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Yongsen Zheng

Publications and source records attributed to Yongsen Zheng.

At least 19 recordsLinked to original sources

How Do Document Parsers Break? Auditing Structural Vulnerability in Document Intelligence

Document Layout Analysis (DLA) pipelines provide structured page representations for retrieval-augmented generation, long-document question answering, and related applications. Yet their robustness evaluation remains largely area-centric. We identify this Footprint Bias and propose ProSA, a lightweight output-level auditing framework that decouples controlled probing, policy-driven targeting, and structure-aware diagnosis. ProSA combines Block-level Structural Loss Rate (B-SLR), granularity-aware exposure descriptors, and pathway attribution to analyze where structural identity is lost, at what exposure granularity failures emerge, and how failures propagate. Across MinerU and PP-StructureV3 on 1,000 pages, affected area weakly tracks perturbation-induced OCR instability ($R^2=0.384/0.110$), whereas B-SLR aligns much more closely with it ($R^2=0.727/0.916$). Exposure descriptors further separate occlusion- and topology-dominant pathways, while matched-footprint structural probes cause much larger downstream QA/retrieval drops than area-matched erasure. These results shift DLA robustness evaluation from footprint-based measurement toward structure-aware vulnerability auditing.

cs.CL

VeriScene: Reconstructing Crime Scenes from Legal Evidence via World-Model Agent

World models take multimodal inputs like text, photos, and diagrams to generate dynamic scenes in accordance with the laws of physics, thus opening a compelling application: fusing multimodal legal evidence to re-create a crime scene and re-enact how an offence could have been committed. However, feeding the raw, unorganized evidence into a world model fails in forensic use: it silently drops evidence, glosses over contradictory testimony, and produces motion that violates the evidentiary record. This paper presents VeriScene, an agent that orchestrates the world model: it reconstructs crime scenes from forensic photographs and witness statements of varying reliability, keeping every claim traceable to evidence and every motion physically plausible. VeriScene iteratively fuses the evidence into a cited narrative under an auditing loop, verifies the hypothesized dynamics via probe rollouts in the world model with corrective constraint injection, and renders the offence as a re-enactment video from a fused keyframe. On a benchmark of 25 crime scenarios across 7 physically-driven case types (139 forensic-style photographs and 65 statements with planted unreliability), VeriScene attains 0.9014 evidence coverage and 0.7217 factual consistency (0-1 scale) on the 20 test scenes, outperforming an end-to-end multimodal-LLM baseline by 20.35% in factual consistency and 34.88% in temporal coherence, while generalizing across four LLM orchestration backends at USD 1.82 per scene.

cs.CV

OSR: Output Space Redistribution for Adaptive Label Removal in Classification Models

Label removal occurs frequently in classification systems with evolving taxonomies, where categories must be dynamically updated or eliminated. To accommodate such changes, classification models must adapt accordingly. Existing solutions, broadly categorized as retraining-based and feature-space-adjustment-based, share common limitations despite their variations, including reliance on access to original data, substantial computational and storage costs, inconsistent results, poor scalability, and degradation of model utility. To address this, we propose a novel approach that leverages statistical redistribution in the output space to approximate the post-removal confidence vectors of a retrained model. Applicable as a modular output filter, our method bypasses the burden of feature-space adjustments or loss-function convergence, alleviating scalability limitations. Furthermore, by requiring only existing labels and prior output confidences, the method potentially mitigates privacy concerns inherent to data-dependent solutions. Extensive experiments demonstrate competitive performance against full retraining, with improvements in computational efficiency and privacy preservation across several classification tasks.

cs.LG

UserToolBench: A User-Profile-Hidden Benchmark for Personalized Decision Making in Tool-Use LLMs

Tool-use LLMs are increasingly asked to act on users' behalf, but existing benchmarks usually focus on profile recall, style imitation, generic tool use, or response-level personalization. We introduce UserToolBench , a benchmark for personalized decision making in tool-use LLMs. UserToolBench tests whether a model can infer latent user preferences from interaction history, recognize when clarification is needed, and produce user-aligned tool-call trajectories under incomplete information. The benchmark is built from privacy-sanitized real interaction traces and combines structured persona profiles, public API-style tool ecosystems, and long-horizon multi-turn trajectories. It includes 10 user profiles, 36 tool sets, 1,065 turns, 170 unique tools, and evaluation-focused task types covering lack-of-information, single-tool, and multi-tool settings. Experiments with strong tool-use LLMs show that current models still have difficulty with personalized delegation. Multi-tool coordination, missing-constraint inference, and long-horizon behavioral consistency remain major bottlenecks. These results suggest that personalization evaluation should move beyond asking whether outputs sound user-specific and instead ask whether LLMs make correct decisions for the users they represent.

cs.LG

FacetCRS: Multi-Faceted Preference Learning for Pricking Filter Bubbles in Conversational Recommender System

The filter bubble is a notorious issue in Recommender Systems (RSs), which describes the phenomenon whereby users are exposed to a limited and narrow range of information or content that reinforces their existing dominant preferences and beliefs. This results in a lack of exposure to diverse and varied content. Many existing works have predominantly examined filter bubbles in static or relatively-static recommendation settings. However, filter bubbles will be continuously intensified over time due to the feedback loop between the user and the system in the real-world online recommendation. To address these issues, we propose a novel paradigm, Multi-Facet Preference Learning for Pricking Filter Bubbles in Conversational Recommender System (FacetCRS), which aims to burst filter bubbles in the conversational recommender system (CRS) through timely user-item interactions via natural language conversations. By considering diverse user preferences and intentions, FacetCRS automatically model user preference into multi-facets, including entity-, word-, context-, and review-facet, to capture diverse and dynamic user preferences to prick filter bubbles in the CRS. It is an end-to-end CRS framework to adaptively learn representations of various levels of preference facet and diverse types of external knowledge. Extensive experiments on two publicly available benchmark datasets demonstrate that our proposed method achieves state-of-the-art performance in mitigating filter bubbles and enhancing recommendation quality in CRS.

cs.IR

Mitigating Matthew Effect: Multi-Hypergraph Boosted Multi-Interest Self-Supervised Learning for Conversational Recommendation

The Matthew effect is a big challenge in Recommender Systems (RSs), where popular items tend to receive increasing attention, while less popular ones are often overlooked, perpetuating existing disparities. Although many existing methods attempt to mitigate Matthew effect in the static or quasi-static recommendation scenarios, such issue will be more pronounced as users engage with the system over time. To this end, we propose a novel framework, Multi-Hypergraph Boosted Multi-Interest Self-Supervised Learning for Conversational Recommendation (HiCore), aiming to address Matthew effect in the Conversational Recommender System (CRS) involving the dynamic user-system feedback loop. It devotes to learn multi-level user interests by building a set of hypergraphs (i.e., item-, entity-, word-oriented multiple-channel hypergraphs) to alleviate the Matthew effec. Extensive experiments on four CRS-based datasets showcase that HiCore attains a new state-of-the-art performance, underscoring its superiority in mitigating the Matthew effect effectively. Our code is available at https://github.com/zysensmile/HiCore.

cs.IR

HyCoRec: Hypergraph-Enhanced Multi-Preference Learning for Alleviating Matthew Effect in Conversational Recommendation

The Matthew effect is a notorious issue in Recommender Systems (RSs), \emph{i.e.}, the rich get richer and the poor get poorer, wherein popular items are overexposed while less popular ones are regularly ignored. Most methods examine Matthew effect in static or nearly-static recommendation scenarios. However, the Matthew effect will be increasingly amplified when the user interacts with the system over time. To address these issues, we propose a novel paradigm, Hypergraph-Enhanced Multi-Preference Learning for Alleviating Matthew Effect in Conversational Recommendation (HyCoRec), which aims to alleviate the Matthew effect in conversational recommendation. Concretely, HyCoRec devotes to alleviate the Matthew effect by learning multi-aspect preferences, \emph{i.e.}, item-, entity-, word-, review-, and knowledge-aspect preferences, to effectively generate responses in the conversational task and accurately predict items in the recommendation task when the user chats with the system over time. Extensive experiments conducted on two benchmarks validate that HyCoRec achieves new state-of-the-art performance and the superior of alleviating Matthew effect. Our code is available at https://github.com/zysensmile/HyCoRec.

cs.IR

MemMorph: Tool Hijacking in LLM Agents via Memory Poisoning

LLM-driven agents are capable of selecting external tools to complete users' tasks. However, attackers could compromise such process, steering agents toward inappropriate/wrong tools and enabling malicious actions. Most existing attacks primarily manipulate the tool metadata, which is easily detectable by auditing and may lose effectiveness as modern agents increasingly adopt memory modules to refine tool selection policies through accumulated experience. This paper proposes MemMorph, the first attack that bias tool selection by poisoning the agent's long-term memory. Rather than explicitly dictating the tool invocation decision, MemMorph injects a small number of crafted records that are disguised as technical facts, incident reports, and operational policies. These poisoned records reshape the agent's contextual perception and decision-making process, leading it to autonomously infer and select the tool preferred by the attacker. Experiments across 3 benchmarks, 10 agent backbones, and 3 memory-module implementations show that MemMorph achieves up to 85.9% attack success rate with only three injected records, outperforming the strongest baseline by up to 25% while retaining potency under 3 representative defenses. Our findings expose long-term memory as a critical and under-explored attack surface in tool-augmented agents, urging the development of memory-level integrity safeguards.

cs.CR

Beyond Max Tokens: Stealthy Resource Amplification via Tool Calling Chains in LLM Agents

The agent--tool interaction loop is a critical attack surface for modern Large Language Model (LLM) agents. Existing denial-of-service (DoS) attacks typically function at the user-prompt or retrieval-augmented generation (RAG) context layer and are inherently single-turn in nature. This limitation restricts cost amplification and diminishes stealth in goal-oriented workflows. To address these issues, we proposed a stealthy, multi-turn economic DoS attack at the tool layer under the Model Context Protocol (MCP). By simply editing text-visible fields and implementing a template-driven return policy, our malicious server preserves function signatures and the terminal benign payload while steering agents into prolonged, verbose tool-calling chains. We optimize these text-only edits with Monte Carlo Tree Search (MCTS) to maximize cost under a task-success constraint. Across six LLMs on ToolBench and BFCL benchmarks, our attack yields trajectories over 60K tokens, increases per-query cost by up to 658 times, raises energy by 100 to 560 times, and pushes GPU key-value (KV) cache occupancy to 35--74%. Standard prompt filters and output trajectory monitors seldom detect these attacks, highlighting the need for defenses that safeguard agentic processes rather than focusing solely on final outcomes. We will release the code soon.

cs.CR

Spectral Gating Networks

Gating mechanisms are ubiquitous, yet a complementary question in feed-forward networks remains under-explored: how to introduce frequency-rich expressivity without sacrificing stability and scalability? This tension is exposed by spline-based Kolmogorov-Arnold Network (KAN) parameterizations, where grid refinement can induce parameter growth and brittle optimization in high dimensions. To propose a stability-preserving way to inject spectral capacity into existing MLP/FFN layers under fixed parameter and training budgets, we introduce Spectral Gating Networks (SGN), a drop-in spectral reparameterization. SGN augments a standard activation pathway with a compact spectral pathway and learnable gates that allow the model to start from a stable base behavior and progressively allocate capacity to spectral features during training. The spectral pathway is instantiated with trainable Random Fourier Features (learned frequencies and phases), replacing grid-based splines and removing resolution dependence. A hybrid GELU-Fourier formulation further improves optimization robustness while enhancing high-frequency fidelity. Across vision, NLP, audio, and PDE benchmarks, SGN consistently improves accuracy-efficiency trade-offs under comparable computational budgets, achieving 93.15% accuracy on CIFAR-10 and up to 11.7x faster inference than spline-based KAN variants. Code and trained models will be released.

cs.LG

Process-of-Thought Reasoning for Videos

Video understanding requires not only recognizing visual content but also performing temporally grounded, multi-step reasoning over long and noisy observations. We propose Process-of-Thought (PoT) Reasoning for Videos, a framework that makes the reasoning process explicit by structuring video inference into a sequence of lightweight, verifiable steps. PoT interleaves (i) temporal evidence selection, (ii) step-wise state updates, and (iii) constrained answer synthesis, enabling the model to progressively refine hypotheses while maintaining traceability to video evidence. The framework is designed to be model-agnostic and can be plugged into existing vision-language backbones, supporting both closed-book reasoning and evidence-augmented reasoning with external tools. We further introduce a unified representation for PoT traces that aligns intermediate decisions with temporal segments, which improves robustness to distractors and reduces hallucinated explanations. Extensive experiments on standard video reasoning tasks demonstrate that PoT consistently improves factual correctness and temporal grounding, while providing interpretable reasoning traces for diagnosis and downstream use.

cs.CV

The Shadow Self: Intrinsic Value Misalignment in Large Language Model Agents

Large language model (LLM) agents with extended autonomy unlock new capabilities, but also introduce heightened challenges for LLM safety. In particular, an LLM agent may pursue objectives that deviate from human values and ethical norms, a risk known as value misalignment. Existing evaluations primarily focus on responses to explicit harmful input or robustness against system failure, while value misalignment in realistic, fully benign, and agentic settings remains largely underexplored. To fill this gap, we first formalize the Loss-of-Control risk and identify the previously underexamined Intrinsic Value Misalignment (Intrinsic VM). We then introduce IMPRESS (Intrinsic Value Misalignment Probes in REalistic Scenario Set), a scenario-driven framework for systematically assessing this risk. Following our framework, we construct benchmarks composed of realistic, fully benign, and contextualized scenarios, using a multi-stage LLM generation pipeline with rigorous quality control. We evaluate Intrinsic VM on 21 state-of-the-art LLM agents and find that it is a common and broadly observed safety risk across models. Moreover, the misalignment rates vary by motives, risk types, model scales, and architectures. While decoding strategies and hyperparameters exhibit only marginal influence, contextualization and framing mechanisms significantly shape misalignment behaviors. Finally, we conduct human verification to validate our automated judgments and assess existing mitigation strategies, such as safety prompting and guardrails, which show instability or limited effectiveness. We further demonstrate key use cases of IMPRESS across the AI Ecosystem. Our code and benchmark will be publicly released upon acceptance.

cs.CL

Improving Methodologies for Agentic Evaluations Across Domains: Leakage of Sensitive Information, Fraud and Cybersecurity Threats

The rapid rise of autonomous AI systems and advancements in agent capabilities are introducing new risks due to reduced oversight of real-world interactions. Yet agent testing remains nascent and is still a developing science. As AI agents begin to be deployed globally, it is important that they handle different languages and cultures accurately and securely. To address this, participants from The International Network for Advanced AI Measurement, Evaluation and Science, including representatives from Singapore, Japan, Australia, Canada, the European Commission, France, Kenya, South Korea, and the United Kingdom have come together to align approaches to agentic evaluations. This is the third exercise, building on insights from two earlier joint testing exercises conducted by the Network in November 2024 and February 2025. The objective is to further refine best practices for testing advanced AI systems. The exercise was split into two strands: (1) common risks, including leakage of sensitive information and fraud, led by Singapore AISI; and (2) cybersecurity, led by UK AISI. A mix of open and closed-weight models were evaluated against tasks from various public agentic benchmarks. Given the nascency of agentic testing, our primary focus was on understanding methodological issues in conducting such tests, rather than examining test results or model capabilities. This collaboration marks an important step forward as participants work together to advance the science of agentic evaluations.

cs.AI

Improving Methodologies for LLM Evaluations Across Global Languages

As frontier AI models are deployed globally, it is essential that their behaviour remains safe and reliable across diverse linguistic and cultural contexts. To examine how current model safeguards hold up in such settings, participants from the International Network for Advanced AI Measurement, Evaluation and Science, including representatives from Singapore, Japan, Australia, Canada, the EU, France, Kenya, South Korea and the UK conducted a joint multilingual evaluation exercise. Led by Singapore AISI, two open-weight models were tested across ten languages spanning high and low resourced groups: Cantonese English, Farsi, French, Japanese, Korean, Kiswahili, Malay, Mandarin Chinese and Telugu. Over 6,000 newly translated prompts were evaluated across five harm categories (privacy, non-violent crime, violent crime, intellectual property and jailbreak robustness), using both LLM-as-a-judge and human annotation. The exercise shows how safety behaviours can vary across languages. These include differences in safeguard robustness across languages and harm types and variation in evaluator reliability (LLM-as-judge vs. human review). Further, it also generated methodological insights for improving multilingual safety evaluations, such as the need for culturally contextualised translations, stress-tested evaluator prompts and clearer human annotation guidelines. This work represents an initial step toward a shared framework for multilingual safety testing of advanced AI systems and calls for continued collaboration with the wider research community and industry.

cs.AI

Attribution Techniques for Mitigating Hallucinated Information in RAG Systems: A Survey

Large Language Models (LLMs)-based question answering (QA) systems play a critical role in modern AI, demonstrating strong performance across various tasks. However, LLM-generated responses often suffer from hallucinations, unfaithful statements lacking reliable references. Retrieval-Augmented Generation (RAG) frameworks enhance LLM responses by incorporating external references but also introduce new forms of hallucination due to complex interactions between the retriever and generator. To address these challenges, researchers have explored attribution-based techniques that ensure responses are verifiably supported by retrieved content. Despite progress, a unified pipeline for these techniques, along with a clear taxonomy and systematic comparison of their strengths and weaknesses, remains lacking. A well-defined taxonomy is essential for identifying specific failure modes within RAG systems, while comparative analysis helps practitioners choose appropriate solutions based on hallucination types and application context. This survey investigates how attribution-based techniques are used within RAG systems to mitigate hallucinations and addresses the gap by: (i) outlining a taxonomy of hallucination types in RAG systems, (ii) presenting a unified pipeline for attribution techniques, (iii) reviewing techniques based on the hallucinations they target, and (iv) discussing strengths and weaknesses with practical guidelines. This work offers insights for future research and practical use of attribution techniques in RAG systems.

cs.CL

FROC: A Unified Framework with Risk-Optimized Control for Machine Unlearning in LLMs

Machine unlearning (MU) seeks to eliminate the influence of specific training examples from deployed models. As large language models (LLMs) become widely used, managing risks arising from insufficient forgetting or utility loss is increasingly crucial. Current MU techniques lack effective mechanisms for evaluating and controlling these risks, hindering the selection of strategies that appropriately balance safety and utility, and raising trust concerns surrounding the "right to be forgotten." To address these issues, we propose FROC, a unified framework with Risk-Optimized Control for machine unlearning in LLMs. FROC is built around a conformal-style risk-control formulation that expresses a user-specified risk budget on unlearning behavior. This probability-based constraint enables FROC to compare MU strategies, identify feasible operating regions, and guide hyperparameter selection according to desired trade-offs between forgetting sufficiency and utility preservation. To operationalize this constraint, FROC introduces a smoothly varying continuous risk model that aggregates forgetting deficiency and utility degradation into a single configuration-level score. Building on conformal risk analysis, FROC computes (1) the Conformal Unlearning Risk (CUR), a data-driven estimated value on the probability that forgotten samples continue to influence model predictions, and (2) risk-controlled configuration sets, which identify unlearning hyperparameters that are valid under the specified risk budget. Experiments across multiple LLM MU methods demonstrate that FROC produces stable, interpretable risk landscapes and reveals consistent relationships between unlearning configurations, semantic shift, and utility impact. FROC reframes MU as a controllable, risk-aware process and offers a practical foundation for managing unlearning behavior in large-scale LLM deployments.

cs.LG

Understanding Hardness of Vision-Language Compositionality from A Token-level Causal Lens

Contrastive Language-Image Pre-training (CLIP) delivers strong cross modal generalization by aligning images and texts in a shared embedding space, yet it persistently fails at compositional reasoning over objects, attributes, and relations often behaving like a bag-of-words matcher. Prior causal accounts typically model text as a single vector, obscuring token-level structure and leaving core phenomena-such as prompt sensitivity and failures on hard negatives unexplained. We address this gap with a token-aware causal representation learning (CRL) framework grounded in a sequential, language-token SCM. Our theory extends block identifiability to tokenized text, proving that CLIP's contrastive objective can recover the modal-invariant latent variable under both sentence-level and token-level SCMs. Crucially, token granularity yields the first principled explanation of CLIP's compositional brittleness: composition nonidentifiability. We show the existence of pseudo-optimal text encoders that achieve perfect modal-invariant alignment yet are provably insensitive to SWAP, REPLACE, and ADD operations over atomic concepts, thereby failing to distinguish correct captions from hard negatives despite optimizing the same training objective as true-optimal encoders. The analysis further links language-side nonidentifiability to visual-side failures via the modality gap and shows how iterated composition operators compound hardness, motivating improved negative mining strategies.

cs.LG

Lethe: Purifying Backdoored Large Language Models with Knowledge Dilution

Large language models (LLMs) have seen significant advancements, achieving superior performance in various Natural Language Processing (NLP) tasks. However, they remain vulnerable to backdoor attacks, where models behave normally for standard queries but generate harmful responses or unintended output when specific triggers are activated. Existing backdoor defenses either lack comprehensiveness, focusing on narrow trigger settings, detection-only mechanisms, and limited domains, or fail to withstand advanced scenarios like model-editing-based, multi-trigger, and triggerless attacks. In this paper, we present LETHE, a novel method to eliminate backdoor behaviors from LLMs through knowledge dilution using both internal and external mechanisms. Internally, LETHE leverages a lightweight dataset to train a clean model, which is then merged with the backdoored model to neutralize malicious behaviors by diluting the backdoor impact within the model's parametric memory. Externally, LETHE incorporates benign and semantically relevant evidence into the prompt to distract LLM's attention from backdoor features. Experimental results on classification and generation domains across 5 widely used LLMs demonstrate that LETHE outperforms 8 state-of-the-art defense baselines against 8 backdoor attacks. LETHE reduces the attack success rate of advanced backdoor attacks by up to 98% while maintaining model utility. Furthermore, LETHE has proven to be cost-efficient and robust against adaptive backdoor attacks.

cs.CL