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Yuang Li

Publications and source records attributed to Yuang Li.

At least 19 recordsLinked to original sources

Unlearning Is Not Just Erasing: Temporal Decoupling via Generation Inequality

Large language models (LLMs) require effective unlearning to address privacy regulations and safety concerns. However, achieving precise forgetting without compromising general utility remains challenging. Existing sequence- and token-level methods penalize target outputs without modeling their context-dependent retrieval paths, which can disrupt linguistic structure or suppress benign knowledge. We present ADU, a fine-grained, training-based framework that shifts unlearning from token erasure to contextual attention-pathway decoupling. Exploiting the functional distinction between local and global attention heads, ADU identifies preplan positions that retrieve persistent sensitive anchors and fixes their candidate paths under the original model. It then trains attention-projection adapters to suppress attention mass along these paths while preserving local-attention structure and retain-set language modeling. Post-training activation exchange tests whether the modified attention-output module transmits the learned forgetting effect. ADU achieves the strongest aggregate performance among evaluated baselines on the TOFU and WMDP benchmarks, including a Forget Quality of (0.93) on TOFU. It preserves 87--98% of model utility (92.9% on average versus 81.9% for baselines) while reducing side effects in benign contexts.

cs.CL

SPRI: SVD-Partitioned Residual Initialization for Data-Constrained MoE Upcycling

Mixture-of-Experts (MoE) models enable efficient scaling, but training them from scratch remains prohibitively expensive. MoE upcycling mitigates this cost by converting pretrained dense models into sparse MoE models. However, existing upcycling methods typically rely on large-scale continued training and often perform poorly under data-constrained supervised adaptation, due to either homogeneous experts or overly disruptive perturbations to pretrained parameters. In this setting, effective upcycling must leverage pretrained weight structure while introducing sufficient diversity among routed experts. To this end, we propose SVD-Partitioned Residual Initialization (SPRI), which distributes SVD-partitioned residuals derived from pretrained feed-forward network (FFN) weights across routed experts, introducing controlled expert diversity grounded in pretrained spectral structure. We further introduce a two-stage training strategy to improve adaptation stability. We evaluate SPRI on multilingual speech-to-text translation, where limited supervised data challenges MoE upcycling and multiple target languages provide natural routing heterogeneity. On CoVoST2 across 15 En-to-XX directions, SPRI improves average BLEU and COMET over fully fine-tuned dense models by 2.58 and 3.32 points, respectively, and outperforms the prior best MoE upcycling baseline by 3.39 BLEU and 4.34 COMET points.

cs.LG

AdapShot: Adaptive Many-Shot In-Context Learning with Semantic-Aware KV Cache Reuse

Many-Shot In-Context Learning (ICL) has emerged as a promising paradigm, leveraging extensive examples to unlock the reasoning potential of Large Language Models (LLMs). However, existing methods typically rely on a predetermined, fixed number of shots. This static approach often fails to adapt to the varying difficulty of different queries, leading to either insufficient context or interference from noise. Furthermore, the prohibitive computational and memory costs of long contexts severely limit Many-Shot's feasibility. To address the above limitations, we propose AdapShot, which dynamically optimizes shot counts and leverages KV cache reuse for efficient inference. Specifically, we design a probe-based evaluation mechanism that utilizes output entropy to determine the optimal number of shots. To bypass the redundant prefilling computation during both the probing and inference phases, we incorporate a semantics-aware KV cache reuse strategy. Within this reuse strategy, to address positional encoding incompatibilities, we introduce a decoupling and re-encoding method that enables the flexible reordering of cached key-value pairs. Extensive experiments demonstrate that AdapShot achieves an average performance gain of around 10% and a 4.64x speedup compared to state-of-the-art DBSA.

cs.AI

ALTER: Asymmetric LoRA for Token-Entropy-Guided Unlearning of LLMs

Large language models (LLMs) have advanced to encompass extensive knowledge across diverse domains. Yet controlling what a LLMs should not know is important for ensuring alignment and thus safe use. However, effective unlearning in LLMs is difficult due to the fuzzy boundary between knowledge retention and forgetting. This challenge is exacerbated by entangled parameter spaces from continuous multi-domain training, often resulting in collateral damage, especially under aggressive unlearning strategies. Furthermore, the computational overhead required to optimize State-of-the-Art (SOTA) models with billions of parameters poses an additional barrier. In this work, we present ALTER, a lightweight unlearning framework for LLMs to address both the challenges of knowledge entanglement and unlearning efficiency. ALTER operates through two phases: (I) high entropy tokens are captured and learned via the shared A matrix in LoRA, followed by (II) an asymmetric LoRA architecture that achieves a specified forgetting objective by parameter isolation and unlearning tokens within the target subdomains. Serving as a new research direction for achieving unlearning via token-level isolation in the asymmetric framework. ALTER achieves SOTA performance on TOFU, WMDP, and MUSE benchmarks with over 95% forget quality and shows minimal side effects through preserving foundational tokens. By decoupling unlearning from LLMs' billion-scale parameters, this framework delivers excellent efficiency while preserving over 90% of model utility, exceeding baseline preservation rates of 47.8-83.6%.

cs.CL

DoCIA: An Online Document-Level Context Incorporation Agent for Speech Translation

Document-level context is crucial for handling discourse challenges in text-to-text document-level machine translation (MT). Despite the increased discourse challenges introduced by noise from automatic speech recognition (ASR), the integration of document-level context in speech translation (ST) remains insufficiently explored. In this paper, we develop DoCIA, an online framework that enhances ST performance by incorporating document-level context. DoCIA decomposes the ST pipeline into four stages. Document-level context is integrated into the ASR refinement, MT, and MT refinement stages through auxiliary LLM (large language model)-based modules. Furthermore, DoCIA leverages document-level information in a multi-level manner while minimizing computational overhead. Additionally, a simple yet effective determination mechanism is introduced to prevent hallucinations from excessive refinement, ensuring the reliability of the final results. Experimental results show that DoCIA significantly outperforms traditional ST baselines in both sentence and discourse metrics across four LLMs, demonstrating its effectiveness in improving ST performance.

cs.CL

Enhancing Speech Large Language Models with Prompt-Aware Mixture of Audio Encoders

Connecting audio encoders with large language models (LLMs) allows the LLM to perform various audio understanding tasks, such as automatic speech recognition (ASR) and audio captioning (AC). Most research focuses on training an adapter layer to generate a unified audio feature for the LLM. However, different tasks may require distinct features that emphasize either semantic or acoustic aspects, making task-specific audio features more desirable. In this paper, we propose Prompt-aware Mixture (PaM) to enhance the Speech LLM that uses multiple audio encoders. Our approach involves using different experts to extract different features based on the prompt that indicates different tasks. Experiments demonstrate that with PaM, only one Speech LLM surpasses the best performances achieved by all single-encoder Speech LLMs on ASR, Speaker Number Verification, and AC tasks. PaM also outperforms other feature fusion baselines, such as concatenation and averaging. Our code would be available at: https://github.com/shanweiqiao/PaM

eess.AS

Optimizing Speech Multi-View Feature Fusion through Conditional Computation

Recent advancements have highlighted the efficacy of self-supervised learning (SSL) features in various speech-related tasks, providing lightweight and versatile multi-view speech representations. However, our study reveals that while SSL features expedite model convergence, they conflict with traditional spectral features like FBanks in terms of update directions. In response, we propose a novel generalized feature fusion framework grounded in conditional computation, featuring a gradient-sensitive gating network and a multi-stage dropout strategy. This framework mitigates feature conflicts and bolsters model robustness to multi-view input features. By integrating SSL and spectral features, our approach accelerates convergence and maintains performance on par with spectral models across multiple speech translation tasks on the MUSTC dataset.

eess.AS

Investigating Numerical Translation with Large Language Models

The inaccurate translation of numbers can lead to significant security issues, ranging from financial setbacks to medical inaccuracies. While large language models (LLMs) have made significant advancements in machine translation, their capacity for translating numbers has not been thoroughly explored. This study focuses on evaluating the reliability of LLM-based machine translation systems when handling numerical data. In order to systematically test the numerical translation capabilities of currently open source LLMs, we have constructed a numerical translation dataset between Chinese and English based on real business data, encompassing ten types of numerical translation. Experiments on the dataset indicate that errors in numerical translation are a common issue, with most open-source LLMs faltering when faced with our test scenarios. Especially when it comes to numerical types involving large units like ``million", ``billion", and "yi", even the latest llama3.1 8b model can have error rates as high as 20%. Finally, we introduce three potential strategies to mitigate the numerical mistranslations for large units.

cs.CL

"I've Heard of You!": Generate Spoken Named Entity Recognition Data for Unseen Entities

Spoken named entity recognition (NER) aims to identify named entities from speech, playing an important role in speech processing. New named entities appear every day, however, annotating their Spoken NER data is costly. In this paper, we demonstrate that existing Spoken NER systems perform poorly when dealing with previously unseen named entities. To tackle this challenge, we propose a method for generating Spoken NER data based on a named entity dictionary (NED) to reduce costs. Specifically, we first use a large language model (LLM) to generate sentences from the sampled named entities and then use a text-to-speech (TTS) system to generate the speech. Furthermore, we introduce a noise metric to filter out noisy data. To evaluate our approach, we release a novel Spoken NER benchmark along with a corresponding NED containing 8,853 entities. Experiment results show that our method achieves state-of-the-art (SOTA) performance in the in-domain, zero-shot domain adaptation, and fully zero-shot settings. Our data will be available at https://github.com/DeepLearnXMU/HeardU.

cs.CL

Hard-Synth: Synthesizing Diverse Hard Samples for ASR using Zero-Shot TTS and LLM

Text-to-speech (TTS) models have been widely adopted to enhance automatic speech recognition (ASR) systems using text-only corpora, thereby reducing the cost of labeling real speech data. Existing research primarily utilizes additional text data and predefined speech styles supported by TTS models. In this paper, we propose Hard-Synth, a novel ASR data augmentation method that leverages large language models (LLMs) and advanced zero-shot TTS. Our approach employs LLMs to generate diverse in-domain text through rewriting, without relying on additional text data. Rather than using predefined speech styles, we introduce a hard prompt selection method with zero-shot TTS to clone speech styles that the ASR model finds challenging to recognize. Experiments demonstrate that Hard-Synth significantly enhances the Conformer model, achieving relative word error rate (WER) reductions of 6.5\%/4.4\% on LibriSpeech dev/test-other subsets. Additionally, we show that Hard-Synth is data-efficient and capable of reducing bias in ASR.

cs.CL

Large Language Model Should Understand Pinyin for Chinese ASR Error Correction

Large language models can enhance automatic speech recognition systems through generative error correction. In this paper, we propose Pinyin-enhanced GEC, which leverages Pinyi, the phonetic representation of Mandarin Chinese, as supplementary information to improve Chinese ASR error correction. Our approach only utilizes synthetic errors for training and employs the one-best hypothesis during inference. Additionally, we introduce a multitask training approach involving conversion tasks between Pinyin and text to align their feature spaces. Experiments on the Aishell-1 and the Common Voice datasets demonstrate that our approach consistently outperforms GEC with text-only input. More importantly, we provide intuitive explanations for the effectiveness of PY-GEC and multitask training from two aspects: 1) increased attention weight on Pinyin features; and 2) aligned feature space between Pinyin and text hidden states.

cs.CL

Why Not Transform Chat Large Language Models to Non-English?

The scarcity of non-English data limits the development of non-English large language models (LLMs). Transforming English-centric LLMs to non-English has been identified as an effective and resource-efficient method. Previous works start from base LLMs and perform knowledge distillation (KD) with data generated by stronger LLMs, e.g. GPT-4. Compared to base LLMs, chat LLMs are further optimized for advanced abilities, e.g. multi-turn conversation and human preference alignment, and thus more powerful in both helpfulness and safety. However, transforming a chat LLM involves two critical issues: (1) How can we effectively transfer advanced abilities without their supervised data? (2) How can we prevent the original knowledge from catastrophic forgetting during transformation? We target these issues by introducing a simple framework called TransLLM. For the first issue, TransLLM divides the transfer problem into some common sub-tasks with the translation chain-of-thought, which uses the translation as the bridge between English and non-English step-by-step. We further enhance the performance of sub-tasks with publicly available data. For the second issue, we propose a method comprising two synergistic components: low-rank adaptation for training to maintain the original LLM parameters, and recovery KD, which utilizes data generated by the chat LLM itself to recover the original knowledge from the frozen parameters. In the experiments, we transform the LLaMA-2-chat-7B to the Thai language. Our method, using only single-turn data, outperforms strong baselines and ChatGPT on multi-turn benchmark MT-bench. Furthermore, our method, without safety data, rejects more harmful queries of safety benchmark AdvBench than both ChatGPT and GPT-4. Code is available at https://github.com/hy5468/TransLLM.

cs.CL

Cross-Domain Audio Deepfake Detection: Dataset and Analysis

Audio deepfake detection (ADD) is essential for preventing the misuse of synthetic voices that may infringe on personal rights and privacy. Recent zero-shot text-to-speech (TTS) models pose higher risks as they can clone voices with a single utterance. However, the existing ADD datasets are outdated, leading to suboptimal generalization of detection models. In this paper, we construct a new cross-domain ADD dataset comprising over 300 hours of speech data that is generated by five advanced zero-shot TTS models. To simulate real-world scenarios, we employ diverse attack methods and audio prompts from different datasets. Experiments show that, through novel attack-augmented training, the Wav2Vec2-large and Whisper-medium models achieve equal error rates of 4.1\% and 6.5\% respectively. Additionally, we demonstrate our models' outstanding few-shot ADD ability by fine-tuning with just one minute of target-domain data. Nonetheless, neural codec compressors greatly affect the detection accuracy, necessitating further research.

cs.SD

Using Large Language Model for End-to-End Chinese ASR and NER

Mapping speech tokens to the same feature space as text tokens has become the paradigm for the integration of speech modality into decoder-only large language models (LLMs). An alternative approach is to use an encoder-decoder architecture that incorporates speech features through cross-attention. This approach, however, has received less attention in the literature. In this work, we connect the Whisper encoder with ChatGLM3 and provide in-depth comparisons of these two approaches using Chinese automatic speech recognition (ASR) and name entity recognition (NER) tasks. We evaluate them not only by conventional metrics like the F1 score but also by a novel fine-grained taxonomy of ASR-NER errors. Our experiments reveal that encoder-decoder architecture outperforms decoder-only architecture with a short context, while decoder-only architecture benefits from a long context as it fully exploits all layers of the LLM. By using LLM, we significantly reduced the entity omission errors and improved the entity ASR accuracy compared to the Conformer baseline. Additionally, we obtained a state-of-the-art (SOTA) F1 score of 0.805 on the AISHELL-NER test set by using chain-of-thought (CoT) NER which first infers long-form ASR transcriptions and then predicts NER labels.

cs.CL

A Multitask Training Approach to Enhance Whisper with Contextual Biasing and Open-Vocabulary Keyword Spotting

The recognition of rare named entities, such as personal names and terminologies, is challenging for automatic speech recognition (ASR) systems, especially when they are not frequently observed in the training data. In this paper, we introduce keyword spotting enhanced Whisper (KWS-Whisper), a novel ASR system that leverages the Whisper model and performs open-vocabulary keyword spotting (OV-KWS) on the hidden states of the Whisper encoder to recognize user-defined named entities. These entities serve as prompts for the Whisper decoder. To optimize the model, we propose a multitask training approach that learns OV-KWS and contextual-ASR tasks. We evaluate our approach on Chinese Aishell hot word subsets and two internal code-switching test sets and show that it significantly improves the entity recall compared to the original Whisper model. Moreover, we demonstrate that the OV-KWS can be a plug-and-play module to enhance the ASR error correction methods and frozen Whisper models.

cs.AI

Prompting Large Language Models for Zero-Shot Domain Adaptation in Speech Recognition

The integration of Language Models (LMs) has proven to be an effective way to address domain shifts in speech recognition. However, these approaches usually require a significant amount of target domain text data for the training of LMs. Different from these methods, in this work, with only a domain-specific text prompt, we propose two zero-shot ASR domain adaptation methods using LLaMA, a 7-billion-parameter large language model (LLM). LLM is used in two ways: 1) second-pass rescoring: reranking N-best hypotheses of a given ASR system with LLaMA; 2) deep LLM-fusion: incorporating LLM into the decoder of an encoder-decoder based ASR system. Experiments show that, with only one domain prompt, both methods can effectively reduce word error rates (WER) on out-of-domain TedLium-2 and SPGISpeech datasets. Especially, the deep LLM-fusion has the advantage of better recall of entity and out-of-vocabulary words.

cs.CL

Accelerating Transducers through Adjacent Token Merging

Recent end-to-end automatic speech recognition (ASR) systems often utilize a Transformer-based acoustic encoder that generates embedding at a high frame rate. However, this design is inefficient, particularly for long speech signals due to the quadratic computation of self-attention. To address this, we propose a new method, Adjacent Token Merging (A-ToMe), which gradually combines adjacent tokens with high similarity scores between their key values. In this way, the total time step could be reduced, and the inference of both the encoder and joint network is accelerated. Experiments on LibriSpeech show that our method can reduce 57% of tokens and improve the inference speed on GPU by 70% without any notable loss of accuracy. Additionally, we demonstrate that A-ToMe is also an effective solution to reduce tokens in long-form ASR, where the input speech consists of multiple utterances.

cs.CL

Accurate and Structured Pruning for Efficient Automatic Speech Recognition

Automatic Speech Recognition (ASR) has seen remarkable advancements with deep neural networks, such as Transformer and Conformer. However, these models typically have large model sizes and high inference costs, posing a challenge to deploy on resource-limited devices. In this paper, we propose a novel compression strategy that leverages structured pruning and knowledge distillation to reduce the model size and inference cost of the Conformer model while preserving high recognition performance. Our approach utilizes a set of binary masks to indicate whether to retain or prune each Conformer module, and employs L0 regularization to learn the optimal mask values. To further enhance pruning performance, we use a layerwise distillation strategy to transfer knowledge from unpruned to pruned models. Our method outperforms all pruning baselines on the widely used LibriSpeech benchmark, achieving a 50% reduction in model size and a 28% reduction in inference cost with minimal performance loss.

cs.CL