arXiv subjects

Yu-Xiang Wang

Publications and source records attributed to Yu-Xiang Wang.

At least 37 records · Page 2Linked to original sources

arXiv2025

Weak-to-Strong Jailbreaking on Large Language Models

Large language models (LLMs) are vulnerable to jailbreak attacks - resulting in harmful, unethical, or biased text generations. However, existing jailbreaking methods are computationally costly. In this paper, we propose the weak-to-strong jailbreaking attack, an efficient inference time attack for aligned LLMs to produce harmful text. Our key intuition is based on the observation that jailbroken and aligned models only differ in their initial decoding distributions. The weak-to-strong attack's key technical insight is using two smaller models (a safe and an unsafe one) to adversarially modify a significantly larger safe model's decoding probabilities. We evaluate the weak-to-strong attack on 5 diverse open-source LLMs from 3 organizations. The results show our method can increase the misalignment rate to over 99% on two datasets with just one forward pass per example. Our study exposes an urgent safety issue that needs to be addressed when aligning LLMs. As an initial attempt, we propose a defense strategy to protect against such attacks, but creating more advanced defenses remains challenging. The code for replicating the method is available at https://github.com/XuandongZhao/weak-to-strong

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arXiv2025

ProxSparse: Regularized Learning of Semi-Structured Sparsity Masks for Pretrained LLMs

Large Language Models (LLMs) have demonstrated exceptional performance in natural language processing tasks, yet their massive size makes serving them inefficient and costly. Semi-structured pruning has emerged as an effective method for model acceleration, but existing approaches are suboptimal because they focus on local, layer-wise optimizations using heuristic rules, failing to leverage global feedback. We present ProxSparse, a learning-based framework for mask selection enabled by regularized optimization. ProxSparse transforms the rigid, non-differentiable mask selection process into a smoother optimization procedure, allowing gradual mask exploration with flexibility. ProxSparse does not involve additional weight updates once the mask is determined. Our extensive evaluations on 7 widely used models show that ProxSparse consistently outperforms previously proposed semi-structured mask selection methods with significant improvement, demonstrating the effectiveness of our learned approach towards semi-structured pruning.

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arXiv2025

Improved Regret in Stochastic Decision-Theoretic Online Learning under Differential Privacy

Hu and Mehta (2024) posed an open problem: what is the optimal instance-dependent rate for the stochastic decision-theoretic online learning (with $K$ actions and $T$ rounds) under $\varepsilon$-differential privacy? Before, the best known upper bound and lower bound are $O\left(\frac{\log K}{Δ_{\min}} + \frac{\log K\log T}{\varepsilon}\right)$ and $Ω\left(\frac{\log K}{Δ_{\min}} + \frac{\log K}{\varepsilon}\right)$ (where $Δ_{\min}$ is the gap between the optimal and the second actions). In this paper, we partially address this open problem by having two new results. First, we provide an improved upper bound for this problem $O\left(\frac{\log K}{Δ_{\min}} + \frac{\log^2K}{\varepsilon}\right)$, which is $T$-independent and only has a log dependency in $K$. Second, to further understand the gap, we introduce the \textit{deterministic setting}, a weaker setting of this open problem, where the received loss vector is deterministic. At this weaker setting, a direct application of the analysis and algorithms from the original setting still leads to an extra log factor. We conduct a novel analysis which proves upper and lower bounds that match at $Θ(\frac{\log K}{\varepsilon})$.

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arXiv2025

Efficiently Identifying Watermarked Segments in Mixed-Source Texts

Text watermarks in large language models (LLMs) are increasingly used to detect synthetic text, mitigating misuse cases like fake news and academic dishonesty. While existing watermarking detection techniques primarily focus on classifying entire documents as watermarked or not, they often neglect the common scenario of identifying individual watermark segments within longer, mixed-source documents. Drawing inspiration from plagiarism detection systems, we propose two novel methods for partial watermark detection. First, we develop a geometry cover detection framework aimed at determining whether there is a watermark segment in long text. Second, we introduce an adaptive online learning algorithm to pinpoint the precise location of watermark segments within the text. Evaluated on three popular watermarking techniques (KGW-Watermark, Unigram-Watermark, and Gumbel-Watermark), our approach achieves high accuracy, significantly outperforming baseline methods. Moreover, our framework is adaptable to other watermarking techniques, offering new insights for precise watermark detection. Our code is publicly available at https://github.com/XuandongZhao/llm-watermark-location

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arXiv2025

SoK: Watermarking for AI-Generated Content

As the outputs of generative AI (GenAI) techniques improve in quality, it becomes increasingly challenging to distinguish them from human-created content. Watermarking schemes are a promising approach to address the problem of distinguishing between AI and human-generated content. These schemes embed hidden signals within AI-generated content to enable reliable detection. While watermarking is not a silver bullet for addressing all risks associated with GenAI, it can play a crucial role in enhancing AI safety and trustworthiness by combating misinformation and deception. This paper presents a comprehensive overview of watermarking techniques for GenAI, beginning with the need for watermarking from historical and regulatory perspectives. We formalize the definitions and desired properties of watermarking schemes and examine the key objectives and threat models for existing approaches. Practical evaluation strategies are also explored, providing insights into the development of robust watermarking techniques capable of resisting various attacks. Additionally, we review recent representative works, highlight open challenges, and discuss potential directions for this emerging field. By offering a thorough understanding of watermarking in GenAI, this work aims to guide researchers in advancing watermarking methods and applications, and support policymakers in addressing the broader implications of GenAI.

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arXiv2025

Adapting to Linear Separable Subsets with Large-Margin in Differentially Private Learning

This paper studies the problem of differentially private empirical risk minimization (DP-ERM) for binary linear classification. We obtain an efficient $(\varepsilon,δ)$-DP algorithm with an empirical zero-one risk bound of $\tilde{O}\left(\frac{1}{γ^2\varepsilon n} + \frac{|S_{\mathrm{out}}|}{γn}\right)$ where $n$ is the number of data points, $S_{\mathrm{out}}$ is an arbitrary subset of data one can remove and $γ$ is the margin of linear separation of the remaining data points (after $S_{\mathrm{out}}$ is removed). Here, $\tilde{O}(\cdot)$ hides only logarithmic terms. In the agnostic case, we improve the existing results when the number of outliers is small. Our algorithm is highly adaptive because it does not require knowing the margin parameter $γ$ or outlier subset $S_{\mathrm{out}}$. We also derive a utility bound for the advanced private hyperparameter tuning algorithm.

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arXiv2025

Adaptive Estimation and Learning under Temporal Distribution Shift

In this paper, we study the problem of estimation and learning under temporal distribution shift. Consider an observation sequence of length $n$, which is a noisy realization of a time-varying groundtruth sequence. Our focus is to develop methods to estimate the groundtruth at the final time-step while providing sharp point-wise estimation error rates. We show that, without prior knowledge on the level of temporal shift, a wavelet soft-thresholding estimator provides an optimal estimation error bound for the groundtruth. Our proposed estimation method generalizes existing researches Mazzetto and Upfal (2023) by establishing a connection between the sequence's non-stationarity level and the sparsity in the wavelet-transformed domain. Our theoretical findings are validated by numerical experiments. Additionally, we applied the estimator to derive sparsity-aware excess risk bounds for binary classification under distribution shift and to develop computationally efficient training objectives. As a final contribution, we draw parallels between our results and the classical signal processing problem of total-variation denoising (Mammen and van de Geer,1997; Tibshirani, 2014), uncovering novel optimal algorithms for such task.

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arXiv2025

Adapting to Online Distribution Shifts in Deep Learning: A Black-Box Approach

We study the well-motivated problem of online distribution shift in which the data arrive in batches and the distribution of each batch can change arbitrarily over time. Since the shifts can be large or small, abrupt or gradual, the length of the relevant historical data to learn from may vary over time, which poses a major challenge in designing algorithms that can automatically adapt to the best ``attention span'' while remaining computationally efficient. We propose a meta-algorithm that takes any network architecture and any Online Learner (OL) algorithm as input and produces a new algorithm which provably enhances the performance of the given OL under non-stationarity. Our algorithm is efficient (it requires maintaining only $O(\log(T))$ OL instances) and adaptive (it automatically chooses OL instances with the ideal ``attention'' length at every timestamp). Experiments on various real-world datasets across text and image modalities show that our method consistently improves the accuracy of user specified OL algorithms for classification tasks. Key novel algorithmic ingredients include a \emph{multi-resolution instance} design inspired by wavelet theory and a cross-validation-through-time technique. Both could be of independent interest.

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arXiv2025

Permute-and-Flip: An optimally stable and watermarkable decoder for LLMs

In this paper, we propose a new decoding method called Permute-and-Flip (PF) decoder. It enjoys stability properties similar to the standard sampling decoder, but is provably up to 2x better in its quality-stability tradeoff than sampling and never worse than any other decoder. We also design a cryptographic watermarking scheme analogous to Aaronson (2023)'s Gumbel watermark, but naturally tailored for PF decoder. The watermarking scheme does not change the distribution to sample, while allowing arbitrarily low false positive rate and high recall whenever the generated text has high entropy. Our experiments show that the PF decoder (and its watermarked counterpart) significantly outperform(s) naive sampling (and its Gumbel watermarked counterpart) in terms of perplexity, while retaining the same stability (and detectability), hence making it a promising new approach for LLM decoding. The code is available at https://github.com/XuandongZhao/pf-decoding

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arXiv2025

A Proximal Operator for Inducing 2:4-Sparsity

Recent hardware advancements in AI Accelerators and GPUs allow to efficiently compute sparse matrix multiplications, especially when 2 out of 4 consecutive weights are set to zero. However, this so-called 2:4 sparsity usually comes at a decreased accuracy of the model. We derive a regularizer that exploits the local correlation of features to find better sparsity masks in trained models. We minimize the regularizer jointly with a local squared loss by deriving the proximal operator for which we show that it has an efficient solution in the 2:4-sparse case. After optimizing the mask, we use maskedgradient updates to further minimize the local squared loss. We illustrate our method on toy problems and apply it to pruning entire large language models up to 70B parameters. On models up to 13B we improve over previous state of the art algorithms, whilst on 70B models we match their performance.

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arXiv2025

No-Regret Linear Bandits under Gap-Adjusted Misspecification

This work studies linear bandits under a new notion of gap-adjusted misspecification and is an extension of Liu et al. (2023). When the underlying reward function is not linear, existing linear bandits work usually relies on a uniform misspecification parameter $ε$ that measures the sup-norm error of the best linear approximation. This results in an unavoidable linear regret whenever $ε> 0$. We propose a more natural model of misspecification which only requires the approximation error at each input $x$ to be proportional to the suboptimality gap at $x$. It captures the intuition that, for optimization problems, near-optimal regions should matter more and we can tolerate larger approximation errors in suboptimal regions. Quite surprisingly, we show that the classical LinUCB algorithm -- designed for the realizable case -- is automatically robust against such $ρ$-gap-adjusted misspecification with parameter $ρ$ diminishing at $O(1/(d \sqrt{\log T}))$. It achieves a near-optimal $O(\sqrt{T})$ regret for problems that the best-known regret is almost linear in time horizon $T$. We further advance this frontier by presenting a novel phased elimination-based algorithm whose gap-adjusted misspecification parameter $ρ= O(1/\sqrt{d})$ does not scale with $T$. This algorithm attains optimal $O(\sqrt{T})$ regret and is deployment-efficient, requiring only $\log T$ batches of exploration. It also enjoys an adaptive $O(\log T)$ regret when a constant suboptimality gap exists. Technically, our proof relies on a novel self-bounding argument that bounds the part of the regret due to misspecification by the regret itself, and a new inductive lemma that limits the misspecification error within the suboptimality gap for all valid actions in each batch selected by G-optimal design.

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arXiv2025

On the Statistical Complexity for Offline and Low-Adaptive Reinforcement Learning with Structures

This article reviews the recent advances on the statistical foundation of reinforcement learning (RL) in the offline and low-adaptive settings. We will start by arguing why offline RL is the appropriate model for almost any real-life ML problems, even if they have nothing to do with the recent AI breakthroughs that use RL. Then we will zoom into two fundamental problems of offline RL: offline policy evaluation (OPE) and offline policy learning (OPL). It may be surprising to people that tight bounds for these problems were not known even for tabular and linear cases until recently. We delineate the differences between worst-case minimax bounds and instance-dependent bounds. We also cover key algorithmic ideas and proof techniques behind near-optimal instance-dependent methods in OPE and OPL. Finally, we discuss the limitations of offline RL and review a burgeoning problem of \emph{low-adaptive exploration} which addresses these limitations by providing a sweet middle ground between offline and online RL.

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arXiv2024

Nonparametric Classification on Low Dimensional Manifolds using Overparameterized Convolutional Residual Networks

Convolutional residual neural networks (ConvResNets), though overparameterized, can achieve remarkable prediction performance in practice, which cannot be well explained by conventional wisdom. To bridge this gap, we study the performance of ConvResNeXts, which cover ConvResNets as a special case, trained with weight decay from the perspective of nonparametric classification. Our analysis allows for infinitely many building blocks in ConvResNeXts, and shows that weight decay implicitly enforces sparsity on these blocks. Specifically, we consider a smooth target function supported on a low-dimensional manifold, then prove that ConvResNeXts can adapt to the function smoothness and low-dimensional structures and efficiently learn the function without suffering from the curse of dimensionality. Our findings partially justify the advantage of overparameterized ConvResNeXts over conventional machine learning models.

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arXiv2024

Invisible Image Watermarks Are Provably Removable Using Generative AI

Invisible watermarks safeguard images' copyrights by embedding hidden messages only detectable by owners. They also prevent people from misusing images, especially those generated by AI models. We propose a family of regeneration attacks to remove these invisible watermarks. The proposed attack method first adds random noise to an image to destroy the watermark and then reconstructs the image. This approach is flexible and can be instantiated with many existing image-denoising algorithms and pre-trained generative models such as diffusion models. Through formal proofs and extensive empirical evaluations, we demonstrate that pixel-level invisible watermarks are vulnerable to this regeneration attack. Our results reveal that, across four different pixel-level watermarking schemes, the proposed method consistently achieves superior performance compared to existing attack techniques, with lower detection rates and higher image quality. However, watermarks that keep the image semantically similar can be an alternative defense against our attacks. Our finding underscores the need for a shift in research/industry emphasis from invisible watermarks to semantic-preserving watermarks. Code is available at https://github.com/XuandongZhao/WatermarkAttacker

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arXiv2024

Online Feature Updates Improve Online (Generalized) Label Shift Adaptation

This paper addresses the prevalent issue of label shift in an online setting with missing labels, where data distributions change over time and obtaining timely labels is challenging. While existing methods primarily focus on adjusting or updating the final layer of a pre-trained classifier, we explore the untapped potential of enhancing feature representations using unlabeled data at test-time. Our novel method, Online Label Shift adaptation with Online Feature Updates (OLS-OFU), leverages self-supervised learning to refine the feature extraction process, thereby improving the prediction model. By carefully designing the algorithm, theoretically OLS-OFU maintains the similar online regret convergence to the results in the literature while taking the improved features into account. Empirically, it achieves substantial improvements over existing methods, which is as significant as the gains existing methods have over the baseline (i.e., without distribution shift adaptations).

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arXiv2024

NetworkGym: Reinforcement Learning Environments for Multi-Access Traffic Management in Network Simulation

Mobile devices such as smartphones, laptops, and tablets can often connect to multiple access networks (e.g., Wi-Fi, LTE, and 5G) simultaneously. Recent advancements facilitate seamless integration of these connections below the transport layer, enhancing the experience for apps that lack inherent multi-path support. This optimization hinges on dynamically determining the traffic distribution across networks for each device, a process referred to as \textit{multi-access traffic splitting}. This paper introduces \textit{NetworkGym}, a high-fidelity network environment simulator that facilitates generating multiple network traffic flows and multi-access traffic splitting. This simulator facilitates training and evaluating different RL-based solutions for the multi-access traffic splitting problem. Our initial explorations demonstrate that the majority of existing state-of-the-art offline RL algorithms (e.g. CQL) fail to outperform certain hand-crafted heuristic policies on average. This illustrates the urgent need to evaluate offline RL algorithms against a broader range of benchmarks, rather than relying solely on popular ones such as D4RL. We also propose an extension to the TD3+BC algorithm, named Pessimistic TD3 (PTD3), and demonstrate that it outperforms many state-of-the-art offline RL algorithms. PTD3's behavioral constraint mechanism, which relies on value-function pessimism, is theoretically motivated and relatively simple to implement.

cs.NI↗

arXiv2024

Neural Collapse Meets Differential Privacy: Curious Behaviors of NoisyGD with Near-perfect Representation Learning

A recent study by De et al. (2022) has reported that large-scale representation learning through pre-training on a public dataset significantly enhances differentially private (DP) learning in downstream tasks, despite the high dimensionality of the feature space. To theoretically explain this phenomenon, we consider the setting of a layer-peeled model in representation learning, which results in interesting phenomena related to learned features in deep learning and transfer learning, known as Neural Collapse (NC). Within the framework of NC, we establish an error bound indicating that the misclassification error is independent of dimension when the distance between actual features and the ideal ones is smaller than a threshold. Additionally, the quality of the features in the last layer is empirically evaluated under different pre-trained models within the framework of NC, showing that a more powerful transformer leads to a better feature representation. Furthermore, we reveal that DP fine-tuning is less robust compared to fine-tuning without DP, particularly in the presence of perturbations. These observations are supported by both theoretical analyses and experimental evaluation. Moreover, to enhance the robustness of DP fine-tuning, we suggest several strategies, such as feature normalization or employing dimension reduction methods like Principal Component Analysis (PCA). Empirically, we demonstrate a significant improvement in testing accuracy by conducting PCA on the last-layer features.

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arXiv2024

Differentially Private Bias-Term Fine-tuning of Foundation Models

We study the problem of differentially private (DP) fine-tuning of large pre-trained models -- a recent privacy-preserving approach suitable for solving downstream tasks with sensitive data. Existing work has demonstrated that high accuracy is possible under strong privacy constraint, yet requires significant computational overhead or modifications to the network architecture. We propose differentially private bias-term fine-tuning (DP-BiTFiT), which matches the state-of-the-art accuracy for DP algorithms and the efficiency of the standard BiTFiT. DP-BiTFiT is model agnostic (not modifying the network architecture), parameter efficient (only training about 0.1% of the parameters), and computation efficient (almost removing the overhead caused by DP, in both the time and space complexity). On a wide range of tasks, DP-BiTFiT is 2~30X faster and uses 2~8X less memory than DP full fine-tuning, even faster than the standard full fine-tuning. This amazing efficiency enables us to conduct DP fine-tuning on language and vision tasks with long-sequence texts and high-resolution images, which were computationally difficult using existing methods. We open-source our code at FastDP (https://github.com/awslabs/fast-differential-privacy).

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