arXiv subjects

Feng Shu

Publications and source records attributed to Feng Shu.

At least 55 records · Page 3Linked to original sources

arXiv2024

Direction Modulation Design for UAV Assisted by IRS with discrete phase shift

As a physical layer security technology, directional modulation (DM) can be combined with intelligent reflect-ing surface (IRS) to improve the security of drone communications. In this paper, a directional modulation scheme assisted by the IRS is proposed to maximize the transmission rate of unmanned aerial vehicle (UAV) secure communication. Specifically, with the assistance of the IRS, the UAV transmits legitimate information and main-tains its constellation pattern at the location of legitimate users on the ground, while the constellation pattern is disrupted at the eavesdropper's location. In order to solve the joint optimization problem of digital weight coefficients, UAV position, and IRS discrete phase shift, firstly, the digital weight vector and UAV position are optimized through power minimization. Secondly, three methods are proposed to optimize IRS phase shift, namely vector trajectory (VT) method, cross entropy vector trajectory (CE-VT) algorithm, and block coordinate descent vector trajectory (BCD-VT) algorithm. Compared to traditional cross entropy (CE) methods and block coordinate descent (BCD) methods, the proposed CE-VT and BCD-VT algorithms can improve transmission rate performance. The numerical results validate the effectiveness of the optimization scheme in IRS assisted UAV communication.

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arXiv2024

Power Optimization and Deep Learning for Channel Estimation of Active IRS-Aided IoT

In this paper, channel estimation of an active intelligent reflecting surface (IRS) aided uplink Internet of Things (IoT) network is investigated. Firstly, the least square (LS) estimators for the direct channel and the cascaded channel are presented, respectively. The corresponding mean square errors (MSE) of channel estimators are derived. Subsequently, in order to evaluate the influence of adjusting the transmit power at the IoT devices or the reflected power at the active IRS on Sum-MSE performance, two situations are considered. In the first case, under the total power sum constraint of the IoT devices and active IRS, the closed-form expression of the optimal power allocation factor is derived. In the second case, when the transmit power at the IoT devices is fixed, there exists an optimal reflective power at active IRS. To further improve the estimation performance, the convolutional neural network (CNN)-based direct channel estimation (CDCE) algorithm and the CNN-based cascaded channel estimation (CCCE) algorithm are designed. Finally, simulation results demonstrate the existence of an optimal power allocation strategy that minimizes the Sum-MSE, and further validate the superiority of the proposed CDCE / CCCE algorithms over their respective traditional LS and minimum mean square error (MMSE) baselines.

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arXiv2024

Joint Power Allocation and Beamforming Design for Active IRS-Aided Directional Modulation Secure Systems

Since the secrecy rate (SR) performance improvement obtained by secure directional modulation (DM) network is limited, an active intelligent reflective surface (IRS)-assisted DM network is considered to attain a high SR. To address the SR maximization problem, a novel method based on Lagrangian dual transform and closed-form fractional programming algorithm (LDT-CFFP) is proposed, where the solutions to base station (BS) beamforming vectors and IRS reflection coefficient matrix are achieved. However, the computational complexity of LDT-CFFP method is high . To reduce its complexity, a blocked IRS-assisted DM network is designed. To meet the requirements of the network performance, a power allocation (PA) strategy is proposed and adopted in the system. Specifically, the system power between BS and IRS, as well as the transmission power for confidential messages (CM) and artificial noise (AN) from the BS, are allocated separately. Then we put forward null-space projection (NSP) method, maximum-ratio-reflecting (MRR) algorithm and PA strategy (NSP-MRR-PA) to solve the SR maximization problem. The CF solutions to BS beamforming vectors and IRS reflection coefficient matrix are respectively attained via NSP and MRR algorithms. For the PA factors, we take advantage of exhaustive search (ES) algorithm, particle swarm optimization (PSO) and simulated annealing (SA) algorithm to search for the solutions. From simulation results, it is verified that the LDT-CFFP method derives a higher SR gain over NSP-MRR-PA method. For NSP-MRR-PA method, the number of IRS units in each block possesses a significant SR performance. In addition, the application PA strategies, namely ES, PSO, SA methods outperforms the other PA strategies with fixed PA factors.

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arXiv2024

Beamforming Design for IRS-and-UAV-Aided Two-Way Amplify-and-Forward Relay Networks in Maritime IoT

In this paper, an intelligent reflecting surface (IRS)-and-unmanned aerial vehicle (UAV)-assisted two-way amplify-and-forward (AF) relay network in maritime Internet of Things (IoT) is proposed, where ship1 ($\text{S}_1$) and ship2 ($\text{S}_2$) can be viewed as data collecting centers. To enhance the message exchange rate between $\text{S}_1$ and $\text{S}_2$, a problem of maximizing minimum rate is cast, where the variables, namely AF relay beamforming matrix and IRS phase shifts of two time slots, need to be optimized. To achieve a maximum rate, a low-complexity alternately iterative (AI) scheme based on zero forcing and successive convex approximation (LC-ZF-SCA) algorithm is presented. To obtain a significant rate enhancement, a high-performance AI method based on one step, semidefinite programming and penalty SCA (ONS-SDP-PSCA) is proposed. Simulation results show that by the proposed LC-ZF-SCA and ONS-SDP-PSCA methods, the rate of the IRS-and-UAV-assisted AF relay network surpass those of with random phase and only AF relay networks. Moreover, ONS-SDP-PSCA perform better than LC-ZF-SCA in aspect of rate.

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arXiv2024

Co-learning-aided Multi-modal-deep-learning Framework of Passive DOA Estimators for a Heterogeneous Hybrid Massive MIMO Receiver

Due to its excellent performance in rate and resolution, fully-digital (FD) massive multiple-input multiple-output (MIMO) antenna arrays has been widely applied in data transmission and direction of arrival (DOA) measurements, etc. But it confronts with two main challenges: high computational complexity and circuit cost. The two problems may be addressed well by hybrid analog-digital (HAD) structure. But there exists the problem of phase ambiguity for HAD, which leads to its low-efficiency or high-latency. Does exist there such a MIMO structure of owning low-cost, low-complexity and high time efficiency at the same time. To satisfy the three properties, a novel heterogeneous hybrid MIMO receiver structure of integrating FD and heterogeneous HAD ($\rm{H}^2$AD-FD) is proposed and corresponding multi-modal (MD)-learning framework is developed. The framework includes three major stages: 1) generate the candidate sets via root multiple signal classification (Root-MUSIC) or deep learning (DL); 2) infer the class of true solutions from candidate sets using machine learning (ML) methods; 3) fuse the two-part true solutions to achieve a better DOA estimation. The above process form two methods named MD-Root-MUSIC and MDDL. To improve DOA estimation accuracy and reduce the clustering complexity, a co-learning-aided MD framework is proposed to form two enhanced methods named CoMDDL and CoMD-RootMUSIC. Moreover, the Cramer-Rao lower bound (CRLB) for the proposed $\rm{H}^2$AD-FD structure is also derived. Experimental results demonstrate that our proposed four methods could approach the CRLB for signal-to-noise ratio (SNR) > 0 dB and the proposed CoMDDL and MDDL perform better than CoMD-RootMUSIC and MD-RootMUSIC, particularly in the extremely low SNR region.

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arXiv2024

Two Power Allocation and Beamforming Strategies for Active IRS-aided Wireless Network via Machine Learning

This paper models an active intelligent reflecting surface (IRS) -assisted wireless communication network, which has the ability to adjust power between BS and IRS. We aim to maximize the signal-to-noise ratio of user by jointly designing power allocation (PA) factor, active IRS phase shift matrix, and beamforming vector of BS, subject to a total power constraint. To tackle this non-convex problem, we solve this problem by alternately optimizing these variables. Firstly, the PA factor is designed via polynomial regression method. Next, BS beamforming vector and IRS phase shift matrix are obtained by Dinkelbach's transform and successive convex approximation methods. To reduce the high computational complexity of the above proposed algorithm, we maximize achievable rate (AR) and use closed-form fractional programming method to transform the original problem into an equivalent form. Then, we address this problem by iteratively optimizing auxiliary variables, BS and IRS beamformings. Simulation results show that the proposed algorithms can effectively improve the AR performance compared to fixed PA strategies, aided by passive IRS, and without IRS.

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arXiv2024

Blockchain-aided wireless federated learning: Resource allocation and client scheduling

Federated learning (FL) based on the centralized design faces both challenges regarding the trust issue and a single point of failure. To alleviate these issues, blockchain-aided decentralized FL (BDFL) introduces the decentralized network architecture into the FL training process, which can effectively overcome the defects of centralized architecture. However, deploying BDFL in wireless networks usually encounters challenges such as limited bandwidth, computing power, and energy consumption. Driven by these considerations, a dynamic stochastic optimization problem is formulated to minimize the average training delay by jointly optimizing the resource allocation and client selection under the constraints of limited energy budget and client participation. We solve the long-term mixed integer non-linear programming problem by employing the tool of Lyapunov optimization and thereby propose the dynamic resource allocation and client scheduling BDFL (DRC-BDFL) algorithm. Furthermore, we analyze the learning performance of DRC-BDFL and derive an upper bound for convergence regarding the global loss function. Extensive experiments conducted on SVHN and CIFAR-10 datasets demonstrate that DRC-BDFL achieves comparable accuracy to baseline algorithms while significantly reducing the training delay by 9.24% and 12.47%, respectively.

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arXiv2024

A New Heterogeneous Hybrid Massive MIMO Receiver with An Intrinsic Ability of Removing Phase Ambiguity of DOA Estimation via Machine Learning

Massive multiple input multiple output (MIMO) antenna arrays eventuate a huge amount of circuit costs and computational complexity. To satisfy the needs of high precision and low cost in future green wireless communication, the conventional Hybrid analog and digital MIMO receive structure emerges a natural choice. But it exists an issue of the phase ambiguity in direction of arrival (DOA) estimation and requires at least two time-slots to complete one-time DOA measurement with the first time-slot generating the set of candidate solutions and the remaining ones to find a true direction by received beamforming over this set. This will lead to a low time-efficiency. To address this problem, a new heterogeneous sub-connected hybrid analog and digital (HAD) MIMO structure is proposed with an intrinsic ability of removing phase ambiguity and a corresponding new framework is developed to implement a rapid high-precision DOA estimation using only single time-slot. This framework consists of two steps: 1) form a set of candidate solutions using existing methods like MUSIC) find the class of the true solutions and compute the class mean. To infer the set of true solutions, we propose two new clustering methods: weight global minimum distance (WGMD) and weight local minimum distance (WLMD). And, we also enhance two classic clustering methods: accelerating local weighted k-means (ALW-K-means) and improved density. Additionally, the corresponding closed-form expression of Cramer-Rao lower bound (CRLB) is derived. Simulation results show that the proposed frameworks using the above four clustering can approach the CRLB at almost all SNR regions except for extremely low SNR. Four clustering methods have an accuracy decreasing order as follows: WGMD, improved DBSCAN, ALW-K-means and WLMD.

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arXiv2024

Multi-stream Transmission for Directional Modulation Network via Distributed Multi-UAV-aided Multi-active-IRS

Active intelligent reflecting surface (IRS) is a revolutionary technique for the future 6G networks. The conventional far-field single-IRS-aided directional modulation(DM) networks have only one (no direct path) or two (existing direct path) degrees of freedom (DoFs). This means that there are only one or two streams transmitted simultaneously from base station to user and will seriously limit its rate gain achieved by IRS. How to create multiple DoFs more than two for DM? In this paper, single large-scale IRS is divided to multiple small IRSs and a novel multi-IRS-aided multi-stream DM network is proposed to achieve a point-to-point multi-stream transmission by creating $K$ ($\geq3$) DoFs, where multiple small IRSs are placed distributively via multiple unmanned aerial vehicles (UAVs). The null-space projection, zero-forcing (ZF) and phase alignment are adopted to design the transmit beamforming vector, receive beamforming vector and phase shift matrix (PSM), respectively, called NSP-ZF-PA. Here, $K$ PSMs and their corresponding beamforming vectors are independently optimized. The weighted minimum mean-square error (WMMSE) algorithm is involved in alternating iteration for the optimization variables by introducing the power constraint on IRS, named WMMSE-PC, where the majorization-minimization (MM) algorithm is used to solve the total PSM. To achieve a lower computational complexity, a maximum trace method, called Max-TR-SVD, is proposed by optimize the PSM of all IRSs. Numerical simulation results has shown that the proposed NSP-ZF-PA performs much better than Max-TR-SVD in terms of rate. In particular, the rate of NSP-ZF-PA with sixteen small IRSs is about five times that of NSP-ZF-PA with combining all small IRSs as a single large IRS. Thus, a dramatic rate enhancement may be achieved by multiple distributed IRSs.

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arXiv2024

Large-Scale RIS Enabled Air-Ground Channels: Near-Field Modeling and Analysis

Existing works mainly rely on the far-field planar-wave-based channel model to assess the performance of reconfigurable intelligent surface (RIS)-enabled wireless communication systems. However, when the transmitter and receiver are in near-field ranges, this will result in relatively low computing accuracy. To tackle this challenge, we initially develop an analytical framework for sub-array partitioning. This framework divides the large-scale RIS array into multiple sub-arrays, effectively reducing modeling complexity while maintaining acceptable accuracy. Then, we develop a beam domain channel model based on the proposed sub-array partition framework for large-scale RIS-enabled UAV-to-vehicle communication systems, which can be used to efficiently capture the sparse features in RIS-enabled UAV-to-vehicle channels in both near-field and far-field ranges. Furthermore, some important propagation characteristics of the proposed channel model, including the spatial cross-correlation functions (CCFs), temporal auto-correlation functions (ACFs), frequency correlation functions (CFs), and channel capacities with respect to the different physical features of the RIS and non-stationary properties of the channel model are derived and analyzed. Finally, simulation results are provided to demonstrate that the proposed framework is helpful to achieve a good tradeoff between model complexity and accuracy for investigating the channel propagation characteristics, and therefore providing highly-efficient communications in RIS-enabled UAV-to-vehicle wireless networks.

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arXiv2024

RIS-Aided Localization Algorithm and Analysis: Tackling Non-Gaussian Angle Estimation Errors

Reconfigurable intelligent surface (RIS)-aided localization systems are increasingly recognized for enhancing accuracy in internet of things (IoT) networks. However, prevailing studies tend to either assume a Gaussian distribution for angle estimation error (AEE) or directly neglect the impact of the AEE, overlooking its non-Gaussian nature in real-world scenarios, particularly with diverse estimation methods (e.g., 2D-DFT algorithm). Addressing this oversight, this paper explores the design and performance analysis of RIS-aided localization systems, specifically tackling non-Gaussian AEE. We adopt the classical two-step three-dimensional (3D) localization scheme to determine the position of mobile user (MU). Initially, we estimate angles of arrival (AoAs) and time differences of arrival (TDoAs) at the RIS using different methods, resulting in non-Gaussian and Gaussian errors, respectively. Subsequently, to accommodate the non-Gaussian nature of AoAs errors and the Gaussian character of TDoA errors, we design a multiple weighted least squares (mWLS) algorithm to accurately localize MU. Besides, our research also includes a unique bias analysis for evaluating the performance of the proposed localization algorithm under both Gaussian and non-Gaussian errors. Simulation results demonstrate the effectiveness of both the proposed mWLS algorithm and the bias analysis methodology.

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arXiv2024

A Novel Tree Model-based DNN to Achieve a High-Resolution DOA Estimation via Massive MIMO receive array

To satisfy the high-resolution requirements of direction-of-arrival (DOA) estimation, conventional deep neural network (DNN)-based methods using grid idea need to significantly increase the number of output classifications and also produce a huge high model complexity. To address this problem, a multi-level tree-based DNN model (TDNN) is proposed as an alternative, where each level takes small-scale multi-layer neural networks (MLNNs) as nodes to divide the target angular interval into multiple sub-intervals, and each output class is associated to a MLNN at the next level. Then the number of MLNNs is gradually increasing from the first level to the last level, and so increasing the depth of tree will dramatically raise the number of output classes to improve the estimation accuracy. More importantly, this network is extended to make a multi-emitter DOA estimation. Simulation results show that the proposed TDNN performs much better than conventional DNN and root-MUSIC at extremely low signal-to-noise ratio (SNR), and can achieve Cramer-Rao lower bound (CRLB). Additionally, in the multi-emitter scenario, the proposed Q-TDNN has also made a substantial performance enhancement over DNN and Root-MUSIC, and this gain grows as the number of emitters increases.

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arXiv2024

Power Allocation and Beamforming Design for IRS-aided Secure Directional Modulation Network

With the aim of boosting the security of the conventional directional modulation (DM) network, a secure DM network assisted by intelligent reflecting surface (IRS) is investigated in this paper. To maximize the secrecy rate (SR), we jointly optimize the power allocation (PA) factor, confidential message (CM) beamforming, artificial noise (AN) beamforming, and IRS reflected beamforming. To tackle the formulated problem, a maximizing SR with high-performance (Max-SR-HP) scheme is proposed, where the PA factor, CM beamforming, AN beamforming, and IRS phase shift matrix are derived by the derivative operation, generalized Rayleigh-Ritz, generalized power iteration, and semidefinite relaxation criteria, respectively. Given that the high complexity of the above scheme, a maximizing SR with low-complexity (Max-SR-LC) scheme is proposed, which employs the generalized leakage and successive convex approximation algorithms to derive the variables. Simulation results show that both the proposed schemes can significantly boost the SR performance, and are better than the equal PA, no IRS and random phase shift IRS schemes.

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arXiv2024

Joint Power Allocation and Beamforming for Active IRS-aided Directional Modulation Network

To boost the secrecy rate (SR) of the conventional directional modulation (DM) network and overcome the double fading effect of the cascaded channels of passive intelligent reflecting surface (IRS), a novel active IRS-assisted DM system with a power adjusting strategy between transmitter and active IRS is proposed in this paper. Then, a joint optimization of maximizing the SR is cast by alternately optimizing the power allocation (PA) factors, transmit beamforming, receive beamforming, and reflect beamforming at IRS, subject to the power constraint at IRS. To tackle the formulated non-convex optimization problem, a high-performance scheme of maximizing SR based on successive convex approximation (SCA) and Schur complement (Max-SR-SS) is proposed, where the derivative operation are employed to optimize the PA factors, the generalized Rayleigh-Rize theorem is adopted to derive the receive beamforming, and the SCA strategy is utilized to design the transmit beamforming and phase shift matrix of IRS. To reduce the high complexity, a low-complexity scheme, named maximizing SR based on equal amplitude reflecting (EAR) and majorization-minimization (MM) (Max-SR-EM), is developed, where the EAR and MM methods are adopted to derive the amplitude and phase of the IRS phase shift matrix, respectively. In particular, when the receivers are single antenna, a scheme of maximizing SR based on alternating optimization (Max-SR-AO) is proposed, where the PA factors, transmit and reflect beamforming are derived by the fractional programming (FP) and SCA algorithms. Simulation results show that with the same power constraint, the SR gains achieved by the proposed schemes outperform those of the fixed PA and passive IRS schemes.

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arXiv2024

Two Enhanced-rate Power Allocation Strategies for Active IRS-assisted Wireless Network

Due to its ability of overcoming the impact of double-fading effect, active intelligent reflecting surface (IRS) has attracted a lot of attention. Unlike passive IRS, active IRS should be supplied by power, thus adjusting power between base station (BS) and IRS having a direct impact on the system rate performance. In this paper, the active IRS-aided network under a total power constraint is modeled with an ability of adjusting power between BS and IRS. Given the transmit beamforming at BS and reflecting beamforming at IRS, the SNR expression is derived to be a function of power allocation (PA) factor, and the optimization of maximizing the SNR is given. Subsequently, two high-performance PA strategies, enhanced multiple random initialization Newton's (EMRIN) and Taylor polynomial approximation (TPA), are proposed. The former is to improve the rate performance of classic Netwon's method to avoid involving a local optimal point by using multiple random initializations. To reduce its high computational complexity, the latter provides a closed-form solution by making use of the first-order Taylor polynomial approximation to the original SNR function. Actually, using TPA, the original optimization problem is transformed into a problem of finding a root for a third-order polynomial.Simulation results are as follows: the first-order TPA of SNR fit its exact expression well, the proposed two PA methods performs much better than fixed PA in accordance with rate, and appoaches exhaustive search as the number of IRS reflecting elements goes to large-scale.

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arXiv2024

High-performance Power Allocation Strategies for Active IRS-aided Wireless Network

Due to its intrinsic ability to combat the double fading effect, the active intelligent reflective surface (IRS) becomes popular. The main feature of active IRS must be supplied by power, and the problem of how to allocate the total power between base station (BS) and IRS to fully explore the rate gain achieved by power allocation (PA) to remove the rate gap between existing PA strategies and optimal exhaustive search (ES) arises naturally. First, the signal-to-noise ratio (SNR) expression is derived to be a function of PA factor beta [0, 1]. Then, to improve the rate performance of the conventional gradient ascent (GA), an equal-spacing-multiple-point-initialization GA (ESMPI-GA) method is proposed. Due to its slow linear convergence from iterative GA, the proposed ESMPI-GA is high-complexity. Eventually, to reduce this high complexity, a low-complexity closed-form PA method with third-order Taylor expansion (TTE) centered at point beta0 = 0.5 is proposed. Simulation results show that the proposed ESMPI-GA and TTE obviously outperform existing methods like equal PA.

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arXiv2024

Design of Two-Level Incentive Mechanisms for Hierarchical Federated Learning

Hierarchical Federated Learning (HFL) is a distributed machine learning paradigm tailored for multi-tiered computation architectures, which supports massive access of devices' models simultaneously. To enable efficient HFL, it is crucial to design suitable incentive mechanisms to ensure that devices actively participate in local training. However, there are few studies on incentive mechanism design for HFL. In this paper, we design two-level incentive mechanisms for the HFL with a two-tiered computing structure to encourage the participation of entities in each tier in the HFL training. In the lower-level game, we propose a coalition formation game to joint optimize the edge association and bandwidth allocation problem, and obtain efficient coalition partitions by the proposed preference rule, which can be proven to be stable by exact potential game. In the upper-level game, we design the Stackelberg game algorithm, which not only determines the optimal number of edge aggregations for edge servers to maximize their utility, but also optimize the unit reward provided for the edge aggregation performance to ensure the interests of cloud servers. Furthermore, numerical results indicate that the proposed algorithms can achieve better performance than the benchmark schemes.

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arXiv2023

Gradient Sparsification for Efficient Wireless Federated Learning with Differential Privacy

Federated learning (FL) enables distributed clients to collaboratively train a machine learning model without sharing raw data with each other. However, it suffers the leakage of private information from uploading models. In addition, as the model size grows, the training latency increases due to limited transmission bandwidth and the model performance degrades while using differential privacy (DP) protection. In this paper, we propose a gradient sparsification empowered FL framework over wireless channels, in order to improve training efficiency without sacrificing convergence performance. Specifically, we first design a random sparsification algorithm to retain a fraction of the gradient elements in each client's local training, thereby mitigating the performance degradation induced by DP and and reducing the number of transmission parameters over wireless channels. Then, we analyze the convergence bound of the proposed algorithm, by modeling a non-convex FL problem. Next, we formulate a time-sequential stochastic optimization problem for minimizing the developed convergence bound, under the constraints of transmit power, the average transmitting delay, as well as the client's DP requirement. Utilizing the Lyapunov drift-plus-penalty framework, we develop an analytical solution to the optimization problem. Extensive experiments have been implemented on three real life datasets to demonstrate the effectiveness of our proposed algorithm. We show that our proposed algorithms can fully exploit the interworking between communication and computation to outperform the baselines, i.e., random scheduling, round robin and delay-minimization algorithms.

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