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Yu Li

Publications and source records attributed to Yu Li.

At least 271 records · Page 15Linked to original sources

The Exploratory Multi-Asset Mean-Variance Portfolio Selection using Reinforcement Learning

In this paper, we study the continuous-time multi-asset mean-variance (MV) portfolio selection using a reinforcement learning (RL) algorithm, specifically the soft actor-critic (SAC) algorithm, in the time-varying financial market. A family of Gaussian portfolio selections is derived, and a policy iteration process is crafted to learn the optimal exploratory portfolio selection. We prove the convergence of the policy iteration process theoretically, based on which the SAC algorithm is developed. To improve the algorithm's stability and the learning accuracy in the multi-asset scenario, we divide the model parameters that influence the optimal portfolio selection into three parts, and learn each part progressively. Numerical studies in the simulated and real financial markets confirm the superior performance of the proposed SAC algorithm under various criteria.

q-fin.MF↗

Seed1.5-VL Technical Report

We present Seed1.5-VL, a vision-language foundation model designed to advance general-purpose multimodal understanding and reasoning. Seed1.5-VL is composed with a 532M-parameter vision encoder and a Mixture-of-Experts (MoE) LLM of 20B active parameters. Despite its relatively compact architecture, it delivers strong performance across a wide spectrum of public VLM benchmarks and internal evaluation suites, achieving the state-of-the-art performance on 38 out of 60 public benchmarks. Moreover, in agent-centric tasks such as GUI control and gameplay, Seed1.5-VL outperforms leading multimodal systems, including OpenAI CUA and Claude 3.7. Beyond visual and video understanding, it also demonstrates strong reasoning abilities, making it particularly effective for multimodal reasoning challenges such as visual puzzles. We believe these capabilities will empower broader applications across diverse tasks. In this report, we mainly provide a comprehensive review of our experiences in building Seed1.5-VL across model design, data construction, and training at various stages, hoping that this report can inspire further research. Seed1.5-VL is now accessible at https://www.volcengine.com/ (Volcano Engine Model ID: doubao-1-5-thinking-vision-pro-250428)

cs.CV↗

Mixed Text Recognition with Efficient Parameter Fine-Tuning and Transformer

With the rapid development of OCR technology, mixed-scene text recognition has become a key technical challenge. Although deep learning models have achieved significant results in specific scenarios, their generality and stability still need improvement, and the high demand for computing resources affects flexibility. To address these issues, this paper proposes DLoRA-TrOCR, a parameter-efficient hybrid text spotting method based on a pre-trained OCR Transformer. By embedding a weight-decomposed DoRA module in the image encoder and a LoRA module in the text decoder, this method can be efficiently fine-tuned on various downstream tasks. Our method requires no more than 0.7\% trainable parameters, not only accelerating the training efficiency but also significantly improving the recognition accuracy and cross-dataset generalization performance of the OCR system in mixed text scenes. Experiments show that our proposed DLoRA-TrOCR outperforms other parameter-efficient fine-tuning methods in recognizing complex scenes with mixed handwritten, printed, and street text, achieving a CER of 4.02 on the IAM dataset, a F1 score of 94.29 on the SROIE dataset, and a WAR of 86.70 on the STR Benchmark, reaching state-of-the-art performance.

cs.CV↗

DConAD: A Differencing-based Contrastive Representation Learning Framework for Time Series Anomaly Detection

Time series anomaly detection holds notable importance for risk identification and fault detection across diverse application domains. Unsupervised learning methods have become popular because they have no requirement for labels. However, due to the challenges posed by the multiplicity of abnormal patterns, the sparsity of anomalies, and the growth of data scale and complexity, these methods often fail to capture robust and representative dependencies within the time series for identifying anomalies. To enhance the ability of models to capture normal patterns of time series and avoid the retrogression of modeling ability triggered by the dependencies on high-quality prior knowledge, we propose a differencing-based contrastive representation learning framework for time series anomaly detection (DConAD). Specifically, DConAD generates differential data to provide additional information about time series and utilizes transformer-based architecture to capture spatiotemporal dependencies, which enhances the robustness of unbiased representation learning ability. Furthermore, DConAD implements a novel KL divergence-based contrastive learning paradigm that only uses positive samples to avoid deviation from reconstruction and deploys the stop-gradient strategy to compel convergence. Extensive experiments on five public datasets show the superiority and effectiveness of DConAD compared with nine baselines. The code is available at https://github.com/shaieesss/DConAD.

cs.LG↗

CipherBank: Exploring the Boundary of LLM Reasoning Capabilities through Cryptography Challenges

Large language models (LLMs) have demonstrated remarkable capabilities, especially the recent advancements in reasoning, such as o1 and o3, pushing the boundaries of AI. Despite these impressive achievements in mathematics and coding, the reasoning abilities of LLMs in domains requiring cryptographic expertise remain underexplored. In this paper, we introduce CipherBank, a comprehensive benchmark designed to evaluate the reasoning capabilities of LLMs in cryptographic decryption tasks. CipherBank comprises 2,358 meticulously crafted problems, covering 262 unique plaintexts across 5 domains and 14 subdomains, with a focus on privacy-sensitive and real-world scenarios that necessitate encryption. From a cryptographic perspective, CipherBank incorporates 3 major categories of encryption methods, spanning 9 distinct algorithms, ranging from classical ciphers to custom cryptographic techniques. We evaluate state-of-the-art LLMs on CipherBank, e.g., GPT-4o, DeepSeek-V3, and cutting-edge reasoning-focused models such as o1 and DeepSeek-R1. Our results reveal significant gaps in reasoning abilities not only between general-purpose chat LLMs and reasoning-focused LLMs but also in the performance of current reasoning-focused models when applied to classical cryptographic decryption tasks, highlighting the challenges these models face in understanding and manipulating encrypted data. Through detailed analysis and error investigations, we provide several key observations that shed light on the limitations and potential improvement areas for LLMs in cryptographic reasoning. These findings underscore the need for continuous advancements in LLM reasoning capabilities.

cs.CR↗

The equivalence between Einstein and Jordan frames: a study based on the inflationary magnetogenesis model

The equivalence of the Jordan and Einstein frames has been a subject of considerable interest in the field. In this paper, within the context of $f(R)$ gravity, we explore the inflationary magnetogenesis model, focusing on the magnetic field energy density and its spectrum in both the Jordan and Einstein frames to elucidate the equivalence between these two reference frames. Our analysis reveals that during the inflationary epoch, while the magnetic field exhibits a scale-invariant spectrum in the Einstein frame, it demonstrates a blue spectrum in the Jordan frame. Additionally, we investigate the post-inflationary evolution of the magnetic field's energy density in both frames, uncovering that for scale-invariant spectra in the Einstein frame during inflation, the magnetic field transitions to a blue spectrum, whereas in the Jordan frame, it evolves into a red spectrum. We also establish the conditions under which both frames may exhibit scale-invariant spectra simultaneously during the inflationary period.

astro-ph.CO↗

MVQA: Mamba with Unified Sampling for Efficient Video Quality Assessment

The rapid growth of long-duration, high-definition videos has made efficient video quality assessment (VQA) a critical challenge. Existing research typically tackles this problem through two main strategies: reducing model parameters and resampling inputs. However, light-weight Convolution Neural Networks (CNN) and Transformers often struggle to balance efficiency with high performance due to the requirement of long-range modeling capabilities. Recently, the state-space model, particularly Mamba, has emerged as a promising alternative, offering linear complexity with respect to sequence length. Meanwhile, efficient VQA heavily depends on resampling long sequences to minimize computational costs, yet current resampling methods are often weak in preserving essential semantic information. In this work, we present MVQA, a Mamba-based model designed for efficient VQA along with a novel Unified Semantic and Distortion Sampling (USDS) approach. USDS combines semantic patch sampling from low-resolution videos and distortion patch sampling from original-resolution videos. The former captures semantically dense regions, while the latter retains critical distortion details. To prevent computation increase from dual inputs, we propose a fusion mechanism using pre-defined masks, enabling a unified sampling strategy that captures both semantic and quality information without additional computational burden. Experiments show that the proposed MVQA, equipped with USDS, achieve comparable performance to state-of-the-art methods while being $2\times$ as fast and requiring only $1/5$ GPU memory.

cs.CV↗

HRAvatar: High-Quality and Relightable Gaussian Head Avatar

Reconstructing animatable and high-quality 3D head avatars from monocular videos, especially with realistic relighting, is a valuable task. However, the limited information from single-view input, combined with the complex head poses and facial movements, makes this challenging. Previous methods achieve real-time performance by combining 3D Gaussian Splatting with a parametric head model, but the resulting head quality suffers from inaccurate face tracking and limited expressiveness of the deformation model. These methods also fail to produce realistic effects under novel lighting conditions. To address these issues, we propose HRAvatar, a 3DGS-based method that reconstructs high-fidelity, relightable 3D head avatars. HRAvatar reduces tracking errors through end-to-end optimization and better captures individual facial deformations using learnable blendshapes and learnable linear blend skinning. Additionally, it decomposes head appearance into several physical properties and incorporates physically-based shading to account for environmental lighting. Extensive experiments demonstrate that HRAvatar not only reconstructs superior-quality heads but also achieves realistic visual effects under varying lighting conditions.

cs.CV↗

A Strategic Coordination Framework of Small LLMs Matches Large LLMs in Data Synthesis

While data synthesis and distillation are promising strategies to enhance small language models, current approaches heavily rely on Large Language Models (LLMs), which suffer from high computational costs, environmental inefficiency, and potential biases inherited from monolithic architectures. In contrast, smaller LLMs are more accessible and sustainable, but their individual capabilities often fall short in generating high-quality, diverse, and reliable data. Inspired by collaborative human processes (e.g., peer review), we propose a multiple small LLMs involved framework, GRA, that aggregates specialized roles across small LLMs to iterative refinement and quality control typically achieved by a single large LLM. In this collaborative framework, multiple small LLMs assume distinct roles-Generator, Reviewer, and Adjudicator-to simulate a peer-review-inspired data synthesis pipeline. The Generator proposes initial data samples, the Reviewer critiques their quality and diversity, and the Adjudicator resolves conflicts to finalize the output. By decomposing the synthesis process into specialized sub-tasks, collaborative small LLMs can achieve data-level parity with large LLM-based distillation. Through experiments across multiple benchmarks, we demonstrate that GRA-produced data matches or exceeds the quality of single large LLM outputs, e.g., Qwen-2.5-72B-Instruct. Our results challenge the necessity of monolithic large models for high-quality data synthesis, advocating instead for strategic coordination of smaller agents. Our datasets, models, and code are publicly available at https://github.com/GX-XinGao/GRA.

cs.CL↗

NTIRE 2025 Challenge on Day and Night Raindrop Removal for Dual-Focused Images: Methods and Results

This paper reviews the NTIRE 2025 Challenge on Day and Night Raindrop Removal for Dual-Focused Images. This challenge received a wide range of impressive solutions, which are developed and evaluated using our collected real-world Raindrop Clarity dataset. Unlike existing deraining datasets, our Raindrop Clarity dataset is more diverse and challenging in degradation types and contents, which includes day raindrop-focused, day background-focused, night raindrop-focused, and night background-focused degradations. This dataset is divided into three subsets for competition: 14,139 images for training, 240 images for validation, and 731 images for testing. The primary objective of this challenge is to establish a new and powerful benchmark for the task of removing raindrops under varying lighting and focus conditions. There are a total of 361 participants in the competition, and 32 teams submitting valid solutions and fact sheets for the final testing phase. These submissions achieved state-of-the-art (SOTA) performance on the Raindrop Clarity dataset. The project can be found at https://lixinustc.github.io/CVPR-NTIRE2025-RainDrop-Competition.github.io/.

cs.CV↗

DETAM: Defending LLMs Against Jailbreak Attacks via Targeted Attention Modification

With the widespread adoption of Large Language Models (LLMs), jailbreak attacks have become an increasingly pressing safety concern. While safety-aligned LLMs can effectively defend against normal harmful queries, they remain vulnerable to such attacks. Existing defense methods primarily rely on fine-tuning or input modification, which often suffer from limited generalization and reduced utility. To address this, we introduce DETAM, a finetuning-free defense approach that improves the defensive capabilities against jailbreak attacks of LLMs via targeted attention modification. Specifically, we analyze the differences in attention scores between successful and unsuccessful defenses to identify the attention heads sensitive to jailbreak attacks. During inference, we reallocate attention to emphasize the user's core intention, minimizing interference from attack tokens. Our experimental results demonstrate that DETAM outperforms various baselines in jailbreak defense and exhibits robust generalization across different attacks and models, maintaining its effectiveness even on in-the-wild jailbreak data. Furthermore, in evaluating the model's utility, we incorporated over-defense datasets, which further validate the superior performance of our approach. The code will be released immediately upon acceptance.

cs.CL↗

Dual Boost-Driven Graph-Level Clustering Network

Graph-level clustering remains a pivotal yet formidable challenge in graph learning. Recently, the integration of deep learning with representation learning has demonstrated notable advancements, yielding performance enhancements to a certain degree. However, existing methods suffer from at least one of the following issues: 1. the original graph structure has noise, and 2. during feature propagation and pooling processes, noise is gradually aggregated into the graph-level embeddings through information propagation. Consequently, these two limitations mask clustering-friendly information, leading to suboptimal graph-level clustering performance. To this end, we propose a novel Dual Boost-Driven Graph-Level Clustering Network (DBGCN) to alternately promote graph-level clustering and filtering out interference information in a unified framework. Specifically, in the pooling step, we evaluate the contribution of features at the global and optimize them using a learnable transformation matrix to obtain high-quality graph-level representation, such that the model's reasoning capability can be improved. Moreover, to enable reliable graph-level clustering, we first identify and suppress information detrimental to clustering by evaluating similarities between graph-level representations, providing more accurate guidance for multi-view fusion. Extensive experiments demonstrated that DBGCN outperforms the state-of-the-art graph-level clustering methods on six benchmark datasets.

cs.LG↗

How to Detect and Defeat Molecular Mirage: A Metric-Driven Benchmark for Hallucination in LLM-based Molecular Comprehension

Large language models are increasingly used in scientific domains, especially for molecular understanding and analysis. However, existing models are affected by hallucination issues, resulting in errors in drug design and utilization. In this paper, we first analyze the sources of hallucination in LLMs for molecular comprehension tasks, specifically the knowledge shortcut phenomenon observed in the PubChem dataset. To evaluate hallucination in molecular comprehension tasks with computational efficiency, we introduce \textbf{Mol-Hallu}, a novel free-form evaluation metric that quantifies the degree of hallucination based on the scientific entailment relationship between generated text and actual molecular properties. Utilizing the Mol-Hallu metric, we reassess and analyze the extent of hallucination in various LLMs performing molecular comprehension tasks. Furthermore, the Hallucination Reduction Post-processing stage~(HRPP) is proposed to alleviate molecular hallucinations, Experiments show the effectiveness of HRPP on decoder-only and encoder-decoder molecular LLMs. Our findings provide critical insights into mitigating hallucination and improving the reliability of LLMs in scientific applications.

cs.CL↗

MedConv: Convolutions Beat Transformers on Long-Tailed Bone Density Prediction

Bone density prediction via CT scans to estimate T-scores is crucial, providing a more precise assessment of bone health compared to traditional methods like X-ray bone density tests, which lack spatial resolution and the ability to detect localized changes. However, CT-based prediction faces two major challenges: the high computational complexity of transformer-based architectures, which limits their deployment in portable and clinical settings, and the imbalanced, long-tailed distribution of real-world hospital data that skews predictions. To address these issues, we introduce MedConv, a convolutional model for bone density prediction that outperforms transformer models with lower computational demands. We also adapt Bal-CE loss and post-hoc logit adjustment to improve class balance. Extensive experiments on our AustinSpine dataset shows that our approach achieves up to 21% improvement in accuracy and 20% in ROC AUC over previous state-of-the-art methods.

cs.CV↗

Multi-Relation Graph-Kernel Strengthen Network for Graph-Level Clustering

Graph-level clustering is a fundamental task of data mining, aiming at dividing unlabeled graphs into distinct groups. However, existing deep methods that are limited by pooling have difficulty extracting diverse and complex graph structure features, while traditional graph kernel methods rely on exhaustive substructure search, unable to adaptive handle multi-relational data. This limitation hampers producing robust and representative graph-level embeddings. To address this issue, we propose a novel Multi-Relation Graph-Kernel Strengthen Network for Graph-Level Clustering (MGSN), which integrates multi-relation modeling with graph kernel techniques to fully leverage their respective advantages. Specifically, MGSN constructs multi-relation graphs to capture diverse semantic relationships between nodes and graphs, which employ graph kernel methods to extract graph similarity features, enriching the representation space. Moreover, a relation-aware representation refinement strategy is designed, which adaptively aligns multi-relation information across views while enhancing graph-level features through a progressive fusion process. Extensive experiments on multiple benchmark datasets demonstrate the superiority of MGSN over state-of-the-art methods. The results highlight its ability to leverage multi-relation structures and graph kernel features, establishing a new paradigm for robust graph-level clustering.

cs.LG↗

Dexterous Non-Prehensile Manipulation for Ungraspable Object via Extrinsic Dexterity

Objects with large base areas become ungraspable when they exceed the end-effector's maximum aperture. Existing approaches address this limitation through extrinsic dexterity, which exploits environmental features for non-prehensile manipulation. While grippers have shown some success in this domain, dexterous hands offer superior flexibility and manipulation capabilities that enable richer environmental interactions, though they present greater control challenges. Here we present ExDex, a dexterous arm-hand system that leverages reinforcement learning to enable non-prehensile manipulation for grasping ungraspable objects. Our system learns two strategic manipulation sequences: relocating objects from table centers to edges for direct grasping, or to walls where extrinsic dexterity enables grasping through environmental interaction. We validate our approach through extensive experiments with dozens of diverse household objects, demonstrating both superior performance and generalization capabilities with novel objects. Furthermore, we successfully transfer the learned policies from simulation to a real-world robot system without additional training, further demonstrating its applicability in real-world scenarios. Project website: https://tangty11.github.io/ExDex/.

cs.RO↗

Chemistry-aware battery degradation prediction under simulated real-world cyclic protocols

Battery degradation is governed by complex and randomized cyclic conditions, yet existing modeling and prediction frameworks usually rely on rigid, unchanging protocols that fail to capture real-world dynamics. The stochastic electrical signals make such prediction extremely challenging, while, on the other hand, they provide abundant additional information, such as voltage fluctuations, which may probe the degradation mechanisms. Here, we present chemistry-aware battery degradation prediction under dynamic conditions with machine learning, which integrates hidden Markov processes for realistic power simulations, an automated batch-testing system that generates a large electrochemical dataset under randomized conditions, an interfacial chemistry database derived from high-throughput X-ray photoelectron spectroscopy for mechanistic probing, and a machine learning model for prediction. By automatically constructing a polynomial-scale feature space from irregular electrochemical curves, our model accurately predicts both battery life and critical knee points. This feature space also predicts the composition of the solid electrolyte interphase, revealing six distinct failure mechanisms-demonstrating a viable approach to use electrical signals to infer interfacial chemistry. This work establishes a scalable and adaptive framework for integrating chemical engineering and data science to advance noninvasive diagnostics and optimize processes for more durable and sustainable energy storage technologies.

eess.SP↗