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Yu Li

Publications and source records attributed to Yu Li.

At least 253 records · Page 14Linked to original sources

GPAS: Accelerating Convergence of LLM Pretraining via Gradient-Preserving Activation Scaling

Modern Large Language Models, such as the LLaMA, Qwen and DeepSeek series, predominantly adopt the Pre-LayerNorm (Pre-LN) Transformer architecture. While being stable during pretraining and scalable to large model sizes, Pre-LN suffers from an exponential growth in activation variance across layers, causing the shortcut to dominate over sub-layer outputs in the residual connection and limiting the learning capacity of deeper layers. To mitigate this issue, we propose Gradient-Preserving Activation Scaling (GPAS), a simple technique that can be used in combination with existing approaches. GPAS works by scaling down the intermediate activations while keeping their gradients unchanged. This leaves information in the activations intact, and avoids the gradient vanishing problem associated with gradient downscaling. Extensive experiments across various model sizes from 71M to 1B show that GPAS achieves consistent performance gains. Beyond enhancing Pre-LN Transformers, GPAS also shows promise in improving alternative architectures such as Sandwich-LN and DeepNorm, demonstrating its versatility and potential for improving training dynamics in a wide range of settings. Our code is available at https://github.com/dandingsky/GPAS.

cs.LG↗

CanonSwap: High-Fidelity and Consistent Video Face Swapping via Canonical Space Modulation

Video face swapping aims to address two primary challenges: effectively transferring the source identity to the target video and accurately preserving the dynamic attributes of the target face, such as head poses, facial expressions, lip-sync, \etc. Existing methods mainly focus on achieving high-quality identity transfer but often fall short in maintaining the dynamic attributes of the target face, leading to inconsistent results. We attribute this issue to the inherent coupling of facial appearance and motion in videos. To address this, we propose CanonSwap, a novel video face-swapping framework that decouples motion information from appearance information. Specifically, CanonSwap first eliminates motion-related information, enabling identity modification within a unified canonical space. Subsequently, the swapped feature is reintegrated into the original video space, ensuring the preservation of the target face's dynamic attributes. To further achieve precise identity transfer with minimal artifacts and enhanced realism, we design a Partial Identity Modulation module that adaptively integrates source identity features using a spatial mask to restrict modifications to facial regions. Additionally, we introduce several fine-grained synchronization metrics to comprehensively evaluate the performance of video face swapping methods. Extensive experiments demonstrate that our method significantly outperforms existing approaches in terms of visual quality, temporal consistency, and identity preservation. Our project page are publicly available at https://luoxyhappy.github.io/CanonSwap/.

cs.CV↗

The Impact of Inhomogeneous Perturbations of the Inflaton on the Cosmological Primordial Magnetic Field

We investigate the impact of inhomogeneous inflaton perturbations on primordial magnetic fields within the framework of generalized inflationary magnetogenesis models. Extending the Ratra model to general spacetime backgrounds, we analyze the constraint structure of the electromagnetic field and demonstrate that the standard Coulomb gauge must be generalized to accommodate spatial inhomogeneities. Instead of the vector potential, we solve the conjugate momentum with the modified initial conditions introduced by the coupling function, which become dominant during the late stages of inflation. These change the conditions under which scale-invariant electromagnetic spectra are achieved. Furthermore, we address the challenge of evaluating convolutions between vector potentials and inflaton perturbations by employing separate large- and small-scale approximations. The resulting influence to the electric and magnetic power spectra are quantified using $Δ_E$ and $Δ_B$, revealing a scale-dependent influence of inhomogeneities. We also find that the spectrum index evolution is sensitive to the sign of $V_ϕ$, with distinctive behaviors for electric and magnetic fields under different scale-invariance conditions. Notably, for nearly scale-invariant magnetic fields, the perturbative effects shift the spectral index towards the red and migrate toward smaller scales as inflation progresses, offering a potential observational probe to differentiate between large-field and small-field inflation scenarios.

astro-ph.CO↗

Parameter-Efficient Fine-Tuning via Circular Convolution

Low-Rank Adaptation (LoRA) has gained popularity for fine-tuning large foundation models, leveraging low-rank matrices $\mathbf{A}$ and $\mathbf{B}$ to represent weight changes (i.e., $Δ\mathbf{W} = \mathbf{B} \mathbf{A}$). This method reduces trainable parameters and mitigates heavy memory consumption associated with full delta matrices by sequentially multiplying $\mathbf{A}$ and $\mathbf{B}$ with the activation. Despite its success, the intrinsic low-rank characteristic may limit its performance. Although several variants have been proposed to address this issue, they often overlook the crucial computational and memory efficiency brought by LoRA. In this paper, we propose Circular Convolution Adaptation (C$^3$A), which not only achieves high-rank adaptation with enhanced performance but also excels in both computational power and memory utilization. Extensive experiments demonstrate that C$^3$A consistently outperforms LoRA and its variants across various fine-tuning tasks.

cs.LG↗

Reblurring-Guided Single Image Defocus Deblurring: A Learning Framework with Misaligned Training Pairs

For single image defocus deblurring, acquiring well-aligned training pairs (or training triplets), i.e., a defocus blurry image, an all-in-focus sharp image (and a defocus blur map), is a challenging task for developing effective deblurring models. Existing image defocus deblurring methods typically rely on training data collected by specialized imaging equipment, with the assumption that these pairs or triplets are perfectly aligned. However, in practical scenarios involving the collection of real-world data, direct acquisition of training triplets is infeasible, and training pairs inevitably encounter spatial misalignment issues. In this work, we introduce a reblurring-guided learning framework for single image defocus deblurring, enabling the learning of a deblurring network even with misaligned training pairs. By reconstructing spatially variant isotropic blur kernels, our reblurring module ensures spatial consistency between the deblurred image, the reblurred image and the input blurry image, thereby addressing the misalignment issue while effectively extracting sharp textures from the all-in-focus sharp image. Moreover, spatially variant blur can be derived from the reblurring module, and serve as pseudo supervision for defocus blur map during training, interestingly transforming training pairs into training triplets. To leverage this pseudo supervision, we propose a lightweight defocus blur estimator coupled with a fusion block, which enhances deblurring performance through seamless integration with state-of-the-art deblurring networks. Additionally, we have collected a new dataset for single image defocus deblurring (SDD) with typical misalignments, which not only validates our proposed method but also serves as a benchmark for future research.

cs.CV↗

MathFusion: Enhancing Mathematical Problem-solving of LLM through Instruction Fusion

Large Language Models (LLMs) have shown impressive progress in mathematical reasoning. While data augmentation is promising to enhance mathematical problem-solving ability, current approaches are predominantly limited to instance-level modifications-such as rephrasing or generating syntactic variations-which fail to capture and leverage the intrinsic relational structures inherent in mathematical knowledge. Inspired by human learning processes, where mathematical proficiency develops through systematic exposure to interconnected concepts, we introduce MathFusion, a novel framework that enhances mathematical reasoning through cross-problem instruction synthesis. MathFusion implements this through three fusion strategies: (1) sequential fusion, which chains related problems to model solution dependencies; (2) parallel fusion, which combines analogous problems to reinforce conceptual understanding; and (3) conditional fusion, which creates context-aware selective problems to enhance reasoning flexibility. By applying these strategies, we generate a new dataset, \textbf{MathFusionQA}, followed by fine-tuning models (DeepSeekMath-7B, Mistral-7B, Llama3-8B) on it. Experimental results demonstrate that MathFusion achieves substantial improvements in mathematical reasoning while maintaining high data efficiency, boosting performance by 18.0 points in accuracy across diverse benchmarks while requiring only 45K additional synthetic instructions, representing a substantial improvement over traditional single-instruction approaches. Our datasets, models, and code are publicly available at https://github.com/QizhiPei/mathfusion.

cs.CL↗

InverTune: Removing Backdoors from Multimodal Contrastive Learning Models via Trigger Inversion and Activation Tuning

Multimodal contrastive learning models like CLIP have demonstrated remarkable vision-language alignment capabilities, yet their vulnerability to backdoor attacks poses critical security risks. Attackers can implant latent triggers that persist through downstream tasks, enabling malicious control of model behavior upon trigger presentation. Despite great success in recent defense mechanisms, they remain impractical due to strong assumptions about attacker knowledge or excessive clean data requirements. In this paper, we introduce InverTune, the first backdoor defense framework for multimodal models under minimal attacker assumptions, requiring neither prior knowledge of attack targets nor access to the poisoned dataset. Unlike existing defense methods that rely on the same dataset used in the poisoning stage, InverTune effectively identifies and removes backdoor artifacts through three key components, achieving robust protection against backdoor attacks. Specifically, InverTune first exposes attack signatures through adversarial simulation, probabilistically identifying the target label by analyzing model response patterns. Building on this, we develop a gradient inversion technique to reconstruct latent triggers through activation pattern analysis. Finally, a clustering-guided fine-tuning strategy is employed to erase the backdoor function with only a small amount of arbitrary clean data, while preserving the original model capabilities. Experimental results show that InverTune reduces the average attack success rate (ASR) by 97.87% against the state-of-the-art (SOTA) attacks while limiting clean accuracy (CA) degradation to just 3.07%. This work establishes a new paradigm for securing multimodal systems, advancing security in foundation model deployment without compromising performance.

cs.CR↗

AI Agent Behavioral Science

Recent advances in large language models (LLMs) have enabled the development of AI agents that exhibit increasingly human-like behaviors, including planning, adaptation, and social dynamics across diverse, interactive, and open-ended scenarios. These behaviors are not solely the product of the internal architectures of the underlying models, but emerge from their integration into agentic systems operating within specific contexts, where environmental factors, social cues, and interaction feedbacks shape behavior over time. This evolution necessitates a new scientific perspective: AI Agent Behavioral Science. Rather than focusing only on internal mechanisms, this perspective emphasizes the systematic observation of behavior, design of interventions to test hypotheses, and theory-guided interpretation of how AI agents act, adapt, and interact over time. We systematize a growing body of research across individual agent, multi-agent, and human-agent interaction settings, and further demonstrate how this perspective informs responsible AI by treating fairness, safety, interpretability, accountability, and privacy as behavioral properties. By unifying recent findings and laying out future directions, we position AI Agent Behavioral Science as a necessary complement to traditional model-centric approaches, providing essential tools for understanding, evaluating, and governing the real-world behavior of increasingly autonomous AI systems.

q-bio.NC↗

An efficient Fourier spectral algorithm for the Bogoliubov-de Gennes excitation eigenvalue problem

In this paper, we propose an efficient Fourier spectral algorithm for an eigenvalue problem, that is, the Bogoliubov-de Gennes (BdG) equation arsing from spin-1 Bose-Einstein condensates (BEC) to describe the elementary/collective excitations around the mean-field ground state. The BdG equation is essentially a constrained eigenvalue/eigenfunction system. Firstly, we investigate its analytical properties, including exact eigenpairs, generalized nullspace, and bi-orthogonality of eigenspaces. Secondly, by combining the standard Fourier spectral method for spatial discretization and a stable Gram-Schmidt bi-orthogonal algorithm, we develop a subspace iterative solver for such a large-scale dense eigenvalue problem, and it proves to be numerically stable, efficient, and accurate. Our solver is matrix-free and the operator-function evaluation is accelerated by discrete Fast Fourier Transform (FFT) with almost optimal efficiency. Therefore, it is memory-friendly and efficient for large-scale problems. Furthermore, we give a rigorous and detailed numerical analysis on the stability and spectral convergence. Finally, we present extensive numerical results to illustrate the spectral accuracy and efficiency, and investigate the excitation spectrum and Bogoliubov amplitudes around the ground state in 1-3 spatial dimensions.

math.NA↗

A Bi-Orthogonal Structure-Preserving eigensolver for large-scale linear response eigenvalue problem

The linear response eigenvalue problem, which arises from many scientific and engineering fields, is quite challenging numerically for large-scale sparse/dense system, especially when it has zero eigenvalues. Based on a direct sum decomposition of biorthogonal invariant subspaces and the minimization principles in the biorthogonal complement, using the structure of generalized nullspace, we propose a Bi-Orthogonal Structure-Preserving subspace iterative solver, which is stable, efficient, and of excellent parallel scalability. The biorthogonality is of essential importance and created by a modified Gram-Schmidt biorthogonalization (MGS-Biorth) algorithm. We naturally deflate out converged eigenvectors by computing the rest eigenpairs in the biorthogonal complementary subspace without introducing any artificial parameters. When the number of requested eigenpairs is large, we propose a moving mechanism to compute them batch by batch such that the projection matrix size is small and independent of the requested eigenpair number. For large-scale problems, one only needs to provide the matrix-vector product, thus waiving explicit matrix storage. The numerical performance is further improved when the matrix-vector product is implemented using parallel computing. Ample numerical examples are provided to demonstrate the stability, efficiency, and parallel scalability.

math.NA↗

Learning Speaker-Invariant Visual Features for Lipreading

Lipreading is a challenging cross-modal task that aims to convert visual lip movements into spoken text. Existing lipreading methods often extract visual features that include speaker-specific lip attributes (e.g., shape, color, texture), which introduce spurious correlations between vision and text. These correlations lead to suboptimal lipreading accuracy and restrict model generalization. To address this challenge, we introduce SIFLip, a speaker-invariant visual feature learning framework that disentangles speaker-specific attributes using two complementary disentanglement modules (Implicit Disentanglement and Explicit Disentanglement) to improve generalization. Specifically, since different speakers exhibit semantic consistency between lip movements and phonetic text when pronouncing the same words, our implicit disentanglement module leverages stable text embeddings as supervisory signals to learn common visual representations across speakers, implicitly decoupling speaker-specific features. Additionally, we design a speaker recognition sub-task within the main lipreading pipeline to filter speaker-specific features, then further explicitly disentangle these personalized visual features from the backbone network via gradient reversal. Experimental results demonstrate that SIFLip significantly enhances generalization performance across multiple public datasets. Experimental results demonstrate that SIFLip significantly improves generalization performance across multiple public datasets, outperforming state-of-the-art methods.

cs.CV↗

Learning Cascade Ranking as One Network

Cascade Ranking is a prevalent architecture in large-scale top-k selection systems like recommendation and advertising platforms. Traditional training methods focus on single-stage optimization, neglecting interactions between stages. Recent advances have introduced interaction-aware training paradigms, but still struggle to 1) align training objectives with the goal of the entire cascade ranking (i.e., end-to-end recall of ground-truth items) and 2) learn effective collaboration patterns for different stages. To address these challenges, we propose LCRON, which introduces a novel surrogate loss function derived from the lower bound probability that ground truth items are selected by cascade ranking, ensuring alignment with the overall objective of the system. According to the properties of the derived bound, we further design an auxiliary loss for each stage to drive the reduction of this bound, leading to a more robust and effective top-k selection. LCRON enables end-to-end training of the entire cascade ranking system as a unified network. Experimental results demonstrate that LCRON achieves significant improvement over existing methods on public benchmarks and industrial applications, addressing key limitations in cascade ranking training and significantly enhancing system performance.

cs.IR↗

LEMMA: Learning from Errors for MatheMatical Advancement in LLMs

Large language models (LLMs) have demonstrated remarkable reasoning capability in solving mathematical problems. However, existing approaches primarily focus on improving the quality of correct training data, e.g., distilling high-quality correct solutions from advanced models, neglecting the value contained in error data, potentially hindering the model's reflective ability. Though some studies attempt to leverage error data, they often involve complex mechanisms, such as Monte Carlo Tree Search (MCTS) to explore error nodes. In this work, we propose to enhance LLMs' reasoning ability by Learning from Errors for Mathematical Advancement (LEMMA). LEMMA constructs data consisting of an incorrect solution with an erroneous step and a reflection connection to a correct solution for fine-tuning. Specifically, we systematically analyze the model-generated error types and introduce an error-type grounded mistake augmentation method to collect diverse and representative errors. Correct solutions are either from fixing the errors or generating a fresh start. Through a model-aware smooth reflection connection, the erroneous solution is transferred to the correct one. By fine-tuning on the constructed dataset, the model is able to self-correct errors autonomously within the generation process without relying on external critique models. Experimental results demonstrate that LEMMA achieves significant performance improvements over other strong baselines.

cs.LG↗

One Model Transfer to All: On Robust Jailbreak Prompts Generation against LLMs

Safety alignment in large language models (LLMs) is increasingly compromised by jailbreak attacks, which can manipulate these models to generate harmful or unintended content. Investigating these attacks is crucial for uncovering model vulnerabilities. However, many existing jailbreak strategies fail to keep pace with the rapid development of defense mechanisms, such as defensive suffixes, rendering them ineffective against defended models. To tackle this issue, we introduce a novel attack method called ArrAttack, specifically designed to target defended LLMs. ArrAttack automatically generates robust jailbreak prompts capable of bypassing various defense measures. This capability is supported by a universal robustness judgment model that, once trained, can perform robustness evaluation for any target model with a wide variety of defenses. By leveraging this model, we can rapidly develop a robust jailbreak prompt generator that efficiently converts malicious input prompts into effective attacks. Extensive evaluations reveal that ArrAttack significantly outperforms existing attack strategies, demonstrating strong transferability across both white-box and black-box models, including GPT-4 and Claude-3. Our work bridges the gap between jailbreak attacks and defenses, providing a fresh perspective on generating robust jailbreak prompts. We make the codebase available at https://github.com/LLBao/ArrAttack.

cs.CR↗

SafeMVDrive: Multi-view Safety-Critical Driving Video Synthesis in the Real World Domain

Safety-critical scenarios are rare yet pivotal for evaluating and enhancing the robustness of autonomous driving systems. While existing methods generate safety-critical driving trajectories, simulations, or single-view videos, they fall short of meeting the demands of advanced end-to-end autonomous systems (E2E AD), which require real-world, multi-view video data. To bridge this gap, we introduce SafeMVDrive, the first framework designed to generate high-quality, safety-critical, multi-view driving videos grounded in real-world domains. SafeMVDrive strategically integrates a safety-critical trajectory generator with an advanced multi-view video generator. To tackle the challenges inherent in this integration, we first enhance scene understanding ability of the trajectory generator by incorporating visual context -- which is previously unavailable to such generator -- and leveraging a GRPO-finetuned vision-language model to achieve more realistic and context-aware trajectory generation. Second, recognizing that existing multi-view video generators struggle to render realistic collision events, we introduce a two-stage, controllable trajectory generation mechanism that produces collision-evasion trajectories, ensuring both video quality and safety-critical fidelity. Finally, we employ a diffusion-based multi-view video generator to synthesize high-quality safety-critical driving videos from the generated trajectories. Experiments conducted on an E2E AD planner demonstrate a significant increase in collision rate when tested with our generated data, validating the effectiveness of SafeMVDrive in stress-testing planning modules. Our code, examples, and datasets are publicly available at: https://zhoujiawei3.github.io/SafeMVDrive/.

cs.CV↗

IDEAL: Data Equilibrium Adaptation for Multi-Capability Language Model Alignment

Large Language Models (LLMs) have achieved impressive performance through Supervised Fine-tuning (SFT) on diverse instructional datasets. When training on multiple capabilities simultaneously, the mixture training dataset, governed by volumes of data from different domains, is a critical factor that directly impacts the final model's performance. Unlike many studies that focus on enhancing the quality of training datasets through data selection methods, few works explore the intricate relationship between the compositional quantity of mixture training datasets and the emergent capabilities of LLMs. Given the availability of a high-quality multi-domain training dataset, understanding the impact of data from each domain on the model's overall capabilities is crucial for preparing SFT data and training a well-balanced model that performs effectively across diverse domains. In this work, we introduce IDEAL, an innovative data equilibrium adaptation framework designed to effectively optimize volumes of data from different domains within mixture SFT datasets, thereby enhancing the model's alignment and performance across multiple capabilities. IDEAL employs a gradient-based approach to iteratively refine the training data distribution, dynamically adjusting the volumes of domain-specific data based on their impact on downstream task performance. By leveraging this adaptive mechanism, IDEAL ensures a balanced dataset composition, enabling the model to achieve robust generalization and consistent proficiency across diverse tasks. Experiments across different capabilities demonstrate that IDEAL outperforms conventional uniform data allocation strategies, achieving a comprehensive improvement of approximately 7% in multi-task evaluation scores.

cs.AI↗

DS-ProGen: A Dual-Structure Deep Language Model for Functional Protein Design

Inverse Protein Folding (IPF) is a critical subtask in the field of protein design, aiming to engineer amino acid sequences capable of folding correctly into a specified three-dimensional (3D) conformation. Although substantial progress has been achieved in recent years, existing methods generally rely on either backbone coordinates or molecular surface features alone, which restricts their ability to fully capture the complex chemical and geometric constraints necessary for precise sequence prediction. To address this limitation, we present DS-ProGen, a dual-structure deep language model for functional protein design, which integrates both backbone geometry and surface-level representations. By incorporating backbone coordinates as well as surface chemical and geometric descriptors into a next-amino-acid prediction paradigm, DS-ProGen is able to generate functionally relevant and structurally stable sequences while satisfying both global and local conformational constraints. On the PRIDE dataset, DS-ProGen attains the current state-of-the-art recovery rate of 61.47%, demonstrating the synergistic advantage of multi-modal structural encoding in protein design. Furthermore, DS-ProGen excels in predicting interactions with a variety of biological partners, including ligands, ions, and RNA, confirming its robust functional retention capabilities.

cs.CL↗

The Exploratory Multi-Asset Mean-Variance Portfolio Selection using Reinforcement Learning

In this paper, we study the continuous-time multi-asset mean-variance (MV) portfolio selection using a reinforcement learning (RL) algorithm, specifically the soft actor-critic (SAC) algorithm, in the time-varying financial market. A family of Gaussian portfolio selections is derived, and a policy iteration process is crafted to learn the optimal exploratory portfolio selection. We prove the convergence of the policy iteration process theoretically, based on which the SAC algorithm is developed. To improve the algorithm's stability and the learning accuracy in the multi-asset scenario, we divide the model parameters that influence the optimal portfolio selection into three parts, and learn each part progressively. Numerical studies in the simulated and real financial markets confirm the superior performance of the proposed SAC algorithm under various criteria.

q-fin.MF↗