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Yulan He

Publications and source records attributed to Yulan He.

At least 37 records · Page 2Linked to original sources

SSA: Sparse Sparse Attention by Aligning Full and Sparse Attention Outputs in Feature Space

Sparse attention reduces the quadratic complexity of full self-attention but faces two challenges: (1) an attention gap, where applying sparse attention to full-attention-trained models causes performance degradation due to train-inference distribution mismatch, and (2) a capability gap, where models trained purely with sparse attention lack complete gradient flow, preventing them from matching full-attention performance. We propose SSA (Sparse Sparse Attention), a training framework that integrates both sparse and full attention with bidirectional attention-output alignment. We prove that the approximation error scales linearly with the attention mass dropped under sparse attention, and show that SSA's alignment objective substantially reduces this quantity compared to baselines. Experiments demonstrate that SSA achieves state-of-the-art performance under both inference modes, adapts smoothly to varying sparsity budgets, and demonstrates superior long-context capabilities.

cs.CL↗

Staying with the Uncertainty: Uncertainty-Scaffolding Strategies for Artificial Moral Advisors in LLM-to-LLM Simulated Conversations

LLMs are increasingly deployed as Artificial Moral Advisors (AMA) in a variety of contexts: what kind of conversational patterns should they display? In this paper, we study how AMA can help their interlocutors "stay with the uncertainty". We propose three modes of uncertainty (Perspective-Multiplying, Tension-Preserving, Process-Reflecting) and compare them against three control conditions (Baseline, Persuasive, Sycophantic). A user-agent LLM engages in a dialogue on an ethical dilemma with an AMA following a specific uncertainty strategy, and completes pre- and post-conversation questionnaires. We further examine the effect of two persona prompt formats (Declarative and Narrative). We found that (1) no single model dominates as a simulated user agent, with open models aligning with human ambiguity through between-persona divergence and closed models through within-persona hedging; (2) declarative personas better capture initial stance diversity while narrative personas show more realistic belief revision; (3) all six AMA strategies produce distinguishable conversational patterns; and (4) uncertainty strategies differ not in how much stance revision they produce, but in the quality of engagement they sustain.

cs.CL↗

PreAct-Bench: Benchmarking Predictive Monitoring in LLMs

Large language models (LLMs) are increasingly deployed as autonomous agents capable of executing multi-step action trajectories toward a given objective. While existing safety research has focused on detecting unethical behavior from complete trajectories, this paradigm is fundamentally retrospective: it identifies harm only after it has already occurred. In this work, we study a critical yet overlooked safety task, which we term Predictive Monitoring: given only a partial action trajectory, can a model infer whether it will culminate in an unethical action before the overt action is executed? To support this task, we present PreActBench, a benchmark of 1,000 paired ethical and unethical action trajectories spanning five domains. We evaluate a range of LLMs, safety guardrail models, and latent probing methods across varying fractions of the action trajectory using our Prefix Foresight F1 metric. Results show that while humans achieve promising performance, predictive monitoring remains challenging even for strong models, highlighting the need for future-oriented risk reasoning in LLM safety.

cs.LG↗

Beyond the Literal: Decomposing Pragmatic Intent in Multimodal Meme Understanding

When asked what a meme or sarcastic post means, Large Vision Language Models (LVLMs) tend to describe what the image shows rather than what the author is trying to communicate. Standard instruction tuning entangles a post's literal content with its pragmatic meaning, letting surface-level details contaminate the final response. We reframe meme understanding as a problem of literal-pragmatic decomposition and propose \textbf{Intent Projection}, a framework that separates the two signals at the representation, output, and objective levels within a single LVLM backbone. At the representation level, an orthogonal projection module removes dominant unimodal directions from the fused image-text representation, retaining only the pragmatic residual, while a surface-real affect classifier anchors the decoder with a discrete tag that names the polarity gap. At the output level, the model externalizes a structured reasoning chain, and at the objective level a contrastive reward explicitly penalizes answers that restate the literal description. Across six multimodal benchmarks, Intent Projection consistently outperforms open-source baselines and narrows the gap to proprietary models, with the largest gains on high-divergence posts where literal collapse is most damaging.

cs.CL↗

Bridging Auxiliary Constraints to Resolve Instruction Following in Large Reasoning Models

Large Reasoning Models (LRMs) have demonstrated impressive capabilities in many tasks, yet they struggle with reliably following multiple instructions, either by failing to satisfy individual constraints or by struggling to balance competing constraints simultaneously. We formalize this challenge as the Constraint Adherence Problem (CAP). This paper introduces a novel framework that addresses CAP by representing instructions as a structured knowledge graph of constraints. Our approach, Constraint Relationship Graph Completion (CRGC), explicitly models relationships between constraints, identifies adherence challenges, and discovers ``bridge constraints'' that help the model better focus on and reconcile requirements. Bridge constraints act as auxiliary instructions that make primary constraints more salient and compatible. Unlike existing approaches that enhance instruction following through general training methods, CRGC specifically improves constraint satisfaction by leveraging the model's own knowledge to create better pathways for generation. Experiments across three popular instruction following datasets demonstrate that our approach reduces constraint violations by 39% compared to standard prompting while maintaining reasoning abilities of large reasoning models.

cs.AI↗

Stop the Flip-Flop: Context-Preserving Verification for Fast Revocable Diffusion Decoding

Parallel diffusion decoding can accelerate diffusion language model inference by unmasking multiple tokens per step, but aggressive parallelism often harms quality. Revocable decoding mitigates this by rechecking earlier tokens, yet we observe that existing verification schemes frequently trigger flip-flop oscillations, where tokens are remasked and later restored unchanged. This behaviour slows inference in two ways: remasking verified positions weakens the conditioning context for parallel drafting, and repeated remask cycles consume the revision budget with little net progress. We propose COVER (Cache Override Verification for Efficient Revision), which performs leave-one-out verification and stable drafting within a single forward pass. COVER constructs two attention views via KV cache override: selected seeds are masked for verification, while their cached key value states are injected for all other queries to preserve contextual information, with a closed form diagonal correction preventing self leakage at the seed positions. COVER further prioritises seeds using a stability aware score that balances uncertainty, downstream influence, and cache drift, and it adapts the number of verified seeds per step. Across benchmarks, COVER markedly reduces unnecessary revisions and yields faster decoding while preserving output quality.

cs.CL↗

Pull Requests as a Training Signal for Repo-Level Code Editing

Repository-level code editing requires models to understand complex dependencies and execute precise multi-file modifications across a large codebase. While recent gains on SWE-bench rely heavily on complex agent scaffolding, it remains unclear how much of this capability can be internalised via high-quality training signals. To address this, we propose Clean Pull Request (Clean-PR), a mid-training paradigm that leverages real-world GitHub pull requests as a training signal for repository-level editing. We introduce a scalable pipeline that converts noisy pull request diffs into Search/Replace edit blocks through reconstruction and validation, resulting in the largest publicly available corpus of 2 million pull requests spanning 12 programming languages. Using this training signal, we perform a mid-training stage followed by an agentless-aligned supervised fine-tuning process with error-driven data augmentation. On SWE-bench, our model significantly outperforms the instruction-tuned baseline, achieving absolute improvements of 13.6% on SWE-bench Lite and 12.3% on SWE-bench Verified. These results demonstrate that repository-level code understanding and editing capabilities can be effectively internalised into model weights under a simplified, agentless protocol, without relying on heavy inference-time scaffolding.

cs.SE↗

CAREBench: Evaluating LLMs' Emotion Understanding by Assessing Cognitive Appraisal Reasoning

Emotion understanding is a core capability for LLMs to interact effectively with humans, yet existing evaluation paradigms rely on discrete emotion label prediction and fail to capture the cognitive processes underlying emotion generation. Grounded in appraisal theory, we introduce CAREBench, the first benchmark with complete inferential chain annotations from both first- and third-person perspectives on real-world narratives, spanning appraisal reasoning, appraisal ratings, and multi-label emotion annotation. We propose a process-level evaluation framework and conduct systematic experiments across six LLMs organized around four research questions. We find that stronger models match or surpass human observers on certain tasks, yet fall short on appraisal reasoning and positive emotion recognition; performance across chain steps and sensitivity to appraisal interventions exhibit dissociations across models; and current models have not internalized the mechanisms needed to capture human subjective heterogeneity. These findings suggest that downstream emotion prediction metrics may overestimate LLMs' true emotion understanding, and CAREBench provides a foundation for more diagnostically informative evaluation of LLMs' affective cognitive capabilities.

cs.AI↗

Hallucinations are inevitable but can be made statistically negligible

Hallucinations, a phenomenon where a language model (LM) generates nonfactual content, pose a significant challenge to the practical deployment of LMs. While many empirical methods have been proposed to mitigate hallucinations, recent studies established a computability-theoretic result showing that any LM will inevitably generate hallucinations on an infinite set of inputs, regardless of the quality and quantity of training datasets and the choice of the language model architecture and training and inference algorithms. Although the computability-theoretic result may seem pessimistic, its significance in practical viewpoints has remained unclear. This paper claims that those "innate" inevitability results from computability theory and diagonal argument, in principle, cannot explain practical issues of LLMs. We demonstrate this claim by presenting a positive theoretical result from a probabilistic perspective. Specifically, we prove that hallucinations can be made statistically negligible, provided that the quality and quantity of the training data are sufficient. Interestingly, our positive result coexists with the computability-theoretic result, implying that while hallucinations on an infinite set of inputs cannot be entirely eliminated, their probability can always be reduced by improving algorithms and training data. By evaluating the two seemingly contradictory results through the lens of information theory, we argue that our probability-theoretic positive result better reflects practical considerations than the computability-theoretic negative result.

cs.CL↗

Hunt Instead of Wait: Evaluating Deep Data Research on Large Language Models

The agency expected of Agentic Large Language Models goes beyond answering correctly, requiring autonomy to set goals and decide what to explore. We term this investigatory intelligence, distinguishing it from executional intelligence, which merely completes assigned tasks. Data Science provides a natural testbed, as real-world analysis starts from raw data rather than explicit queries, yet few benchmarks focus on it. To address this, we introduce Deep Data Research (DDR), an open-ended task where LLMs autonomously extract key insights from databases, and DDR-Bench, a large-scale, checklist-based benchmark that enables verifiable evaluation. Results show that while frontier models display emerging agency, long-horizon exploration remains challenging. Our analysis highlights that effective investigatory intelligence depends not only on agent scaffolding or merely scaling, but also on intrinsic strategies of agentic models.

cs.AI↗

Self-Play Only Evolves When Self-Synthetic Pipeline Ensures Learnable Information Gain

Large language models (LLMs) make it plausible to build systems that improve through self-evolving loops, but many existing proposals are better understood as self-play and often plateau quickly. A central failure mode is that the loop synthesises more data without increasing learnable information for the next iteration. Through experiments on a self-play coding task, we reveal that sustainable self-evolution requires a self-synthesised data pipeline with learnable information that increases across iterations. We identify triadic roles that self-evolving LLMs play: the Proposer, which generates tasks; the Solver, which attempts solutions; and the Verifier, which provides training signals, and we identify three system designs that jointly target learnable information gain from this triadic roles perspective. Asymmetric co-evolution closes a weak-to-strong-to-weak loop across roles. Capacity growth expands parameter and inference-time budgets to match rising learnable information. Proactive information seeking introduces external context and new task sources that prevent saturation. Together, these modules provide a measurable, system-level path from brittle self-play dynamics to sustained self-evolution.

cs.LG↗

Causal Fine-Tuning under Latent Confounded Shift

Adapting to latent confounded shift remains a core challenge in modern AI. This setting is driven by hidden variables that induce spurious correlations between inputs and outputs during training, leading models to rely on non-causal shortcuts. For example, a model may learn to treat metadata (e.g., data source like "Amazon") as a proxy for positive sentiment, causing failure when the source becomes predominantly negative during deployment. To address this latent confounded shift, we introduce Causal Fine-Tuning(CFT). Using a structural causal model as an inductive bias, we derive sufficient identification conditions that motivate a fine-tuning objective for decomposing representations into high-level stable and low-level shift-sensitive components. Instantiating this framework in BERT, we show that learning such causal/spurious representations and adjusting them accordingly yield a more robust predictor. Experiments on spurious correlation injection attacks in text demonstrate that our method outperforms black-box domain generalization baselines, highlighting the benefits of explicitly modeling causal structure.

cs.LG↗

Beyond RAG for Agent Memory: Retrieval by Decoupling and Aggregation

Standard Retrieval Augmented Generation (RAG) is poorly matched to agent memory. Unlike large heterogeneous corpora, agent memory forms a bounded and coherent interaction stream in which many spans are highly correlated or near duplicates. As a result, flat top-$k$ similarity retrieval often returns redundant context, while summary-centric hierarchies can blur the subtle details that distinguish one candidate from another. We argue that agent memory should follow the principle of decoupling before aggregation: the system should first isolate reusable facts, updates, and distinguishing details from similar histories, and only then organise them for efficient retrieval. Based on this principle, we propose xMemory, which constructs a revisable hierarchical memory structure from original messages to segments, memory components, and groups. xMemory segments interaction history into local events, decouples each segment into memory components, aggregates related components into high-level groups using a sparsity--semantic faithfulness objective, and maintains this structure incrementally as memory evolves. At inference time, xMemory retrieves top-down, first selecting a compact backbone of complementary groups and components, and then expanding to segments and raw messages only when additional evidence reduces the reader's uncertainty. Experiments on LoCoMo and PerLTQA across diverse open source and closed source LLMs show consistent gains in answer quality and inference token efficiency, supported by analyses of redundancy, evidence density, and coverage.

cs.CL↗

ChatbotManip: A Dataset to Facilitate Evaluation and Oversight of Manipulative Chatbot Behaviour

This paper introduces ChatbotManip, a novel dataset for studying manipulation in Chatbots. It contains simulated generated conversations between a chatbot and a (simulated) user, where the chatbot is explicitly asked to showcase manipulation tactics, persuade the user towards some goal, or simply be helpful. We consider a diverse set of chatbot manipulation contexts, from consumer and personal advice to citizen advice and controversial proposition argumentation. Each conversation is annotated by human annotators for both general manipulation and specific manipulation tactics. Our research reveals three key findings. First, Large Language Models (LLMs) can be manipulative when explicitly instructed, with annotators identifying manipulation in approximately 84\% of such conversations. Second, even when only instructed to be ``persuasive'' without explicit manipulation prompts, LLMs frequently default to controversial manipulative strategies, particularly gaslighting and fear enhancement. Third, small fine-tuned open source models, such as BERT+BiLSTM have a performance comparable to zero-shot classification with larger models like Gemini 2.5 pro in detecting manipulation, but are not yet reliable for real-world oversight. Our work provides important insights for AI safety research and highlights the need of addressing manipulation risks as LLMs are increasingly deployed in consumer-facing applications.

cs.CL↗

Test-Time Personalization: A Diagnostic Framework and Probabilistic Fix for Scaling Failures

Existing approaches to LLM personalization focus on constructing better personalized models or inputs, while treating inference as a single-shot process. In this work, we study Test-Time Personalization (TTP) along an unexplored axis: scaling inference-time computation by sampling N candidates from a personalized policy model and selecting the best with a personalized reward model. We prove that oracle selection yields expected utility growing logarithmically with the number of sampled candidates, establishing a theoretical ceiling for test-time scaling. However, standard reward models fail to realize this potential. To diagnose why, we derive a unified scaling law that decomposes any reward model's Best-of-N curve into four measurable quantities and reveals two failure modes, user-level collapse (near-constant prediction for some users) and query-level reward hacking (negative correlation with true quality for some queries). Guided by this law, we propose a probabilistic personalized reward model whose learned variance effectively mitigates both failure modes. Experiments confirm both elements of our framework: TTP delivers consistent scaling across multiple policy models and personalized text generation tasks, and our scaling law closely matches observed scaling curves across reward-model variants.

cs.LG↗

Beyond Cross-Modal Alignment: Measuring and Leveraging Modality Gap in Vision-Language Models

The success of vision-language models is primarily attributed to effective alignment across modalities such as vision and language. However, modality gaps persist in existing alignment algorithms and appear necessary for human perception as evidenced by modality-specific phenomena like visual texture and linguistic tone. These observations motivate us to computationally measure and leverage modality gaps to improve downstream tasks. We first introduce the Modality Dominance Score (MDS), which attributes multimodal features to specific modalities by categorizing them into three classes: vision-dominant features, language-dominant features, and cross-modal features. We then propose automatic interpretability metrics to evaluate these modality-specific features in a scalable manner. Finally, we demonstrate that the training-free model editing enhances multiple downstream tasks, including mitigating bias in gender classification, generating cross-modal adversarial examples, and enabling modality-specific control in text-to-image generation. Combined with task-agnostic interpretability tools, our work offers insights for systematic analysis and lightweight editing of multimodal models.

cs.CV↗

Beyond Meta-Reasoning: Metacognitive Consolidation for Self-Improving LLM Reasoning

Large language models (LLMs) have demonstrated strong reasoning capabilities, and as existing approaches for enhancing LLM reasoning continue to mature, increasing attention has shifted toward meta-reasoning as a promising direction for further improvement. However, most existing meta-reasoning methods remain episodic: they focus on executing complex meta-reasoning routines within individual instances, but ignore the accumulation of reusable meta-reasoning skills across instances, leading to recurring failure modes and repeatedly high metacognitive effort. In this paper, we introduce Metacognitive Consolidation, a novel framework in which a model consolidates metacognitive experience from past reasoning episodes into reusable knowledge that improves future meta-reasoning. We instantiate this framework by structuring instance-level problem solving into distinct roles for reasoning, monitoring, and control to generate rich, attributable meta-level traces. These traces are then consolidated through a hierarchical, multi-timescale update mechanism that gradually forms evolving meta-knowledge. Experimental results demonstrate consistent performance gains across benchmarks and backbone models, and show that performance improves as metacognitive experience accumulates over time.

cs.AI↗

When Thinking Backfires: Mechanistic Insights Into Reasoning-Induced Misalignment

With the growing accessibility and wide adoption of large language models, concerns about their safety and alignment with human values have become paramount. In this paper, we identify a concerning phenomenon: Reasoning-Induced Misalignment (RIM), in which misalignment emerges when reasoning capabilities strengthened-particularly when specific types of reasoning patterns are introduced during inference or training. Beyond reporting this vulnerability, we provide the first mechanistic account of its origins. Through representation analysis, we discover that specific attention heads facilitate refusal by reducing their attention to CoT tokens, a mechanism that modulates the model's rationalization process during inference. During training, we find significantly higher activation entanglement between reasoning and safety in safety-critical neurons than in control neurons, particularly after fine-tuning with those identified reasoning patterns. This entanglement strongly correlates with catastrophic forgetting, providing a neuron-level explanation for RIM.

cs.CL↗