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Zeming Wei

Publications and source records attributed to Zeming Wei.

45 records · Page 3Linked to original sources

Jailbreak and Guard Aligned Language Models with Only Few In-Context Demonstrations

Large Language Models (LLMs) have shown remarkable success in various tasks, yet their safety and the risk of generating harmful content remain pressing concerns. In this paper, we delve into the potential of In-Context Learning (ICL) to modulate the alignment of LLMs. Specifically, we propose the In-Context Attack (ICA) which employs harmful demonstrations to subvert LLMs, and the In-Context Defense (ICD) which bolsters model resilience through examples that demonstrate refusal to produce harmful responses. We offer theoretical insights to elucidate how a limited set of in-context demonstrations can pivotally influence the safety alignment of LLMs. Through extensive experiments, we demonstrate the efficacy of ICA and ICD in respectively elevating and mitigating the success rates of jailbreaking prompts. Our findings illuminate the profound influence of ICL on LLM behavior, opening new avenues for improving the safety of LLMs.

cs.LG↗

Exploring the Robustness of In-Context Learning with Noisy Labels

Recently, the mysterious In-Context Learning (ICL) ability exhibited by Transformer architectures, especially in large language models (LLMs), has sparked significant research interest. However, the resilience of Transformers' in-context learning capabilities in the presence of noisy samples, prevalent in both training corpora and prompt demonstrations, remains underexplored. In this paper, inspired by prior research that studies ICL ability using simple function classes, we take a closer look at this problem by investigating the robustness of Transformers against noisy labels. Specifically, we first conduct a thorough evaluation and analysis of the robustness of Transformers against noisy labels during in-context learning and show that they exhibit notable resilience against diverse types of noise in demonstration labels. Furthermore, we delve deeper into this problem by exploring whether introducing noise into the training set, akin to a form of data augmentation, enhances such robustness during inference, and find that such noise can indeed improve the robustness of ICL. Overall, our fruitful analysis and findings provide a comprehensive understanding of the resilience of Transformer models against label noises during ICL and provide valuable insights into the research on Transformers in natural language processing. Our code is available at https://github.com/InezYu0928/in-context-learning.

cs.CL↗

Jatmo: Prompt Injection Defense by Task-Specific Finetuning

Large Language Models (LLMs) are attracting significant research attention due to their instruction-following abilities, allowing users and developers to leverage LLMs for a variety of tasks. However, LLMs are vulnerable to prompt-injection attacks: a class of attacks that hijack the model's instruction-following abilities, changing responses to prompts to undesired, possibly malicious ones. In this work, we introduce Jatmo, a method for generating task-specific models resilient to prompt-injection attacks. Jatmo leverages the fact that LLMs can only follow instructions once they have undergone instruction tuning. It harnesses a teacher instruction-tuned model to generate a task-specific dataset, which is then used to fine-tune a base model (i.e., a non-instruction-tuned model). Jatmo only needs a task prompt and a dataset of inputs for the task: it uses the teacher model to generate outputs. For situations with no pre-existing datasets, Jatmo can use a single example, or in some cases none at all, to produce a fully synthetic dataset. Our experiments on seven tasks show that Jatmo models provide similar quality of outputs on their specific task as standard LLMs, while being resilient to prompt injections. The best attacks succeeded in less than 0.5% of cases against our models, versus 87% success rate against GPT-3.5-Turbo. We release Jatmo at https://github.com/wagner-group/prompt-injection-defense.

cs.CR↗

Architecture Matters: Uncovering Implicit Mechanisms in Graph Contrastive Learning

With the prosperity of contrastive learning for visual representation learning (VCL), it is also adapted to the graph domain and yields promising performance. However, through a systematic study of various graph contrastive learning (GCL) methods, we observe that some common phenomena among existing GCL methods that are quite different from the original VCL methods, including 1) positive samples are not a must for GCL; 2) negative samples are not necessary for graph classification, neither for node classification when adopting specific normalization modules; 3) data augmentations have much less influence on GCL, as simple domain-agnostic augmentations (e.g., Gaussian noise) can also attain fairly good performance. By uncovering how the implicit inductive bias of GNNs works in contrastive learning, we theoretically provide insights into the above intriguing properties of GCL. Rather than directly porting existing VCL methods to GCL, we advocate for more attention toward the unique architecture of graph learning and consider its implicit influence when designing GCL methods. Code is available at https: //github.com/PKU-ML/ArchitectureMattersGCL.

cs.LG↗

Sharpness-Aware Minimization Alone can Improve Adversarial Robustness

Sharpness-Aware Minimization (SAM) is an effective method for improving generalization ability by regularizing loss sharpness. In this paper, we explore SAM in the context of adversarial robustness. We find that using only SAM can achieve superior adversarial robustness without sacrificing clean accuracy compared to standard training, which is an unexpected benefit. We also discuss the relation between SAM and adversarial training (AT), a popular method for improving the adversarial robustness of DNNs. In particular, we show that SAM and AT differ in terms of perturbation strength, leading to different accuracy and robustness trade-offs. We provide theoretical evidence for these claims in a simplified model. Finally, while AT suffers from decreased clean accuracy and computational overhead, we suggest that SAM can be regarded as a lightweight substitute for AT under certain requirements. Code is available at https://github.com/weizeming/SAM_AT.

cs.LG↗

Weighted Automata Extraction and Explanation of Recurrent Neural Networks for Natural Language Tasks

Recurrent Neural Networks (RNNs) have achieved tremendous success in processing sequential data, yet understanding and analyzing their behaviours remains a significant challenge. To this end, many efforts have been made to extract finite automata from RNNs, which are more amenable for analysis and explanation. However, existing approaches like exact learning and compositional approaches for model extraction have limitations in either scalability or precision. In this paper, we propose a novel framework of Weighted Finite Automata (WFA) extraction and explanation to tackle the limitations for natural language tasks. First, to address the transition sparsity and context loss problems we identified in WFA extraction for natural language tasks, we propose an empirical method to complement missing rules in the transition diagram, and adjust transition matrices to enhance the context-awareness of the WFA. We also propose two data augmentation tactics to track more dynamic behaviours of RNN, which further allows us to improve the extraction precision. Based on the extracted model, we propose an explanation method for RNNs including a word embedding method -- Transition Matrix Embeddings (TME) and TME-based task oriented explanation for the target RNN. Our evaluation demonstrates the advantage of our method in extraction precision than existing approaches, and the effectiveness of TME-based explanation method in applications to pretraining and adversarial example generation.

cs.CL↗

Using Z3 for Formal Modeling and Verification of FNN Global Robustness

While Feedforward Neural Networks (FNNs) have achieved remarkable success in various tasks, they are vulnerable to adversarial examples. Several techniques have been developed to verify the adversarial robustness of FNNs, but most of them focus on robustness verification against the local perturbation neighborhood of a single data point. There is still a large research gap in global robustness analysis. The global-robustness verifiable framework DeepGlobal has been proposed to identify \textit{all} possible Adversarial Dangerous Regions (ADRs) of FNNs, not limited to data samples in a test set. In this paper, we propose a complete specification and implementation of DeepGlobal utilizing the SMT solver Z3 for more explicit definition, and propose several improvements to DeepGlobal for more efficient verification. To evaluate the effectiveness of our implementation and improvements, we conduct extensive experiments on a set of benchmark datasets. Visualization of our experiment results shows the validity and effectiveness of the approach.

cs.LG↗

CFA: Class-wise Calibrated Fair Adversarial Training

Adversarial training has been widely acknowledged as the most effective method to improve the adversarial robustness against adversarial examples for Deep Neural Networks (DNNs). So far, most existing works focus on enhancing the overall model robustness, treating each class equally in both the training and testing phases. Although revealing the disparity in robustness among classes, few works try to make adversarial training fair at the class level without sacrificing overall robustness. In this paper, we are the first to theoretically and empirically investigate the preference of different classes for adversarial configurations, including perturbation margin, regularization, and weight averaging. Motivated by this, we further propose a \textbf{C}lass-wise calibrated \textbf{F}air \textbf{A}dversarial training framework, named CFA, which customizes specific training configurations for each class automatically. Experiments on benchmark datasets demonstrate that our proposed CFA can improve both overall robustness and fairness notably over other state-of-the-art methods. Code is available at \url{https://github.com/PKU-ML/CFA}.

cs.LG↗

Extracting Weighted Finite Automata from Recurrent Neural Networks for Natural Languages

Recurrent Neural Networks (RNNs) have achieved tremendous success in sequential data processing. However, it is quite challenging to interpret and verify RNNs' behaviors directly. To this end, many efforts have been made to extract finite automata from RNNs. Existing approaches such as exact learning are effective in extracting finite-state models to characterize the state dynamics of RNNs for formal languages, but are limited in the scalability to process natural languages. Compositional approaches that are scablable to natural languages fall short in extraction precision. In this paper, we identify the transition sparsity problem that heavily impacts the extraction precision. To address this problem, we propose a transition rule extraction approach, which is scalable to natural language processing models and effective in improving extraction precision. Specifically, we propose an empirical method to complement the missing rules in the transition diagram. In addition, we further adjust the transition matrices to enhance the context-aware ability of the extracted weighted finite automaton (WFA). Finally, we propose two data augmentation tactics to track more dynamic behaviors of the target RNN. Experiments on two popular natural language datasets show that our method can extract WFA from RNN for natural language processing with better precision than existing approaches. Our code is available at https://github.com/weizeming/Extract_WFA_from_RNN_for_NL.

cs.CL↗