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Zeming Wei

Publications and source records attributed to Zeming Wei.

At least 37 records · Page 2Linked to original sources

False Sense of Security: Why Probing-based Malicious Input Detection Fails to Generalize

Large Language Models (LLMs) can comply with harmful instructions, raising serious safety concerns despite their impressive capabilities. Recent work has leveraged probing-based approaches to study the separability of malicious and benign inputs in LLMs' internal representations, and researchers have proposed using such probing methods for safety detection. We systematically re-examine this paradigm. Motivated by poor out-of-distribution performance, we hypothesize that probes learn superficial patterns rather than semantic harmfulness. Through controlled experiments, we confirm this hypothesis and identify the specific patterns learned: instructional patterns and trigger words. Our investigation follows a systematic approach, progressing from demonstrating comparable performance of simple n-gram methods, to controlled experiments with semantically cleaned datasets, to detailed analysis of pattern dependencies. These results reveal a false sense of security around current probing-based approaches and highlight the need to redesign both models and evaluation protocols, for which we provide further discussions in the hope of suggesting responsible further research in this direction. We have open-sourced the project at https://github.com/WangCheng0116/Why-Probe-Fails.

cs.CL

Decoding Large Language Diffusion Models with Foreseeing Movement

Large Language Diffusion Models (LLDMs) benefit from a flexible decoding mechanism that enables parallelized inference and controllable generations over autoregressive models. Yet such flexibility introduces a critical challenge: inference performance becomes highly sensitive to the decoding order of tokens. Existing heuristic methods, however, focus mainly on local effects while overlooking long-term impacts. To address this limitation, we propose the Foreseeing Decoding Method (FDM), a novel approach that integrates both local and global considerations to unlock the full potential, employing a search-based strategy to enable effective optimization in discrete spaces. Furthermore, by analyzing the consistency of chosen tokens in the full decoding process, we develop a variant, FDM with Acceleration (FDM-A), which restricts deep exploration to critical steps identified as the exploration and balance circumantences. Extensive experiments across diverse benchmarks and model architectures validate the scalability of FDM and demonstrate the superior efficiency-performance trade-off achieved by FDM-A. Our work might potentially provide a principled step toward more powerful decoding methods for LLDMs.

cs.LG

Automata-Based Steering of Large Language Models for Diverse Structured Generation

Large language models (LLMs) are increasingly tasked with generating structured outputs. While structured generation methods ensure validity, they often lack output diversity, a critical limitation that we confirm in our preliminary study. We propose a novel method to enhance diversity in automaton-based structured generation. Our approach utilizes automata traversal history to steer LLMs towards novel structural patterns. Evaluations show our method significantly improves structural and content diversity while maintaining comparable generation efficiency. Furthermore, we conduct a case study showcasing the effectiveness of our method in generating diverse test cases for testing open-source libraries.

cs.CL

Revisiting Hallucination Detection with Effective Rank-based Uncertainty

Detecting hallucinations in large language models (LLMs) remains a fundamental challenge for their trustworthy deployment. Going beyond basic uncertainty-driven hallucination detection frameworks, we propose a simple yet powerful method that quantifies uncertainty by measuring the effective rank of hidden states derived from multiple model outputs and different layers. Grounded in the spectral analysis of representations, our approach provides interpretable insights into the model's internal reasoning process through semantic variations, while requiring no extra knowledge or additional modules, thus offering a combination of theoretical elegance and practical efficiency. Meanwhile, we theoretically demonstrate the necessity of quantifying uncertainty both internally (representations of a single response) and externally (different responses), providing a justification for using representations among different layers and responses from LLMs to detect hallucinations. Extensive experiments demonstrate that our method effectively detects hallucinations and generalizes robustly across various scenarios, contributing to a new paradigm of hallucination detection for LLM truthfulness.

cs.AI

Towards the Worst-case Robustness of Large Language Models

Recent studies have revealed the vulnerability of large language models to adversarial attacks, where adversaries craft specific input sequences to induce harmful, violent, private, or incorrect outputs. In this work, we study their worst-case robustness, i.e., whether an adversarial example exists that leads to such undesirable outputs. We upper bound the worst-case robustness using stronger white-box attacks, indicating that most current deterministic defenses achieve nearly 0\% worst-case robustness. We propose a general tight lower bound for randomized smoothing using fractional knapsack solvers or 0-1 knapsack solvers, and using them to bound the worst-case robustness of all stochastic defenses. Based on these solvers, we provide theoretical lower bounds for several previous empirical defenses. For example, we certify the robustness of a specific case, smoothing using a uniform kernel, against \textit{any possible attack} with an average $\ell_0$ perturbation of 2.02 or an average suffix length of 6.41.

cs.LG

Dynamic Orthogonal Continual Fine-tuning for Mitigating Catastrophic Forgettings

Catastrophic forgetting remains a critical challenge in continual learning for large language models (LLMs), where models struggle to retain performance on historical tasks when fine-tuning on new sequential data without access to past datasets. In this paper, we first reveal that the drift of functional directions during the fine-tuning process is a key reason why existing regularization-based methods fail in long-term LLM continual learning. To address this, we propose Dynamic Orthogonal Continual (DOC) fine-tuning, a novel approach that tracks the drift of these functional directions and dynamically updates them during the fine-tuning process. Furthermore, by adjusting the gradients of new task parameters to be orthogonal to the tracked historical function directions, our method mitigates interference between new and old tasks. Extensive experiments on various LLM continual learning benchmarks demonstrate that this approach outperforms prior methods, effectively reducing catastrophic forgetting and providing a robust tool for continuous LLM fine-tuning. Our code is available at https://github.com/meloxxxxxx/DOC.

cs.LG

Reliable Unlearning Harmful Information in LLMs with Metamorphosis Representation Projection

While Large Language Models (LLMs) have demonstrated impressive performance in various domains and tasks, concerns about their safety are becoming increasingly severe. In particular, since models may store unsafe knowledge internally, machine unlearning has emerged as a representative paradigm to ensure model safety. Existing approaches employ various training techniques, such as gradient ascent and negative preference optimization, in attempts to eliminate the influence of undesired data on target models. However, these methods merely suppress the activation of undesired data through parametric training without completely eradicating its informational traces within the model. This fundamental limitation makes it difficult to achieve effective continuous unlearning, rendering these methods vulnerable to relearning attacks. To overcome these challenges, we propose a Metamorphosis Representation Projection (MRP) approach that pioneers the application of irreversible projection properties to machine unlearning. By implementing projective transformations in the hidden state space of specific network layers, our method effectively eliminates harmful information while preserving useful knowledge. Experimental results demonstrate that our approach enables effective continuous unlearning and successfully defends against relearning attacks, achieving state-of-the-art performance in unlearning effectiveness while preserving natural performance. Our code is available in https://github.com/ChengcanWu/MRP.

cs.LG

Identifying and Understanding Cross-Class Features in Adversarial Training

Adversarial training (AT) has been considered one of the most effective methods for making deep neural networks robust against adversarial attacks, while the training mechanisms and dynamics of AT remain open research problems. In this paper, we present a novel perspective on studying AT through the lens of class-wise feature attribution. Specifically, we identify the impact of a key family of features on AT that are shared by multiple classes, which we call cross-class features. These features are typically useful for robust classification, which we offer theoretical evidence to illustrate through a synthetic data model. Through systematic studies across multiple model architectures and settings, we find that during the initial stage of AT, the model tends to learn more cross-class features until the best robustness checkpoint. As AT further squeezes the training robust loss and causes robust overfitting, the model tends to make decisions based on more class-specific features. Based on these discoveries, we further provide a unified view of two existing properties of AT, including the advantage of soft-label training and robust overfitting. Overall, these insights refine the current understanding of AT mechanisms and provide new perspectives on studying them. Our code is available at https://github.com/PKU-ML/Cross-Class-Features-AT.

cs.LG

Advancing LLM Safe Alignment with Safety Representation Ranking

The rapid advancement of large language models (LLMs) has demonstrated milestone success in a variety of tasks, yet their potential for generating harmful content has raised significant safety concerns. Existing safety evaluation approaches typically operate directly on textual responses, overlooking the rich information embedded in the model's internal representations. In this paper, we propose Safety Representation Ranking (SRR), a listwise ranking framework that selects safe responses using hidden states from the LLM itself. SRR encodes both instructions and candidate completions using intermediate transformer representations and ranks candidates via a lightweight similarity-based scorer. Our approach directly leverages internal model states and supervision at the list level to capture subtle safety signals. Experiments across multiple benchmarks show that SRR significantly improves robustness to adversarial prompts. Our code will be available upon publication.

cs.CL

Scalable Defense against In-the-wild Jailbreaking Attacks with Safety Context Retrieval

Large Language Models (LLMs) are known to be vulnerable to jailbreaking attacks, wherein adversaries exploit carefully engineered prompts to induce harmful or unethical responses. Such threats have raised critical concerns about the safety and reliability of LLMs in real-world deployment. While existing defense mechanisms partially mitigate such risks, subsequent advancements in adversarial techniques have enabled novel jailbreaking methods to circumvent these protections, exposing the limitations of static defense frameworks. In this work, we explore defending against evolving jailbreaking threats through the lens of context retrieval. First, we conduct a preliminary study demonstrating that even a minimal set of safety-aligned examples against a particular jailbreak can significantly enhance robustness against this attack pattern. Building on this insight, we further leverage the retrieval-augmented generation (RAG) techniques and propose Safety Context Retrieval (SCR), a scalable and robust safeguarding paradigm for LLMs against jailbreaking. Our comprehensive experiments demonstrate how SCR achieves superior defensive performance against both established and emerging jailbreaking tactics, contributing a new paradigm to LLM safety. Our code will be available upon publication.

cs.CR

3DAffordSplat: Efficient Affordance Reasoning with 3D Gaussians

3D affordance reasoning is essential in associating human instructions with the functional regions of 3D objects, facilitating precise, task-oriented manipulations in embodied AI. However, current methods, which predominantly depend on sparse 3D point clouds, exhibit limited generalizability and robustness due to their sensitivity to coordinate variations and the inherent sparsity of the data. By contrast, 3D Gaussian Splatting (3DGS) delivers high-fidelity, real-time rendering with minimal computational overhead by representing scenes as dense, continuous distributions. This positions 3DGS as a highly effective approach for capturing fine-grained affordance details and improving recognition accuracy. Nevertheless, its full potential remains largely untapped due to the absence of large-scale, 3DGS-specific affordance datasets. To overcome these limitations, we present 3DAffordSplat, the first large-scale, multi-modal dataset tailored for 3DGS-based affordance reasoning. This dataset includes 23,677 Gaussian instances, 8,354 point cloud instances, and 6,631 manually annotated affordance labels, encompassing 21 object categories and 18 affordance types. Building upon this dataset, we introduce AffordSplatNet, a novel model specifically designed for affordance reasoning using 3DGS representations. AffordSplatNet features an innovative cross-modal structure alignment module that exploits structural consistency priors to align 3D point cloud and 3DGS representations, resulting in enhanced affordance recognition accuracy. Extensive experiments demonstrate that the 3DAffordSplat dataset significantly advances affordance learning within the 3DGS domain, while AffordSplatNet consistently outperforms existing methods across both seen and unseen settings, highlighting its robust generalization capabilities.

cs.CV

Boosting Jailbreak Attack with Momentum

Large Language Models (LLMs) have achieved remarkable success across diverse tasks, yet they remain vulnerable to adversarial attacks, notably the well-known jailbreak attack. In particular, the Greedy Coordinate Gradient (GCG) attack has demonstrated efficacy in exploiting this vulnerability by optimizing adversarial prompts through a combination of gradient heuristics and greedy search. However, the efficiency of this attack has become a bottleneck in the attacking process. To mitigate this limitation, in this paper we rethink the generation of the adversarial prompts through an optimization lens, aiming to stabilize the optimization process and harness more heuristic insights from previous optimization iterations. Specifically, we propose the \textbf{M}omentum \textbf{A}ccelerated G\textbf{C}G (\textbf{MAC}) attack, which integrates a momentum term into the gradient heuristic to boost and stabilize the random search for tokens in adversarial prompts. Experimental results showcase the notable enhancement achieved by MAC over baselines in terms of attack success rate and optimization efficiency. Moreover, we demonstrate that MAC can still exhibit superior performance for transfer attacks and models under defense mechanisms. Our code is available at https://github.com/weizeming/momentum-attack-llm.

cs.LG

A Theoretical Understanding of Self-Correction through In-context Alignment

Going beyond mimicking limited human experiences, recent studies show initial evidence that, like humans, large language models (LLMs) are capable of improving their abilities purely by self-correction, i.e., correcting previous responses through self-examination, in certain circumstances. Nevertheless, little is known about how such capabilities arise. In this work, based on a simplified setup akin to an alignment task, we theoretically analyze self-correction from an in-context learning perspective, showing that when LLMs give relatively accurate self-examinations as rewards, they are capable of refining responses in an in-context way. Notably, going beyond previous theories on over-simplified linear transformers, our theoretical construction underpins the roles of several key designs of realistic transformers for self-correction: softmax attention, multi-head attention, and the MLP block. We validate these findings extensively on synthetic datasets. Inspired by these findings, we also illustrate novel applications of self-correction, such as defending against LLM jailbreaks, where a simple self-correction step does make a large difference. We believe that these findings will inspire further research on understanding, exploiting, and enhancing self-correction for building better foundation models.

cs.LG

Adversarial Representation Engineering: A General Model Editing Framework for Large Language Models

Since the rapid development of Large Language Models (LLMs) has achieved remarkable success, understanding and rectifying their internal complex mechanisms has become an urgent issue. Recent research has attempted to interpret their behaviors through the lens of inner representation. However, developing practical and efficient methods for applying these representations for general and flexible model editing remains challenging. In this work, we explore how to leverage insights from representation engineering to guide the editing of LLMs by deploying a representation sensor as an editing oracle. We first identify the importance of a robust and reliable sensor during editing, then propose an Adversarial Representation Engineering (ARE) framework to provide a unified and interpretable approach for conceptual model editing without compromising baseline performance. Experiments on multiple tasks demonstrate the effectiveness of ARE in various model editing scenarios. Our code and data are available at https://github.com/Zhang-Yihao/Adversarial-Representation-Engineering.

cs.LG

Fight Back Against Jailbreaking via Prompt Adversarial Tuning

While Large Language Models (LLMs) have achieved tremendous success in various applications, they are also susceptible to jailbreaking attacks. Several primary defense strategies have been proposed to protect LLMs from producing harmful information, mostly focusing on model fine-tuning or heuristical defense designs. However, how to achieve intrinsic robustness through prompt optimization remains an open problem. In this paper, motivated by adversarial training paradigms for achieving reliable robustness, we propose an approach named Prompt Adversarial Tuning (PAT) that trains a prompt control attached to the user prompt as a guard prefix. To achieve our defense goal whilst maintaining natural performance, we optimize the control prompt with both adversarial and benign prompts. Comprehensive experiments show that our method is effective against both grey-box and black-box attacks, reducing the success rate of advanced attacks to nearly 0%, while maintaining the model's utility on the benign task and incurring only negligible computational overhead, charting a new perspective for future explorations in LLM security. Our code is available at https://github.com/PKU-ML/PAT.

cs.LG

MILE: A Mutation Testing Framework of In-Context Learning Systems

In-context Learning (ICL) has achieved notable success in the applications of large language models (LLMs). By adding only a few input-output pairs that demonstrate a new task, the LLM can efficiently learn the task during inference without modifying the model parameters. Such mysterious ability of LLMs has attracted great research interests in understanding, formatting, and improving the in-context demonstrations, while still suffering from drawbacks like black-box mechanisms and sensitivity against the selection of examples. In this work, inspired by the foundations of adopting testing techniques in machine learning (ML) systems, we propose a mutation testing framework designed to characterize the quality and effectiveness of test data for ICL systems. First, we propose several mutation operators specialized for ICL demonstrations, as well as corresponding mutation scores for ICL test sets. With comprehensive experiments, we showcase the effectiveness of our framework in evaluating the reliability and quality of ICL test suites. Our code is available at https://github.com/weizeming/MILE.

cs.SE

Automata Extraction from Transformers

In modern machine (ML) learning systems, Transformer-based architectures have achieved milestone success across a broad spectrum of tasks, yet understanding their operational mechanisms remains an open problem. To improve the transparency of ML systems, automata extraction methods, which interpret stateful ML models as automata typically through formal languages, have proven effective for explaining the mechanism of recurrent neural networks (RNNs). However, few works have been applied to this paradigm to Transformer models. In particular, understanding their processing of formal languages and identifying their limitations in this area remains unexplored. In this paper, we propose an automata extraction algorithm specifically designed for Transformer models. Treating the Transformer model as a black-box system, we track the model through the transformation process of their internal latent representations during their operations, and then use classical pedagogical approaches like L* algorithm to interpret them as deterministic finite-state automata (DFA). Overall, our study reveals how the Transformer model comprehends the structure of formal languages, which not only enhances the interpretability of the Transformer-based ML systems but also marks a crucial step toward a deeper understanding of how ML systems process formal languages. Code and data are available at https://github.com/Zhang-Yihao/Transfomer2DFA.

cs.LG

On the Duality Between Sharpness-Aware Minimization and Adversarial Training

Adversarial Training (AT), which adversarially perturb the input samples during training, has been acknowledged as one of the most effective defenses against adversarial attacks, yet suffers from inevitably decreased clean accuracy. Instead of perturbing the samples, Sharpness-Aware Minimization (SAM) perturbs the model weights during training to find a more flat loss landscape and improve generalization. However, as SAM is designed for better clean accuracy, its effectiveness in enhancing adversarial robustness remains unexplored. In this work, considering the duality between SAM and AT, we investigate the adversarial robustness derived from SAM. Intriguingly, we find that using SAM alone can improve adversarial robustness. To understand this unexpected property of SAM, we first provide empirical and theoretical insights into how SAM can implicitly learn more robust features, and conduct comprehensive experiments to show that SAM can improve adversarial robustness notably without sacrificing any clean accuracy, shedding light on the potential of SAM to be a substitute for AT when accuracy comes at a higher priority. Code is available at https://github.com/weizeming/SAM_AT.

cs.LG