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arXiv · 2404.19063

SuperCLUE-Fin: Graded Fine-Grained Analysis of Chinese LLMs on Diverse Financial Tasks and Applications

Abstract

The SuperCLUE-Fin (SC-Fin) benchmark is a pioneering evaluation framework tailored for Chinese-native financial large language models (FLMs). It assesses FLMs across six financial application domains and twenty-five specialized tasks, encompassing theoretical knowledge and practical applications such as compliance, risk management, and investment analysis. Using multi-turn, open-ended conversations that mimic real-life scenarios, SC-Fin measures models on a range of criteria, including accurate financial understanding, logical reasoning, clarity, computational efficiency, business acumen, risk perception, and compliance with Chinese regulations. In a rigorous evaluation involving over a thousand questions, SC-Fin identifies a performance hierarchy where domestic models like GLM-4 and MoonShot-v1-128k outperform others with an A-grade, highlighting the potential for further development in transforming theoretical knowledge into pragmatic financial solutions. This benchmark serves as a critical tool for refining FLMs in the Chinese context, directing improvements in financial knowledge databases, standardizing financial interpretations, and promoting models that prioritize compliance, risk management, and secure practices. We create a contextually relevant and comprehensive benchmark that drives the development of AI in the Chinese financial sector. SC-Fin facilitates the advancement and responsible deployment of FLMs, offering valuable insights for enhancing model performance and usability for both individual and institutional users in the Chinese market..~\footnote{Our benchmark can be found at \url{https://www.CLUEbenchmarks.com}}.

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BibTeXRIS

Liang Xu, Lei Zhu, Yaotong Wu, Hang Xue. 2024-04-29. SuperCLUE-Fin: Graded Fine-Grained Analysis of Chinese LLMs on Diverse Financial Tasks and Applications. https://arxiv.org/abs/2404.19063

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