arXiv subjects

Yunlong Cai

Publications and source records attributed to Yunlong Cai.

At least 73 records · Page 4Linked to original sources

arXiv2022

RIS-Assisted Communication Radar Coexistence: Joint Beamforming Design and Analysis

Integrated sensing and communication (ISAC) has been regarded as one of the most promising technologies for future wireless communications. However, the mutual interference in the communication radar coexistence system cannot be ignored. Inspired by the studies of reconfigurable intelligent surface (RIS), we propose a double-RIS-assisted coexistence system where two RISs are deployed for enhancing communication signals and suppressing mutual interference. We aim to jointly optimize the beamforming of RISs and radar to maximize communication performance while maintaining radar detection performance. The investigated problem is challenging, and thus we transform it into an equivalent but more tractable form by introducing auxiliary variables. Then, we propose a penalty dual decomposition (PDD)-based algorithm to solve the resultant problem. Moreover, we consider two special cases: the large radar transmit power scenario and the low radar transmit power scenario. For the former, we prove that the beamforming design is only determined by the communication channel and the corresponding optimal joint beamforming strategy can be obtained in closed-form. For the latter, we minimize the mutual interference via the block coordinate descent (BCD) method. By combining the solutions of these two cases, a low-complexity algorithm is also developed. Finally, simulation results show that both the PDD-based and low-complexity algorithms outperform benchmark algorithms.

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arXiv2021

Channel Estimation for Hybrid Massive MIMO Systems with Adaptive-Resolution ADCs

Achieving high channel estimation accuracy and reducing hardware cost as well as power dissipation constitute substantial challenges in the design of massive multiple-input multiple-output (MIMO) systems. To resolve these difficulties, sophisticated pilot designs have been conceived for the family of energy-efficient hybrid analog-digital (HAD) beamforming architecture relying on adaptive-resolution analog-to-digital converters (RADCs). In this paper, we jointly optimize the pilot sequences, the number of RADC quantization bits and the hybrid receiver combiner in the uplink of multiuser massive MIMO systems. We solve the associated mean square error (MSE) minimization problem of channel estimation in the context of correlated Rayleigh fading channels subject to practical constraints. The associated mixed-integer problem is quite challenging due to the nonconvex nature of the objective function and of the constraints. By relying on advanced fractional programming (FP) techniques, we first recast the original problem into a more tractable yet equivalent form, which allows the decoupling of the fractional objective function. We then conceive a pair of novel algorithms for solving the resultant problems for codebook-based and codebook-free pilot schemes, respectively. To reduce the design complexity, we also propose a simplified algorithm for the codebook-based pilot scheme. Our simulation results confirm the superiority of the proposed algorithms over the relevant state-of-the-art benchmark schemes.

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arXiv2021

Deep-Unfolding Beamforming for Intelligent Reflecting Surface assisted Full-Duplex Systems

In this paper, we investigate an intelligent reflecting surface (IRS) assisted multi-user multiple-input multiple-output (MIMO) full-duplex (FD) system. We jointly optimize the active beamforming matrices at the access point (AP) and uplink users, and the passive beamforming matrix at the IRS to maximize the weighted sum-rate of the system. Since it is practically difficult to acquire the channel state information (CSI) for IRS-related links due to its passive operation and large number of elements, we conceive a mixed-timescale beamforming scheme. Specifically, the high-dimensional passive beamforming matrix at the IRS is updated based on the channel statistics while the active beamforming matrices are optimized relied on the low-dimensional real-time effective CSI at each time slot. We propose an efficient stochastic successive convex approximation (SSCA)-based algorithm for jointly designing the active and passive beamforming matrices. Moreover, due to the high computational complexity caused by the matrix inversion computation in the SSCA-based optimization algorithm, we further develop a deep-unfolding neural network (NN) to address this issue. The proposed deep-unfolding NN maintains the structure of the SSCA-based algorithm but introduces a novel non-linear activation function and some learnable parameters induced by the first-order Taylor expansion to approximate the matrix inversion. In addition, we develop a black-box NN as a benchmark. Simulation results show that the proposed mixed-timescale algorithm outperforms the existing single-timescale algorithm and the proposed deep-unfolding NN approaches the performance of the SSCA-based algorithm with much reduced computational complexity when deployed online.

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arXiv2021

Channel Estimation for STAR-RIS-aided Wireless Communication

In this letter, we study efficient uplink channel estimation design for a simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted two-user communication systems. We first consider the time switching (TS) protocol for STAR-RIS and propose an efficient scheme to separately estimate the channels of the two users with optimized training (transmission/reflection) pattern. Next, we consider the energy splitting (ES) protocol for STAR-RIS under the practical coupled phase-shift model and devise a customized scheme to simultaneously estimate the channels of both users. Although the problem of minimizing the resultant channel estimation error for the ES protocol is difficult to solve, we propose an efficient algorithm to obtain a high-quality solution by jointly designing the pilot sequences, power-splitting ratio, and training patterns. Numerical results show the effectiveness of the proposed channel estimation designs and reveal that the STAR-RIS under the TS protocol achieves a smaller channel estimation error than the ES case.

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arXiv2021

Two-Timescale End-to-End Learning for Channel Acquisition and Hybrid Precoding

In this paper, we propose an end-to-end deep learning-based joint transceiver design algorithm for millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems, which consists of deep neural network (DNN)-aided pilot training, channel feedback, and hybrid analog-digital (HAD) precoding. Specifically, we develop a DNN architecture that maps the received pilots into feedback bits at the receiver, and then further maps the feedback bits into the hybrid precoder at the transmitter. To reduce the signaling overhead and channel state information (CSI) mismatch caused by the transmission delay, a two-timescale DNN composed of a long-term DNN and a short-term DNN is developed. The analog precoders are designed by the long-term DNN based on the CSI statistics and updated once in a frame consisting of a number of time slots. In contrast, the digital precoders are optimized by the short-term DNN at each time slot based on the estimated low-dimensional equivalent CSI matrices. A two-timescale training method is also developed for the proposed DNN with a binary layer. We then analyze the generalization ability and signaling overhead for the proposed DNN based algorithm. Simulation results show that our proposed technique significantly outperforms conventional schemes in terms of bit-error rate performance with reduced signaling overhead and shorter pilot sequences.

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arXiv2021

Resource Allocation for Millimeter-Wave Train-Ground Communications in High-Speed Railway Scenarios

With the development of wireless communication, higher requirements arise for train-ground wireless communications in high-speed railway (HSR) scenarios. The millimeter-wave (mm-wave) frequency band with rich spectrum resources can provide users in HSR scenarios with high performance broadband multimedia services, while the full-duplex (FD) technology has become mature. In this paper, we study train-ground communication system performance in HSR scenarios with mobile relays (MRs) mounted on rooftop of train and operating in the FD mode. We formulate a nonlinear programming problem to maximize network capacity by allocation of spectrum resources. Then, we develop a sequential quadratic programming (SQP) algorithm based on the Lagrange function to solve the bandwidth allocation optimization problem for track-side base station (BS) and MRs in this mm-wave train-ground communication system. Extensive simulation results demonstrate that the proposed SQP algorithm can effectively achieve high network capacity for trainground communication in HSR scenarios while being robust to the residual self-interference (SI).

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arXiv2021

Non-Orthogonal Multiple Access for UAV-Aided Heterogeneous Networks: A Stochastic Geometry Model

In this work, we explore the potential benefits of deploying unmanned aerial vehicles (UAVs) as aerial base stations (ABSs) with sub-6GHz band and small cells terrestrial base stations (TBSs) with millimeter wave (mmWave) band in a hybrid heterogeneous networks (HetNets). A flexible non-orthogonal multiple access (NOMA) based user association policy is proposed. By using the tools from stochastic geometry, new analytical expressions for association probability, coverage probability and spectrum efficiency are derived for characterizing the performance of UAV-aided HetNets under the realistic Air-to-Ground (A2G) channels and the Ground-to-Ground (G2G) channels with a LoS ball blockage model. Finally, we provide insights on the proposed hybrid HetNets by numerical results. We confirm that i) the proposed NOMA enabled HetNets is capable of achieving superior performance compared with the OMA enabled ABSs by setting power allocation factors and targeted signal-to-interference-plus-noise ratio (SINR) threshold properly; ii) there is a tradeoff between the association probabilities and the spectrum efficiency in the NOMA enabled ABSs tier; iii) the coverage probability and spectrum efficiency of the NOMA enabled ABSs tier is largely affected by the imperfect successive interference cancellation (ipSIC) coefficient, power allocation factors and SINR threshold; iv) compared with only sub-6GHz ABSs, mmWave enabled TBSs are capable of enhancing the spectrum efficiency of the HetNets when the mmWave line-of-sight (LoS) link is available.

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arXiv2021

Latency Minimization in Intelligent Reflecting Surface Assisted D2D Offloading Systems

In this letter, we investigate an intelligent reflecting surface (IRS) aided device-to-device (D2D) offloading system, where an IRS is employed to assist in computation offloading from a group of users with intensive tasks to another group of idle users. We propose a new two-timescale joint passive beamforming and resource allocation algorithm based on stochastic successive convex approximation to minimize the system latency while cutting down the heavy overhead in exchange of channel state information (CSI). Specifically, the high-dimensional passive beamforming vector at the IRS is updated in a frame-based manner based on the channel statistics, where each frame consists of a number of time slots, while the offloading ratio and user matching strategy are optimized relied on the low-dimensional real-time effective channel coefficients in each time slot. The convergence property and the computational complexity of the proposed algorithm are also examined. Simulation results show that our proposed algorithm significantly outperforms the conventional benchmarks.

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arXiv2021

Channel Estimation for IRS-aided Multiuser Communications with Reduced Error Propagation

Intelligent reflecting surface (IRS) has emerged as a promising paradigm to improve the capacity and reliability of a wireless communication system by smartly reconfiguring the wireless propagation environment. To achieve the promising gains of IRS, the acquisition of the channel state information (CSI) is essential, which however is practically difficult since the IRS does not employ any transmit/receive radio frequency (RF) chains in general and it has limited signal processing capability. In this paper, we study the uplink channel estimation problem for an IRS-aided multiuser single-input multi-output (SIMO) system, and propose a novel two-phase channel estimation (2PCE) strategy which can alleviate the negative effects caused by error propagation in the existing three-phase channel estimation approach, i.e., the channel estimation errors in previous phases will deteriorate the estimation performance in later phases, and enhance the channel estimation performance with the same amount of channel training overhead as in the existing approach. Moreover, the asymptotic mean squared error (MSE) of the 2PCE strategy is analyzed when the least-square (LS) channel estimation method is employed, and we show that the 2PCE strategy can outperform the existing approach. Finally, extensive simulation results are presented to validate the effectiveness of the 2PCE strategy.

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arXiv2021

Joint Deep Reinforcement Learning and Unfolding: Beam Selection and Precoding for mmWave Multiuser MIMO with Lens Arrays

The millimeter wave (mmWave) multiuser multiple-input multiple-output (MU-MIMO) systems with discrete lens arrays (DLA) have received great attention due to their simple hardware implementation and excellent performance. In this work, we investigate the joint design of beam selection and digital precoding matrices for mmWave MU-MIMO systems with DLA to maximize the sum-rate subject to the transmit power constraint and the constraints of the selection matrix structure. The investigated non-convex problem with discrete variables and coupled constraints is challenging to solve and an efficient framework of joint neural network (NN) design is proposed to tackle it. Specifically, the proposed framework consists of a deep reinforcement learning (DRL)-based NN and a deep-unfolding NN, which are employed to optimize the beam selection and digital precoding matrices, respectively. As for the DRL-based NN, we formulate the beam selection problem as a Markov decision process and a double deep Q-network algorithm is developed to solve it. The base station is considered to be an agent, where the state, action, and reward function are carefully designed. Regarding the design of the digital precoding matrix, we develop an iterative weighted minimum mean-square error algorithm induced deep-unfolding NN, which unfolds this algorithm into a layerwise structure with introduced trainable parameters. Simulation results verify that this jointly trained NN remarkably outperforms the existing iterative algorithms with reduced complexity and stronger robustness.

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arXiv2020

Intelligent Reflecting Surface Aided Full-Duplex Communication: Passive Beamforming and Deployment Design

This paper investigates the passive beamforming and deployment design for an intelligent reflecting surface (IRS) aided full-duplex (FD) wireless system, where an FD access point (AP) communicates with an uplink (UL) user and a downlink (DL) user simultaneously over the same time-frequency dimension with the help of IRS. Under this setup, we consider three deployment cases: 1) two distributed IRSs placed near the UL user and DL user, respectively; 2) one centralized IRS placed near the DL user; 3) one centralized IRS placed near the UL user. In each case, we aim to minimize the weighted sum transmit power consumption of the AP and UL user by jointly optimizing their transmit power and the passive reflection coefficients at the IRS (or IRSs), subject to the UL and DL users' rate constraints and the uni-modulus constraints on the IRS reflection coefficients. First, we analyze the minimum transmit power required in the IRS-aided FD system under each deployment scheme, and compare it with that of the corresponding half-duplex (HD) system. We show that the FD system outperforms its HD counterpart for all IRS deployment schemes, while the distributed deployment further outperforms the other two centralized deployment schemes. Next, we transform the challenging power minimization problem into an equivalent but more tractable form and propose an efficient algorithm to solve it based on the block coordinate descent (BCD) method. Finally, numerical results are presented to validate our analysis as well as the efficacy of the proposed passive beamforming design.

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arXiv2020

Stochastic Hybrid Combining Design for Quantized Massive MIMO Systems

Both the power-dissipation and cost of massive multiple-input multiple-output (mMIMO) systems may be substantially reduced by using low-resolution analog-to-digital converters (LADCs) at the receivers. However, both the coarse quantization of LADCs and the inaccurate instantaneous channel state information (ICSI) degrade the performance of quantized mMIMO systems. To overcome these challenges, we propose a novel stochastic hybrid analog-digital combiner (SHC) scheme for adapting the hybrid combiner to the long-term statistics of the channel state information (SCSI). We seek to minimize the transmit power by jointly optimizing the SHC subject to average rate constraints. For the sake of solving the resultant nonconvex stochastic optimization problem, we develop a relaxed stochastic successive convex approximation (RSSCA) algorithm. Simulations are carried out to confirm the benefits of our proposed scheme over the benchmarkers.

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arXiv2020

Joint User Scheduling and Resource Allocation for Millimeter Wave Systems Relying on Adaptive-Resolution ADCs

Millimeter wave (mmWave) communication systems using adaptive-resolution analog-to-digital converters (RADCs) have recently drawn considerable interests from the research community as benefit of their high energy efficiency and low implementation cost. In this paper, we focus on the mmWave uplink using RADCs and investigate the joint user scheduling and resource allocation problem. Specifically, we seek to maximize the system throughput of the scheduled users by jointly optimizing their transmit power level and hybrid combiners as well as the number of quantization bits, subject to practical constraints. By relying on fractional programming (FP) techniques, we first covert this problem into a form amenable to optimization and exploit the specific structures in its solutions with the aid of the so-called Ky Fan n-norm. Then, the resultant optimization problem is solved using a penalty block successive concave approximation (P-BSCA) algorithm. Our numerical results reveal that the proposed algorithm substantially enhances the throughput of the scheduled users compared to the state-of-theart benchmark schemes and provides more flexible and efficient resource allocation control.

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arXiv2020

Low-Complexity Joint Power Allocation and Trajectory Design for UAV-Enabled Secure Communications with Power Splitting

An unmanned aerial vehicle (UAV)-aided secure communication system is conceived and investigated, where the UAV transmits legitimate information to a ground user in the presence of an eavesdropper (Eve). To guarantee the security, the UAV employs a power splitting approach, where its transmit power can be divided into two parts for transmitting confidential messages and artificial noise (AN), respectively. We aim to maximize the average secrecy rate by jointly optimizing the UAV's trajectory, the transmit power levels and the corresponding power splitting ratios allocated to different time slots during the whole flight time, subject to both the maximum UAV speed constraint, the total mobility energy constraint, the total transmit power constraint, and other related constraints. To efficiently tackle this non-convex optimization problem, we propose an iterative algorithm by blending the benefits of the block coordinate descent (BCD) method, the concave-convex procedure (CCCP) and the alternating direction method of multipliers (ADMM). Specially, we show that the proposed algorithm exhibits very low computational complexity and each of its updating steps can be formulated in a nearly closed form. Our simulation results validate the efficiency of the proposed algorithm.

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arXiv2020

MIMO-Aided Nonlinear Hybrid Transceiver Design for Multiuser mmWave Systems Relying on Tomlinson-Harashima Precoding

Hybrid analog-digital (A/D) transceivers designed for millimeter wave (mmWave) systems have received substantial research attention, as a benefit of their lower cost and modest energy consumption compared to their fully-digital counterparts. We further improve their performance by conceiving a Tomlinson-Harashima precoding (THP) based nonlinear joint design for the downlink of multiuser multiple-input multiple-output (MIMO) mmWave systems. Our optimization criterion is that of minimizing the mean square error (MSE) of the system under channel uncertainties subject both to realistic transmit power constraint and to the unit modulus constraint imposed on the elements of the analog beamforming (BF) matrices governing the BF operation in the radio frequency domain. We transform this optimization problem into a more tractable form and develop an efficient block coordinate descent (BCD) based algorithm for solving it. Then, a novel two-timescale nonlinear joint hybrid transceiver design algorithm is developed, which can be viewed as an extension of the BCD-based joint design algorithm for reducing both the channel state information (CSI) signalling overhead and the effects of outdated CSI. Moreover, we determine the near-optimal cancellation order for the THP structure based on the lower bound of the MSE. The proposed algorithms can be guaranteed to converge to a Karush-Kuhn-Tucker (KKT) solution of the original problem. The simulation results demonstrate that our proposed nonlinear joint hybrid transceiver design algorithms significantly outperform the existing linear hybrid transceiver algorithms and approach the performance of the fully-digital transceiver, despite its lower cost and power dissipation.

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arXiv2020

Iterative Algorithm Induced Deep-Unfolding Neural Networks: Precoding Design for Multiuser MIMO Systems

Optimization theory assisted algorithms have received great attention for precoding design in multiuser multiple-input multiple-output (MU-MIMO) systems. Although the resultant optimization algorithms are able to provide excellent performance, they generally require considerable computational complexity, which gets in the way of their practical application in real-time systems. In this work, in order to address this issue, we first propose a framework for deep-unfolding, where a general form of iterative algorithm induced deep-unfolding neural network (IAIDNN) is developed in matrix form to better solve the problems in communication systems. Then, we implement the proposed deepunfolding framework to solve the sum-rate maximization problem for precoding design in MU-MIMO systems. An efficient IAIDNN based on the structure of the classic weighted minimum mean-square error (WMMSE) iterative algorithm is developed. Specifically, the iterative WMMSE algorithm is unfolded into a layer-wise structure, where a number of trainable parameters are introduced to replace the highcomplexity operations in the forward propagation. To train the network, a generalized chain rule of the IAIDNN is proposed to depict the recurrence relation of gradients between two adjacent layers in the back propagation. Moreover, we discuss the computational complexity and generalization ability of the proposed scheme. Simulation results show that the proposed IAIDNN efficiently achieves the performance of the iterative WMMSE algorithm with reduced computational complexity.

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arXiv2019

Efficient Resource Allocation for Relay-Assisted Computation Offloading in Mobile Edge Computing

In this article, we consider the problem of relay assisted computation offloading (RACO), in which user A aims to share the results of computational tasks with another user B through wireless exchange over a relay platform equipped with mobile edge computing capabilities, referred to as a mobile edge relay server (MERS). To support the computation offloading, we propose a hybrid relaying (HR) approach employing two orthogonal frequency bands, where the amplify-and-forward scheme is used in one band to exchange computational results, while the decode-and-forward scheme is used in the other band to transfer the unprocessed tasks. The motivation behind the proposed HR scheme for RACO is to adapt the allocation of computing and communication resources both to dynamic user requirements and to diverse computational tasks. Within this framework, we seek to minimize the weighted sum of the execution delay and the energy consumption in the RACO system by jointly optimizing the computation offloading ratio, the bandwidth allocation, the processor speeds, as well as the transmit power levels of both user $A$ and the MERS, under practical constraints on the available computing and communication resources. The resultant problem is formulated as a non-differentiable and nonconvex optimization program with highly coupled constraints. By adopting a series of transformations and introducing auxiliary variables, we first convert this problem into a more tractable yet equivalent form. We then develop an efficient iterative algorithm for its solution based on the concave-convex procedure. By exploiting the special structure of this problem, we also propose a simplified algorithm based on the inexact block coordinate descent method, with reduced computational complexity. Finally, we present numerical results that illustrate the advantages of the proposed algorithms over state-of-the-art benchmark schemes.

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arXiv2018

On the Secrecy Unicast Throughput Performance of NOMA Assisted Multicast-Unicast Streaming With Partial Channel Information

This paper considers a downlink single-cell non-orthogonal multiple access (NOMA) network with uniformly deployed users, while a mixed multicast and unicast traffic scenario is taken into account. By guaranteeing the quality of service (QoS) of the multicast traffic, the multicast outage and secrecy unicast throughput performance is evaluated. In particular, two types of partial channel state information (CSI), namely the imperfect CSI and CSI based on second order statistics (SOS), are investigated in the analytical framework. For both two cases, the closed-form approximations for the multicast outage probability and secrecy unicast throughput are derived except that the approximation for the secrecy unicast throughput in SOS-based CSI only concerns two users. As to the multicast outage probability, the simulation results demonstrate that the NOMA scheme considered in both two cases achieves superior performance compared to the traditional orthogonal multiple access (OMA) scheme, while for the secrecy unicast throughput, the NOMA scheme shows great advantages over the OMA scheme in good condition (high signal-to-noise ratio (SNR)), but is inferior to the OMA scheme in poor condition (low SNR). Moreover, both two cases achieve similar performance except that the NOMA scheme with imperfect CSI obtains larger secrecy unicast throughput than that based on SOS under high SNR condition. Finally, the provided numerical results also confirm that the derived approximations of both two cases for the multicast outage probability and secrecy unicast throughput match well with the Monte Carlo simulations.

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