. To promote the development of large financial multimodal models, we propose MME-Finance, an bilingual open-ended and practical usage-oriented Visual Question Answering (VQA) benchmark. The characteristics of our benchmark are finance and expertise, which include constructing charts that reflect the actual usage needs of users (e.g., computer screenshots and mobile photography), creating questions according to the preferences in financial domain inquiries, and annotating questions by experts with 10+ years of experience in the financial industry. Additionally, we have developed a custom-designed financial evaluation system in which visual information is first introduced in the multi-modal evaluation process. Extensive experimental evaluations of 19 mainstream MLLMs are conducted to test their perception, reasoning, and cognition capabilities. The results indicate that models performing well on general benchmarks cannot do well on MME-Finance; for instance, the top-performing open-source and closed-source models obtain 65.69 (Qwen2VL-72B) and 63.18 (GPT-4o), respectively. Their performance is particularly poor in categories most relevant to finance, such as candlestick charts and technical indicator charts. In addition, we propose a Chinese version, which helps compare performance of MLLMs under a Chinese context.

cs.CV↗

arXiv2024

TimeCNN: Refining Cross-Variable Interaction on Time Point for Time Series Forecasting

Time series forecasting is extensively applied across diverse domains. Transformer-based models demonstrate significant potential in modeling cross-time and cross-variable interaction. However, we notice that the cross-variable correlation of multivariate time series demonstrates multifaceted (positive and negative correlations) and dynamic progression over time, which is not well captured by existing Transformer-based models. To address this issue, we propose a TimeCNN model to refine cross-variable interactions to enhance time series forecasting. Its key innovation is timepoint-independent, where each time point has an independent convolution kernel, allowing each time point to have its independent model to capture relationships among variables. This approach effectively handles both positive and negative correlations and adapts to the evolving nature of variable relationships over time. Extensive experiments conducted on 12 real-world datasets demonstrate that TimeCNN consistently outperforms state-of-the-art models. Notably, our model achieves significant reductions in computational requirements (approximately 60.46%) and parameter count (about 57.50%), while delivering inference speeds 3 to 4 times faster than the benchmark iTransformer model

cs.LG↗

arXiv2024

On Diversified Preferences of Large Language Model Alignment

Aligning large language models (LLMs) with human preferences has been recognized as the key to improving LLMs' interaction quality. However, in this pluralistic world, human preferences can be diversified due to annotators' different tastes, which hinders the effectiveness of LLM alignment methods. This paper presents the first quantitative analysis of the experimental scaling law for reward models with varying sizes, from 1.3 billion to 7 billion parameters, trained with human feedback exhibiting diverse preferences. Our analysis reveals that the impact of diversified human preferences depends on both model size and data size. Larger models with sufficient capacity mitigate the negative effects of diverse preferences, while smaller models struggle to accommodate them. To mitigate the impact of diverse preferences, we introduce a new metric, Expected Calibration Error (ECE), to evaluate RMs and show their obvious positive correlation with the alignment performance of LLMs. Furthermore, we propose a Multi-Objective Reward learning method (MORE) to enhance the calibration performance of RMs on shared preferences. Through experiments on four models and five human preference datasets, we find the calibration error can be adopted as a key metric for evaluating RMs and MORE can obtain superior alignment performance.

cs.AI↗

arXiv2024

IDGen: Item Discrimination Induced Prompt Generation for LLM Evaluation

As Large Language Models (LLMs) grow increasingly adept at managing complex tasks, the evaluation set must keep pace with these advancements to ensure it remains sufficiently discriminative. Item Discrimination (ID) theory, which is widely used in educational assessment, measures the ability of individual test items to differentiate between high and low performers. Inspired by this theory, we propose an ID-induced prompt synthesis framework for evaluating LLMs to ensure the evaluation set can continually update and refine according to model abilities. Our data synthesis framework prioritizes both breadth and specificity. It can generate prompts that comprehensively evaluate the capabilities of LLMs while revealing meaningful performance differences between models, allowing for effective discrimination of their relative strengths and weaknesses across various tasks and domains. To produce high-quality data, we incorporate a self-correct mechanism into our generalization framework, and develop two models to predict prompt discrimination and difficulty score to facilitate our data synthesis framework, contributing valuable tools to evaluation data synthesis research. We apply our generated data to evaluate five SOTA models. Our data achieves an average score of 51.92, accompanied by a variance of 10.06. By contrast, previous works (i.e., SELF-INSTRUCT and WizardLM) obtain an average score exceeding 67, with a variance below 3.2. The results demonstrate that the data generated by our framework is more challenging and discriminative compared to previous works. We will release a dataset of over 3,000 carefully crafted prompts to facilitate evaluation research of LLMs.

cs.CL↗

arXiv2024

Look Before You Leap: Towards Decision-Aware and Generalizable Tool-Usage for Large Language Models

Tool-augmented large language models (LLMs) are attracting widespread attention when accessing up-to-date knowledge and alleviating hallucination issues. Nowadays, advanced closed-source LLMs (e.g., ChatGPT) have demonstrated surprising tool-usage capabilities through prompting and in-context learning techniques. To empower the capabilities of open-source LLMs (e.g., LLaMA) in manipulating tools, current efforts focus on either template-driven or token-triggered tool-usage. However, the former hampers LLMs' flexibility to address diverse user's queries due to constrained tool interactions, while the latter limits the generalizability when engaging with new tools, since tool-usage learning is based on task- and tool-specific datasets. To alleviate these concerns, in this paper, we propose a decision-aware and generalizable tool-usage framework (DEER). Specifically, we first construct the tool-usage samples with multiple decision branches via an automatic generation pipeline, thereby inspiring the decision-making awareness of LLMs under diverse scenarios. Meanwhile, we propose a novel tool sampling strategy to enhance the generalizability of LLMs over unseen tools. Extensive experiments demonstrate that our proposed DEER is effective and significantly outperforms baselines across various datasets.

cs.CL↗

arXiv2024

Reshaping the Online Data Buffering and Organizing Mechanism for Continual Test-Time Adaptation

Continual Test-Time Adaptation (CTTA) involves adapting a pre-trained source model to continually changing unsupervised target domains. In this paper, we systematically analyze the challenges of this task: online environment, unsupervised nature, and the risks of error accumulation and catastrophic forgetting under continual domain shifts. To address these challenges, we reshape the online data buffering and organizing mechanism for CTTA. We propose an uncertainty-aware buffering approach to identify and aggregate significant samples with high certainty from the unsupervised, single-pass data stream. Based on this, we propose a graph-based class relation preservation constraint to overcome catastrophic forgetting. Furthermore, a pseudo-target replay objective is used to mitigate error accumulation. Extensive experiments demonstrate the superiority of our method in both segmentation and classification CTTA tasks. Code is available at https://github.com/z1358/OBAO.

cs.CV↗

arXiv2024

Chunk, Align, Select: A Simple Long-sequence Processing Method for Transformers

Although dominant in natural language processing, transformer-based models remain challenged by the task of long-sequence processing, because the computational cost of self-attention operations in transformers swells quadratically with the input sequence length. To alleviate the complexity of long-sequence processing, we propose a simple framework to enable the offthe-shelf pre-trained transformers to process much longer sequences, while the computation and memory costs remain growing linearly with the input sequence lengths. More specifically, our method divides each long-sequence input into a batch of chunks, then aligns the interchunk information during the encoding steps, and finally selects the most representative hidden states from the encoder for the decoding process. To extract inter-chunk semantic information, we align the start and end token embeddings among chunks in each encoding transformer block. To learn an effective hidden selection policy, we design a dual updating scheme inspired by reinforcement learning, which regards the decoders of transformers as environments, and the downstream performance metrics as the rewards to evaluate the hidden selection actions. Our empirical results on real-world long-text summarization and reading comprehension tasks demonstrate effective improvements compared to prior longsequence processing baselines.

cs.CL↗

arXiv2024

ConceptPsy:A Benchmark Suite with Conceptual Comprehensiveness in Psychology

The critical field of psychology necessitates a comprehensive benchmark to enhance the evaluation and development of domain-specific Large Language Models (LLMs). Existing MMLU-type benchmarks, such as C-EVAL and CMMLU, include psychology-related subjects, but their limited number of questions and lack of systematic concept sampling strategies mean they cannot cover the concepts required in psychology. Consequently, despite their broad subject coverage, these benchmarks lack the necessary depth in the psychology domain, making them inadequate as psychology-specific evaluation suite. To address this issue, this paper presents ConceptPsy, designed to evaluate Chinese complex reasoning and knowledge abilities in psychology. ConceptPsy includes 12 core subjects and 1383 manually collected concepts. Specifically, we prompt GPT-4 to generate questions for each concept using carefully designed diverse prompts and hire professional psychologists to review these questions. To help to understand the fine-grained performances and enhance the weaknesses, we annotate each question with a chapter label and provide chapter-wise accuracy. Based on ConceptPsy, we evaluate a broad range of LLMs. We observe that, although some LLMs achieve similar accuracies on overall performances, they exhibit significant performance variations across different psychology concepts, even when they are models from the same series. We hope our work can facilitate the development of LLMs in the field of psychology.

cs.CL↗

arXiv2024

WebVoyager: Building an End-to-End Web Agent with Large Multimodal Models

The rapid advancement of large language models (LLMs) has led to a new era marked by the development of autonomous applications in real-world scenarios, which drives innovation in creating advanced web agents. Existing web agents typically only handle one input modality and are evaluated only in simplified web simulators or static web snapshots, greatly limiting their applicability in real-world scenarios. To bridge this gap, we introduce WebVoyager, an innovative Large Multimodal Model (LMM) powered web agent that can complete user instructions end-to-end by interacting with real-world websites. Moreover, we establish a new benchmark by compiling real-world tasks from 15 popular websites and introduce an automatic evaluation protocol leveraging multimodal understanding abilities of GPT-4V to evaluate open-ended web agents. We show that WebVoyager achieves a 59.1% task success rate on our benchmark, significantly surpassing the performance of both GPT-4 (All Tools) and the WebVoyager (text-only) setups, underscoring the exceptional capability of WebVoyager. The proposed automatic evaluation metric achieves 85.3% agreement with human judgment, indicating its effectiveness in providing reliable and accurate assessments of web agents.

cs.CL↗

arXiv2024

Adversarial Preference Optimization: Enhancing Your Alignment via RM-LLM Game

Human preference alignment is essential to improve the interaction quality of large language models (LLMs). Existing alignment methods depend on manually annotated preference data to guide the LLM optimization directions. However, continuously updating LLMs for alignment raises a distribution gap between model-generated samples and human-annotated responses, hindering training effectiveness. To mitigate this issue, previous methods require additional preference annotation on newly generated samples to adapt to the shifted distribution, which consumes a large amount of annotation resources. Targeting more efficient human preference optimization, we propose an Adversarial Preference Optimization (APO) framework, in which the LLM and the reward model update alternatively via a min-max game. Through adversarial training, the reward model can adapt to the shifted generation distribution of the LLM without any additional annotation. With comprehensive experiments, we find the proposed adversarial training framework further enhances existing alignment baselines in terms of LLM helpfulness and harmlessness. The code is at https://github.com/Linear95/APO.

cs.CL↗

arXiv2024

Prompt Customization for Continual Learning

Contemporary continual learning approaches typically select prompts from a pool, which function as supplementary inputs to a pre-trained model. However, this strategy is hindered by the inherent noise of its selection approach when handling increasing tasks. In response to these challenges, we reformulate the prompting approach for continual learning and propose the prompt customization (PC) method. PC mainly comprises a prompt generation module (PGM) and a prompt modulation module (PMM). In contrast to conventional methods that employ hard prompt selection, PGM assigns different coefficients to prompts from a fixed-sized pool of prompts and generates tailored prompts. Moreover, PMM further modulates the prompts by adaptively assigning weights according to the correlations between input data and corresponding prompts. We evaluate our method on four benchmark datasets for three diverse settings, including the class, domain, and task-agnostic incremental learning tasks. Experimental results demonstrate consistent improvement (by up to 16.2\%), yielded by the proposed method, over the state-of-the-art (SOTA) techniques.

cs.CV↗

arXiv2024

Prior-agnostic Multi-scale Contrastive Text-Audio Pre-training for Parallelized TTS Frontend Modeling

Over the past decade, a series of unflagging efforts have been dedicated to developing highly expressive and controllable text-to-speech (TTS) systems. In general, the holistic TTS comprises two interconnected components: the frontend module and the backend module. The frontend excels in capturing linguistic representations from the raw text input, while the backend module converts linguistic cues to speech. The research community has shown growing interest in the study of the frontend component, recognizing its pivotal role in text-to-speech systems, including Text Normalization (TN), Prosody Boundary Prediction (PBP), and Polyphone Disambiguation (PD). Nonetheless, the limitations posed by insufficient annotated textual data and the reliance on homogeneous text signals significantly undermine the effectiveness of its supervised learning. To evade this obstacle, a novel two-stage TTS frontend prediction pipeline, named TAP-FM, is proposed in this paper. Specifically, during the first learning phase, we present a Multi-scale Contrastive Text-audio Pre-training protocol (MC-TAP), which hammers at acquiring richer insights via multi-granularity contrastive pre-training in an unsupervised manner. Instead of mining homogeneous features in prior pre-training approaches, our framework demonstrates the ability to delve deep into both global and local text-audio semantic and acoustic representations. Furthermore, a parallelized TTS frontend model is delicately devised to execute TN, PD, and PBP prediction tasks, respectively in the second stage. Finally, extensive experiments illustrate the superiority of our proposed method, achieving state-of-the-art performance.

cs.SD↗

arXiv2024

Enhancing Zero-shot Counting via Language-guided Exemplar Learning

Recently, Class-Agnostic Counting (CAC) problem has garnered increasing attention owing to its intriguing generality and superior efficiency compared to Category-Specific Counting (CSC). This paper proposes a novel ExpressCount to enhance zero-shot object counting by delving deeply into language-guided exemplar learning. Specifically, the ExpressCount is comprised of an innovative Language-oriented Exemplar Perceptron and a downstream visual Zero-shot Counting pipeline. Thereinto, the perceptron hammers at exploiting accurate exemplar cues from collaborative language-vision signals by inheriting rich semantic priors from the prevailing pre-trained Large Language Models (LLMs), whereas the counting pipeline excels in mining fine-grained features through dual-branch and cross-attention schemes, contributing to the high-quality similarity learning. Apart from building a bridge between the LLM in vogue and the visual counting tasks, expression-guided exemplar estimation significantly advances zero-shot learning capabilities for counting instances with arbitrary classes. Moreover, devising a FSC-147-Express with annotations of meticulous linguistic expressions pioneers a new venue for developing and validating language-based counting models. Extensive experiments demonstrate the state-of-the-art performance of our ExpressCount, even showcasing the accuracy on par with partial CSC models.

cs.CV↗

arXiv2024

Embracing Language Inclusivity and Diversity in CLIP through Continual Language Learning

While vision-language pre-trained models (VL-PTMs) have advanced multimodal research in recent years, their mastery in a few languages like English restricts their applicability in broader communities. To this end, there is an increasing interest in developing multilingual VL models via a joint-learning setup, which, however, could be unrealistic due to expensive costs and data availability. In this work, we propose to extend VL-PTMs' language capacity by continual language learning (CLL), where a model needs to update its linguistic knowledge incrementally without suffering from catastrophic forgetting (CF). We begin our study by introducing a model dubbed CLL-CLIP, which builds upon CLIP, a prevailing VL-PTM that has acquired image-English text alignment. Specifically, CLL-CLIP contains an expandable token embedding layer to handle linguistic differences. It solely trains token embeddings to improve memory stability and is optimized under cross-modal and cross-lingual objectives to learn the alignment between images and multilingual texts. To alleviate CF raised by covariate shift and lexical overlap, we further propose a novel approach that ensures the identical distribution of all token embeddings during initialization and regularizes token embedding learning during training. We construct a CLL benchmark covering 36 languages based on MSCOCO and XM3600 datasets and then evaluate multilingual image-text retrieval performance. Extensive experiments verify the effectiveness of CLL-CLIP and show that our approach can boost CLL-CLIP, e.g., by 6.7% in text-to-image average Recall@1 on XM3600, and improve various state-of-the-art methods consistently. Our code and data are available at \url{https://github.com/yangbang18/CLFM}.

cs.CV↗

arXiv2023

Emage: Non-Autoregressive Text-to-Image Generation

Autoregressive and diffusion models drive the recent breakthroughs on text-to-image generation. Despite their huge success of generating high-realistic images, a common shortcoming of these models is their high inference latency - autoregressive models run more than a thousand times successively to produce image tokens and diffusion models convert Gaussian noise into images with many hundreds of denoising steps. In this work, we explore non-autoregressive text-to-image models that efficiently generate hundreds of image tokens in parallel. We develop many model variations with different learning and inference strategies, initialized text encoders, etc. Compared with autoregressive baselines that needs to run one thousand times, our model only runs 16 times to generate images of competitive quality with an order of magnitude lower inference latency. Our non-autoregressive model with 346M parameters generates an image of 256$\times$256 with about one second on one V100 GPU.

cs.CV↗

arXiv2023

TencentLLMEval: A Hierarchical Evaluation of Real-World Capabilities for Human-Aligned LLMs

Large language models (LLMs) have shown impressive capabilities across various natural language tasks. However, evaluating their alignment with human preferences remains a challenge. To this end, we propose a comprehensive human evaluation framework to assess LLMs' proficiency in following instructions on diverse real-world tasks. We construct a hierarchical task tree encompassing 7 major areas covering over 200 categories and over 800 tasks, which covers diverse capabilities such as question answering, reasoning, multiturn dialogue, and text generation, to evaluate LLMs in a comprehensive and in-depth manner. We also design detailed evaluation standards and processes to facilitate consistent, unbiased judgments from human evaluators. A test set of over 3,000 instances is released, spanning different difficulty levels and knowledge domains. Our work provides a standardized methodology to evaluate human alignment in LLMs for both English and Chinese. We also analyze the feasibility of automating parts of evaluation with a strong LLM (GPT-4). Our framework supports a thorough assessment of LLMs as they are integrated into real-world applications. We have made publicly available the task tree, TencentLLMEval dataset, and evaluation methodology which have been demonstrated as effective in assessing the performance of Tencent Hunyuan LLMs. By doing so, we aim to facilitate the benchmarking of advances in the development of safe and human-aligned LLMs.

cs.CL↗

arXiv2023

Everyone Deserves A Reward: Learning Customized Human Preferences

Reward models (RMs) are essential for aligning large language models (LLMs) with human preferences to improve interaction quality. However, the real world is pluralistic, which leads to diversified human preferences with respect to different religions, politics, cultures, etc. Moreover, each individual can have their unique preferences on various topics. Neglecting the diversity of human preferences, current human feedback aligning methods only consider a general reward model, which is below satisfaction for customized or personalized application scenarios. To explore customized preference learning, we collect a domain-specific preference (DSP) dataset, which includes preferred responses for each given query from four practical domains. Besides, from the perspective of data efficiency, we propose a three-stage customized RM learning scheme, then empirically verify its effectiveness on both general preference datasets and our DSP set. Furthermore, we test multiple training and data strategies on the three learning stages. We find several ways to better preserve the general preferring ability while training the customized RMs, especially general preference enrichment, and customized preference imitation learning. The DSP dataset and code are available at https://github.com/Linear95/DSP.

cs.CL↗

arXiv2023

SkillNet-X: A Multilingual Multitask Model with Sparsely Activated Skills

Traditional multitask learning methods basically can only exploit common knowledge in task- or language-wise, which lose either cross-language or cross-task knowledge. This paper proposes a general multilingual multitask model, named SkillNet-X, which enables a single model to tackle many different tasks from different languages. To this end, we define several language-specific skills and task-specific skills, each of which corresponds to a skill module. SkillNet-X sparsely activates parts of the skill modules which are relevant either to the target task or the target language. Acting as knowledge transit hubs, skill modules are capable of absorbing task-related knowledge and language-related knowledge consecutively. Based on Transformer, we modify the multi-head attention layer and the feed forward network layer to accommodate skill modules. We evaluate SkillNet-X on eleven natural language understanding datasets in four languages. Results show that SkillNet-X performs better than task-specific baselines and two multitask learning baselines (i.e., dense joint model and Mixture-of-Experts model). Furthermore, skill pre-training further improves the performance of SkillNet-X on almost all datasets. To investigate the generalization of our model, we conduct experiments on two new tasks and find that SkillNet-X significantly outperforms baselines.

cs.CL↗