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Zhaohui Li

Publications and source records attributed to Zhaohui Li.

At least 37 records · Page 2Linked to original sources
arXiv2024

Simplified Self-homodyne Coherent System Based on Alamouti Coding and Digital Subcarrier Multiplexing

Coherent technology inherent with more availabledegrees of freedom is deemed a competitive solution for nextgeneration ultra-high-speed short-reach optical interconnects.However, the fatal barriers to implementing the conventiona.coherent system in short-reach optical interconnect are the costfootprint, and power consumption. Self-homodyne coherentsystem exhibits its potential to reduce the power consumption ofthe receiver-side digital signal processing (Rx-DSP) by deliveringthe local oscillator (LO) from the transmitter. However, anautomatic polarization controller (APC) is inevitable in the remoteLO link to avoid polarization fading, resulting in additional costsTo address the polarization fading issue, a simplified self.homodyne coherent system is proposed enabled by Alamouticoding in this paper. Benefiting from the Alamouti coding betweentwo polarizations, a polarization-insensitive receiver onlyincluding a 3dB coupler, a 90o Hybrid, and two balancedphotodiodes (BPDs)is sufficient for reception. Meanwhile, theAPC in the LO link is needless, simplifying the receiver structuresignificantly. Besides, the digital subcarrier multiplexing (DSCM)technique is also adopted to relax the computational complexity ofthe chromatic dispersion compensation (CDC), which is one of thedominant power consumption modules in Rx-DSP. Thetransmission performance of 50Gbaud 4-subcarrier 16/32OAM(4SC-16/320AM) DSCM signal based on the proposed simplifiedself-homodyne coherent system is investigated experimentallyThe results show that the bit-error-ratio(BER) performancedegradation caused by CD can be solved by increasing 4 taps inthe equalizer for 80km single mode fiber(SMF)transmissionwithout individual CDC, which operates in a low-complexitymanner.

eess.SP↗
arXiv2024

Parameter Inference based on Gaussian Processes Informed by Nonlinear Partial Differential Equations

Partial differential equations (PDEs) are widely used for the description of physical and engineering phenomena. Some key parameters involved in PDEs, which represent certain physical properties with important scientific interpretations, are difficult or even impossible to measure directly. Estimating these parameters from noisy and sparse experimental data of related physical quantities is an important task. Many methods for PDE parameter inference involve a large number of evaluations for numerical solutions to PDE through algorithms such as the finite element method, which can be time-consuming, especially for nonlinear PDEs. In this paper, we propose a novel method for the inference of unknown parameters in PDEs, called the PDE-Informed Gaussian Process (PIGP) based parameter inference method. Through modeling the PDE solution as a Gaussian process (GP), we derive the manifold constraints induced by the (linear) PDE structure such that, under the constraints, the GP satisfies the PDE. For nonlinear PDEs, we propose an augmentation method that transforms the nonlinear PDE into an equivalent PDE system linear in all derivatives, which our PIGP-based method can handle. The proposed method can be applied to a broad spectrum of nonlinear PDEs. The PIGP-based method can be applied to multi-dimensional PDE systems and PDE systems with unobserved components. Like conventional Bayesian approaches, the method can provide uncertainty quantification for both the unknown parameters and the PDE solution. The PIGP-based method also completely bypasses the numerical solver for PDEs. The proposed method is demonstrated through several application examples from different areas.

math.NA↗
arXiv2023

Pilot-Based Key Distribution and Encryption for Secure Coherent Passive Optical Networks

The security issues of passive optical networks (PONs) have always been a concern due to broadcast transmission. Physical-layer security enhancement for the coherent PON should be as significant as improving transmission performance. In this paper, we propose the advanced encryption standard (AES) algorithm and geometric constellation shaping four-level pulse amplitude modulation (GCS-PAM4) pilot-based key distribution for secure coherent PON. The first bit of the GCS-PAM4 pilot is used for the hardware-efficient carrier phase recovery (CPR), while the second bit is utilized for key distribution without occupying the additional overhead. The key bits are encoded by the polar code to ensure error-free distribution. Frequent key updates are permitted for every codeword to improve the security of coherent PON. The experimental results of the 200-Gbps secure coherent PON using digital subcarrier multiplexing with 16-ary quadrature amplitude modulation show that the GCS-PAM4 pilot-based key distribution could be error-free at upstream transmission without occupying the additional overhead and the eavesdropping would be prevented by AES algorithm at downstream transmission. Moreover, there is almost no performance penalty on the CPR using the GCS-PAM4 pilot compared to the binary phase shift keying pilot.

cs.CR↗
arXiv2023

Capacity Limitation and Optimization Strategy for Flexible Point-to-Multi-Point Optical Networks

Point-to-multi-point (PtMP) optical networks become the main solutions for network-edge applications such as passive optical networks and radio access networks. Entropy-loading digital subcarrier multiplexing (DSCM) is the core technology to achieve low latency and approach high capacity for flexible PtMP optical networks. However, the high peak-to-average power ratio of the entropy-loading DSCM signal limits the power budget and restricts the capacity, which can be reduced effectively by clipping operation. In this paper, we derive the theoretical capacity limitation of the flexible PtMP optical networks based on the entropy-loading DSCM signal. Meanwhile, an optimal clipping ratio for the clipping operation is acquired to approach the highest capacity limitation. Based on an accurate clipping-noise model under the optimal clipping ratio, we establish a three-dimensional look-up table for bit-error ratio, spectral efficiency, and link loss. Based on the three-dimensional look-up table, an optimization strategy is proposed to acquire optimal spectral efficiencies for achieving a higher capacity of the flexible PtMP optical networks.

cs.IT↗
arXiv2023

AudioFormer: Audio Transformer learns audio feature representations from discrete acoustic codes

We propose a method named AudioFormer,which learns audio feature representations through the acquisition of discrete acoustic codes and subsequently fine-tunes them for audio classification tasks. Initially,we introduce a novel perspective by considering the audio classification task as a form of natural language understanding (NLU). Leveraging an existing neural audio codec model,we generate discrete acoustic codes and utilize them to train a masked language model (MLM),thereby obtaining audio feature representations. Furthermore,we pioneer the integration of a Multi-Positive sample Contrastive (MPC) learning approach. This method enables the learning of joint representations among multiple discrete acoustic codes within the same audio input. In our experiments,we treat discrete acoustic codes as textual data and train a masked language model using a cloze-like methodology,ultimately deriving high-quality audio representations. Notably,the MPC learning technique effectively captures collaborative representations among distinct positive samples. Our research outcomes demonstrate that AudioFormer attains significantly improved performance compared to prevailing monomodal audio classification models across multiple datasets,and even outperforms audio-visual multimodal classification models on select datasets. Specifically,our approach achieves remarkable results on datasets including AudioSet (2M,20K),and FSD50K,with performance scores of 53.9,45.1,and 65.6,respectively. We have openly shared both the code and models: https://github.com/LZH-0225/AudioFormer.git.

cs.SD↗
arXiv2023

Non-Integer-Oversampling Digital Signal Processing for Coherent Passive Optical Networks

Beyond 100G passive optical networks (PONs) will be required to meet the ever-increasing traffic demand in the future. Coherent optical technologies are the competitive solutions for the future beyond 100G PON but also face challenges such as the high computational complexity of digital signal processing (DSP). A high oversampling rate in coherent optical technologies results in the high computational complexity of DSP. Therefore, DSP running in a non-integer-oversampling below 2 samples-per-symbol (sps) is preferred, which can not only reduce computational complexity but also obviously lower the requirement for the analog-to-digital converter. In this paper, we propose a non-integer-oversampling DSP for meeting the requirements of coherent PON. The proposed DSP working at 9/8-sps and 5/4-sps oversampling rates can be reduced by 44.04% and 40.78% computational complexity compared to that working at the 2-sps oversampling rate, respectively. Moreover, a 400-Gb/s-net-rate coherent PON based on digital subcarrier multiplexing was demonstrated to verify the feasibility of the non-integer-oversampling DSP. There is almost no penalty on the receiver sensitivity when the non-integer-oversampling DSP is adopted. In conclusion, the non-integer-oversampling DSP shows great potential in the future coherent PON.

cs.IT↗
arXiv2023

Theoretical Evaluation of the Capacity-Achieving Distribution for IM-DD Fiber-Optic Channels

The capacity and capacity-achieving distribution for intensity-modulation and direct-detection (IM-DD) fiber-optic channels is theoretically investigated. Different from coherent fiber-optic channels, we indicate that the capacity-achieving distribution of IM-DD systems should be discussed separately in two cases: 1) IM-DD systems without optical amplifier, which are constrained in peak power; 2) IM-DD systems with optical amplifier, which are the average power constraint (APC) system. For the two models, the maximum mutual information achieving distribution, instead of the maximum input entropy achieving distribution, is numerically computed by the iterative Blahut-Arimoto (BA) algorithm. For the IM-DD system under peak power constraint (PPC), a dynamic-assignment BA algorithm is applied to find the capacity-achieving distribution with minimum cardinality. It is observed that the maximum difference between the minimum input cardinality and capacity is around 0.8 bits. For a fixed support input cardinality, although the observed shaping gain is small and only appears in low peak-signal-to-noise ratio (PSNR) regions in the PPC IM-DD system, the probabilistic shaping technique can also be used to introduce rate adaptation to the system by adjusting the shaping and FEC overheads since the capacity-achieving distribution is symmetric. In the IM-DD system under APC, a modified BA algorithm is investigated to solve for the capacity and capacity-achieving distribution, and a significant shaping gain is observed. For PAM8 and PAM16 modulation formats, 0.294 bits/symbol and 0.531 bits/symbol shaping gain can be obtained at the SNR of 20dB. Furthermore, since the capacity-achieving distribution is asymmetric in this case, a practical discussion of the PS technique is also presented.

eess.SP↗
arXiv2023

A Bayesian Robust Regression Method for Corrupted Data Reconstruction

Because of the widespread existence of noise and data corruption, recovering the true regression parameters with a certain proportion of corrupted response variables is an essential task. Methods to overcome this problem often involve robust least-squares regression, but few methods perform well when confronted with severe adaptive adversarial attacks. In many applications, prior knowledge is often available from historical data or engineering experience, and by incorporating prior information into a robust regression method, we develop an effective robust regression method that can resist adaptive adversarial attacks. First, we propose the novel TRIP (hard Thresholding approach to Robust regression with sImple Prior) algorithm, which improves the breakdown point when facing adaptive adversarial attacks. Then, to improve the robustness and reduce the estimation error caused by the inclusion of priors, we use the idea of Bayesian reweighting to construct the more robust BRHT (robust Bayesian Reweighting regression via Hard Thresholding) algorithm. We prove the theoretical convergence of the proposed algorithms under mild conditions, and extensive experiments show that under different types of dataset attacks, our algorithms outperform other benchmark ones. Finally, we apply our methods to a data-recovery problem in a real-world application involving a space solar array, demonstrating their good applicability.

cs.LG↗
arXiv2022

Engineered Octave Frequency Comb in Integrated Chalcogenide Dual-ring Microresonators

Broadband Kerr combs with a flat comb spectral profile are expected in a number of applications, such as high-capacity optical communication. Here, we propose novel concentric dual-ring microresonators (DRMs) for advanced dispersion engineering to tailor the comb spectral profile. The dispersion can be flexibly engineered not only by the cross-section of the DRMs, but also by the gap between concentric dual-ring microresonators, which provides a new path to geometrically control the spectral profile of the soliton Kerr combs. An octave-spanning dissipative Kerr soliton comb with superior spectral flatness has been achieved numerically, covering from the telecommunication band to the mid-infrared (MIR) band region with a -40 dB bandwidth of 1265 nm (99.82 THz). Our results are promising to fully understand the nonlinear dynamics in hybrid modes in DRMs, which helps control broadband comb formation.

physics.optics↗
arXiv2022

CD and PMD Effect on Cyclostationarity-Based Timing Recovery for Optical Coherent Receivers

Timing recovery is critical for synchronizing the clocks at the transmitting and receiving ends of a digital coherent communication system. The core of timing recovery is to determine reliably the current sampling error of the local digitizer so that the timing circuit may lock to a stable operation point. Conventional timing phase detectors need to adapt to the optical fiber channel so that the common effects of this channel, such as chromatic dispersion (CD) and polarization mode dispersion (PMD), on the timing phase extraction must be understood. Here we exploit the cyclostationarity of the optical signal and derive a model for studying the CD and PMD effect. We prove that the CD-adjusted cyclic correlation matrix contains full information about timing and PMD, and the determinant of the matrix is a timing phase detector immune to both CD and PMD. We also obtain other results such as a completely PMD-independent CD estimator, etc. Our analysis is supported by both simulations and experiments over a field implemented optical cable.

eess.SP↗
arXiv2022

Jacobian Methods for Dynamic Polarization Control in Optical Applications

Dynamic polarization control (DPC) is beneficial for many optical applications. It uses adjustable waveplates to perform automatic polarization tracking and manipulation. Efficient algorithms are essential to realizing an endless polarization control process at high speed. However, the standard gradientbased algorithm is not well analyzed. Here we model the DPC with a Jacobian-based control theory framework that finds a lot in common with robot kinematics. We then give a detailed analysis of the condition of the Stokes vector gradient as a Jacobian matrix. We identify the multi-stage DPC as a redundant system enabling control algorithms with null-space operations. An efficient, reset-free algorithm can be found. We anticipate more customized DPC algorithms to follow the same framework in various optical systems.

cs.RO↗
arXiv2022

Foundations for NLP-assisted formative assessment feedback for short-answer tasks in large-enrollment classes

Research suggests "write-to-learn" tasks improve learning outcomes, yet constructed-response methods of formative assessment become unwieldy with large class sizes. This study evaluates natural language processing algorithms to assist this aim. Six short-answer tasks completed by 1,935 students were scored by several human raters, using a detailed rubric, and an algorithm. Results indicate substantial inter-rater agreement using quadratic weighted kappa for rater pairs (each QWK > 0.74) and group consensus (Fleiss Kappa = 0.68). Additionally, intra-rater agreement was estimated for one rater who had scored 178 responses seven years prior (QWK = 0.89). With compelling rater agreement, the study then pilots cluster analysis of response text toward enabling instructors to ascribe meaning to clusters as a means for scalable formative assessment.

stat.OT↗
arXiv2022

Low-Complexity Multicast Beamforming for Millimeter Wave Communications

To develop a low-complexity multicast beamforming method for millimeter wave communications, we first propose a channel gain estimation method in this article. We use the beam sweeping to find the best codeword and its two neighboring codewords to form a composite beam. We then estimate the channel gain based on the composite beam, which is computed off-line by minimizing the variance of beam gain within beam coverage. With the estimated channel gain, we propose a multicast beamforming design method under the max-min fair (MMF) criterion. To reduce the computational complexity, we divide the large antenna array into several small-size sub-arrays, where the size of each sub-array is determined by the estimated channel gain. In particular, we introduce a phase factor for each sub-array to explore additional degree of freedom for the considered problem. Simulation results show that the proposed multicast beamforming design method can substantially reduce the computational complexity with little performance sacrifice compared to the existing methods.

eess.SP↗
arXiv2022

Soliton Microcombs in Integrated Chalcogenide Microresonators

Photonic integrated microcombs have enabled advanced applications in optical communication, microwave synthesis, and optical metrology, which in nature unveil an optical dissipative soliton pattern under cavity-enhanced nonlinear processes. The most decisive factor of microcombs lies in the photonic material platforms, where materials with high nonlinearity and in capacity of high-quality chip integration are highly demanded. In this work, we present a home-developed chalcogenide glasses-Ge25Sb10S65 (GeSbS) for the nonlinear photonic integration and for the dissipative soliton microcomb generation. Compared with the current integrated nonlinear platforms, the GeSbS features wider transparency from the visible to 11 um region, stronger nonlinearity, and lower thermo-refractive coefficient, and is CMOS compatible in fabrication. In this platform, we achieve chip-integrated optical microresonators with a quality (Q) factor above 2 x 10^6, and carry out lithographically controlled dispersion engineering. In particular, we demonstrate that both a bright soliton-based microcomb and a dark-pulsed comb are generated in a single microresonator, in its separated fundamental polarized mode families under different dispersion regimes. The overall pumping power is on the ten-milliwatt level, determined by both the high Q-factor and the high material nonlinearity of the microresonator. Our results may contribute to the field of nonlinear photonics with an alternative material platform for highly compact and high-intensity nonlinear interactions, while on the application aspect, contribute to the development of soliton microcombs at low operation power, which is potentially required for monolithically integrated optical frequency combs.

physics.optics↗
arXiv2021

Highly efficient acousto-optic modulation using nonsuspended thin-film lithium niobate-chalcogenide hybrid waveguides

A highly efficient on-chip acousto-optic modulator, as a key component, occupies an exceptional position in microwave-to-optical conversion. Homogeneous thin-film lithium niobate is preferentially employed to build the suspended configuration forming the acoustic resonant cavity to improve the modulation efficiency of the device. However, the limited cavity length and complex fabrication recipe of the suspended prototype restrain further breakthrough in the modulation efficiency and impose challenges for waveguide fabrication. In this work, based on a nonsuspended thin-film lithium niobate-chalcogenide glass hybrid Mach-Zehnder interferometer waveguide platform, we propose and demonstrate a built-in push-pull acousto-optic modulator with a half-wave-voltage-length product as low as 0.03 V cm, presenting a modulation efficiency comparable to that of the state-of-the-art suspended counterpart. Based on the advantage of low power consumption, a microwave modulation link is demonstrated using our developed built-in push-pull acousto-optic modulator. The nontrivial acousto-optic modulation performance benefits from the superior photoelastic property of the chalcogenide membrane and the completely bidirectional participation of the antisymmetric Rayleigh surface acoustic wave mode excited by the impedance-matched interdigital transducer, overcoming the issue of amplitude differences of surface acoustic waves applied to the Mach-Zehnder interferometer two arms in traditional push-pull acousto-optic modulators.

physics.app-ph↗
arXiv2021

Multi-Rate Nyquist-SCM for C-Band 100Gbit/s Signal over 50km Dispersion-Uncompensated Link

In this paper, to the best of our knowledge, we propose the first multi-rate Nyquist-subcarriers modulation (SCM) for C-band 100Gbit/s signal transmission over 50km dispersion-uncompensated link. Chromatic dispersion (CD) introduces severe spectral nulls on optical double-sideband signal, which greatly degrades the performance of intensity-modulation and direct-detection systems. Based on the prior knowledge of the dispersive channel, Nyquist-SCM with multi-rate subcarriers is proposed to keep away from the CD-caused spectral nulls flexibly. Signal on each subcarrier can be individually recovered by a digital signal processing, including the feed-forward equalizer with no more than 31 taps, a two-tap post filter, and maximum likelihood sequence estimation with one memory length. Combining with entropy loading based on probabilistic constellation shaping to maximize the capacity-reach, the C-band 100Gbit/s multi-rate Nyquist-SCM signal over 50km dispersion-uncompensated link can achieve 7% hard-decision forward error correction limit and average normalized generalized mutual information of 0.967 at received optical power of -4dBm and optical signal-to-noise ratio of 47.67dB. In conclusion, the multi-rate Nyquist-SCM shows great potentials in solving the CD-caused spectral distortions.

cs.IT↗
arXiv2021

High Performance Polarization Management Devices Based on Thin-Film Lithium Niobate

High-speed polarization management is highly desirable for many applications, such as remote sensing, telecommunication, and medical diagnosis. However, most of the approaches for polarization management rely on bulky optical components that are slow to respond, cumbersome to use, and sometimes with high drive voltages. Here, we overcome these limitations by harnessing photonic integrated circuits based on thin-film lithium niobate platform. We successfully realize a portfolio of thin-film lithium niobate devices for essential polarization management functionalities, including arbitrary polarization generation, fast polarization measurement, polarization scrambling, and automatic polarization control. The present devices feature ultra-fast control speed, low drive voltages, low optical losses and compact footprints. Using these devices, we achieve high fidelity polarization generation with a polarization extinction ratio up to 41.9 dB, fast polarization scrambling with a scrambling rate up to 65 Mrad/s, and endless polarization control with a tracking speed up to 10 Krad/s, all of which are best results in integrated optics. The demonstrated devices unlock a drastically new level of performance and scales in polarization management devices, leading to a paradigm shift in polarization management.

physics.optics↗