arXiv subjects

Jiangzhou Wang

Publications and source records attributed to Jiangzhou Wang.

At least 181 records · Page 10Linked to original sources

arXiv2023

Channel Tracking for RIS-aided mmWave Communications Under High Mobility Scenarios

The emerging reconfigurable intelligent surface (RIS) technology is promising for applications in the millimeter wave (mmWave) communication systems to effectively compensate for propagation loss or tackle the blockage issue. Considering the high mobility of users in realistic scenarios, it is essential to adjust the phase shifts in real time to align the beam towards the mobile users, which requires to frequently estimate the channel state information. Hence, it is imperative to design efficient channel tracking schemes to avoid the complex channel estimation procedure. In this paper, we develop a novel channel tracking scheme with two advantages over conventional schemes. First, our tracking scheme is based on the cascaded angles at the RIS instead of the accurate angle values, which is more practical. Second, it can be employed under a more general setting where the noise can be non-Gaussian. Simulation results show the high tracking accuracy of our proposed scheme, and validate the superiority to the existing EKF-based tracking scheme.

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arXiv2023

From ORAN to Cell-Free RAN: Architecture, Performance Analysis, Testbeds and Trials

Open radio access network (ORAN) provides an open architecture to implement radio access network (RAN) of the fifth generation (5G) and beyond mobile communications. As a key technology for the evolution to the sixth generation (6G) systems, cell-free massive multiple-input multiple-output (CF-mMIMO) can effectively improve the spectrum efficiency, peak rate and reliability of wireless communication systems. Starting from scalable implementation of CF-mMIMO, we study a cell-free RAN (CF-RAN) under the ORAN architecture. Through theoretical analysis and numerical simulation, we investigate the uplink and downlink spectral efficiencies of CF-mMIMO with the new architecture. We then discuss the implementation issues of CF-RAN under ORAN architecture, including time-frequency synchronization and over-the-air reciprocity calibration, low layer splitting, deployment of ORAN radio units (O-RU), artificial intelligent based user associations. Finally, we present some representative experimental results for the uplink distributed reception and downlink coherent joint transmission of CF-RAN with commercial off-the-shelf O-RUs.

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arXiv2023

Transmission Design for Active RIS-Aided Simultaneous Wireless Information and Power Transfer

Reconfigurable intelligent surface (RIS) is a revolutionary technology to enhance both the spectral efficiency and energy efficiency of wireless communication systems. However, most of the existing contributions mainly focused on the study of passive RIS, which suffers from the ``double fading'' effect. On the other hand, active RIS, which is equipped with amplifiers, can effectively address this issue. In this paper, we propose an active RIS-aided simultaneous wireless information and power transfer (SWIPT) system. Specifically, we maximize the weighted sum rate of the information receivers, subject to the minimum power received at all energy receivers, amplification power constraint at the active RIS, and the maximum transmit power constraint at the base station (BS). By adopting alternating optimization framework, suboptimal solutions are obtained. Simulation results show that the active RIS-aided SWIPT system has higher performance gain with the same power budget.

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arXiv2023

Information-Theoretic Secure Key Sharing for Wide-Area Mobile Applications

With the rapid growth of handheld devices in the internet of things (IoT) networks, mobile applications have become ubiquitous in everyday life. As technology is developed, so do also the risks and threats associated with it, especially in the forthcoming quantum era. Existing IoT networks, however, lack a quantum-resistant secret key sharing scheme to meet confidential message transmission demands in wide-area mobile applications. To address this issue, this article proposes a new scheme, channel reciprocity (CR) based quantum key distribution (QKD) CR-QKD, which accomplishes the goal of secret key sharing by combining emerging techniques of QKD and CR-based key generation (CRKG). Exploiting laws of quantum physics and properties of wireless channels, the proposed scheme is able to ensure the secrecy of the key, even against computationally unbounded adversaries. The basic mechanism is elaborated for a single-user case and it is extended into a multi-user case by redesigning a multi-user edge forwarding strategy. In addition, to make CR-QKD more practical, some enhancement strategies are studied to reduce the time delay and to improve the secret key generation rate in a secure manner. A prototype of CR-QKD is demonstrated in a metropolitan area network, where secret keys are shared between two remote IoT devices that are roughly fifteen kilometers apart from each other. The experimental results have verified that CR-QKD allows a secret key rate of 424 bits per second with a retransmission rate of 2.1%.

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arXiv2022

RIS-Aided Near-Field Localization and Channel Estimation for the Sub-Terahertz System

The low hardware cost makes ultra-large (XL) reconfigurable intelligent surface (RIS) an attractive solution for the performance enhancement of localization and communication systems, but it results in near-field propagation channels, especially for the high-frequency communication systems, e.g. mmWave and sub-terahertz (subTHz) systems. This makes localization and channel estimation in the near field of the RIS-aided subTHz system more challenging. In this paper, we consider the spherical wavefront propagation in the near field of the subTHz system with the assistance of a RIS. A near-field channel estimation and localization (NF-JCEL) algorithm is proposed based on the derived second-order Fresnel approximation of the near-field channel model. To be specific, we first decouple the user equipment (UE) distances and angles of arrival (AoAs) through a down-sampled Toeplitz covariance matrix, so that the vertical and azimuth AoAs in the array steering vectors can be estimated separately with low complexities. Then, the UE distance can be estimated by the simple one-dimensional search, and the channel attenuation coefficients are obtained through the orthogonal matching pursuit (OMP) method. Simulation results validate the superiority of the proposed NF-JCEL algorithm to the conventional far-field algorithm, and show that higher resolution accuracy can be obtained by the proposed algorithm.

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arXiv2022

Low-overhead Beam Training Scheme for Extremely Large-Scale RIS in Near-field

Extremely large-scale reconfigurable intelligent surface (XL-RIS) has recently been proposed and is recognized as a promising technology that can further enhance the capacity of communication systems and compensate for severe path loss . However, the pilot overhead of beam training in XL-RIS-assisted wireless communication systems is enormous because the near-field channel model needs to be taken into account, and the number of candidate codewords in the codebook increases dramatically accordingly. To tackle this problem, we propose two deep learning-based near-field beam training schemes in XL-RIS-assisted communication systems, where deep residual networks are employed to determine the optimal near-field RIS codeword. Specifically, we first propose a far-field beam-based beam training (FBT) scheme in which the received signals of all far-field RIS codewords are fed into the neural network to estimate the optimal near-field RIS codeword. In order to further reduce the pilot overhead, a partial near-field beam-based beam training (PNBT) scheme is proposed, where only the received signals corresponding to the partial near-field XL-RIS codewords are served as input to the neural network. Moreover, we further propose an improved PNBT scheme to enhance the performance of beam training by fully exploring the neural network's output. Finally, simulation results show that the proposed schemes outperform the existing beam training schemes and can reduce the beam sweeping overhead by approximately 95%.

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arXiv2022

Joint Angle Estimation Error Analysis and 3D Positioning Algorithm Design for mmWave Positioning System

In this paper, we propose a comprehensive framework to jointly analyze the angle estimation error and design the three-dimensional (3D) positioning algorithm for a millimeter wave (mmWave) positioning system. First, we estimate the angles of arrival (AoAs) at the anchors by applying the two-dimensional discrete Fourier transform (2D-DFT) algorithm. Based on the property of the 2D-DFT algorithm, the angle estimation error is analyzed in terms of probability density functions (PDF). The analysis shows that the derived angle estimation error is non-Gaussian, which is different from the existing work. Second, the intricate expression of the PDF of the AoA estimation error is simplified by employing the first-order linear approximation of triangle functions. Then, we derive a complex expression for the variance based on the derived PDF. Specifically, for the azimuth estimation error, the variance is separately integrated according to the different non-zero intervals of the PDF. Finally, we apply the weighted least square (WLS) algorithm to estimate the 3D position of the MU by using the estimated AoAs and the obtained non-Gaussian variance. Extensive simulation results confirm that the derived angle estimation error is non-Gaussian, and also demonstrate the superiority of the proposed framework.

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arXiv2022

Two-Timescale Design for Reconfigurable Intelligent Surface-Aided Massive MIMO Systems with Imperfect CSI

This paper investigates the two-timescale transmission design for reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems, where the beamforming at the base station (BS) is adapted to the rapidly-changing instantaneous channel state information (CSI), while the passive beamforming at the RIS is adapted to the slowly-changing statistical CSI. Specifically, we first propose a linear minimum mean square error (LMMSE) estimator to obtain the aggregated channel from the users to the BS in each channel coherence interval. Based on the estimated channel, we apply the low-complexity maximal ratio combining (MRC) beamforming at the BS, and then derive the ergodic achievable rate in a closed form expression. To draw design insights, we perform a detailed theoretical analysis departing from the derived ergodic achievable rate. If the BS-RIS channel is Rician distributed, we prove that the transmit power can be scaled proportionally to $1/M$, as the number of BS antennas, $M$, grows to infinity while maintaining a non-zero rate. If the BS-RIS channel is Rayleigh distributed, the transmit power can be scaled either proportionally to $1/\sqrt{M}$ as $M$ grows large, or proportionally to $1/N$ as the number of reflecting elements, $N$, grows large, while still maintaining a non-zero rate. By capitalizing on the derived expression of the data rate under the statistical knowledge of the CSI, we maximize the minimum user rate by designing the passive beamforming at the RIS. Numerical results confirm that, even in the presence of imperfect CSI, the integration of an RIS in massive MIMO systems results in promising performance gains. In addition, the obtained results reveal that it is favorable to place the RIS close to the users rather than close to the BS.

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arXiv2022

Enhanced Secure Wireless Transmission Using IRS-aided Directional Modulation

As an excellent aided communication tool, intelligent reflecting surface (IRS) can make a significant rate enhancement and coverage extension. In this paper, we present an investigation on beamforming in an IRS-aided directional modulation (DM) network. To fully explore the advantages of IRS, two beamforming methods with enhanced secrecy rate (SR) performance are proposed. The first method of maximizing secrecy rate (Max-SR) alternately optimizes confidential message (CM) beamforming vector, artificial noise (AN) beamforming vector and phase shift matrix. The first optimization vector is directly computed by the Rayleigh ratio and the last two are solved with generalized power iteration (GPI). This method is called Max-SR-GPI. To reduce the computational complexity, a new method of maximizing receive power with zero-forcing constraint (Max-RP-ZFC) of only reflecting CM and no AN is proposed. Simulation results show that the proposed two methods harvest about 30 percent rate gains over the cases of random-phase IRS and no IRS, and the proposed Max-SR-GPI performs slightly better than the Max-RP-ZFC in terms of SR, particularly in the small-large IRS.

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arXiv2022

Deep Learning Based Beam Training for Extremely Large-Scale Massive MIMO in Near-Field Domain

Extremely large-scale massive multiple-input-multiple-output (XL-MIMO) is regarded as a promising technology for next-generation communication systems. In order to enhance the beamforming gains, codebook-based beam training is widely adopted in XL-MIMO systems. However, in XL-MIMO systems, the near-field domain expands, and near-field codebook should be adopted for beam training, which significantly increases the pilot overhead. To tackle this problem, we propose a deep learning-based beam training scheme where the near-field channel model and the near-field codebook are considered. To be specific, we first utilize the received signals corresponding to the far-field wide beams to estimate the optimal near-field beam. Two training schemes are proposed, namely the proposed original and the improved neural networks. The original scheme estimates the optimal near-field codeword directly based on the output of the neural networks. By contrast, the improved scheme performs additional beam testing, which can significantly improve the performance of beam training. Finally, the simulation results show that our proposed schemes can significantly reduce the training overhead in the near-field domain and achieve beamforming gains.

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arXiv2022

Deep Learning Based DOA Estimation for Hybrid Massive MIMO Receive Array with Overlapped Subarrays

To improve the accuracy of direction-of-arrival (DOA) estimation, a deep learning (DL)-based method called CDAE-DNN is proposed for hybrid analog and digital (HAD) massive MIMO receive array with overlapped subarray (OSA) architecture in this paper. In the proposed method, the sample covariance matrix (SCM) is first input to a convolution denoise autoencoder (CDAE) to remove the approximation error, then the output of CDAE is imported to a fully-connected (FC) network to get the estimation result. Based on the simulation results, the proposed CDAE-DNN has great performance advantages over traditional MUSIC algorithm and CNN-based method, especially in the situations with low signal to noise ratio (SNR) and low snapshot numbers. And the OSA architecture has also been shown to significantly improve the estimation accuracy compared to non-overlapped subarray (NOSA) architecture. In addition, the Cramer-Rao lower bound (CRLB) for the HAD-OSA architecture is presented.

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arXiv2022

Active Reconfigurable Intelligent Surface for Mobile Edge Computing

This paper investigates an active reconfigurable intelligent surface (RIS)-aided mobile edge computing (MEC) system. Compared with passive RIS, the active RIS is equipped with active reflective amplifier, which can effectively circumvent the "double path loss" attenuation. We propose a joint computing and communication design to minimize the maximum computational latency (MCL), subject to both the phase shift constraints and the edge computing capability constraints. Specifically, the original problem is decoupled into four subproblems, and then the block coordinate descent (BCD) method and the successive convex approximation (SCA) method are applied to alternately optimize the subproblems. The simulation results show that with the same power budget, the performance gain achieved by the active RIS is much larger than that by the passive RIS.

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arXiv2022

Statistical CSI-based Beamforming for RIS-Aided Multiuser MISO Systems using Deep Reinforcement Learning

The paper presents a joint beamforming algorithm using statistical channel state information (S-CSI) for reconfigurable intelligent surfaces (RIS) for multiuser MISO wireless communications. We used S-CSI, which is a long-term average of the cascaded channel as opposed to instantaneous CSI utilized in most existing works. Through this method, the overhead of channel estimation is dramatically reduced. We propose a proximal policy optimization (PPO) algorithm which is a well-known actor-critic based reinforcement learning (RL) algorithm to solve the optimization problem. To test the efficacy of this algorithm, simulation results are presented along with evaluations of key system parameters, including the Rician factor and RIS location, on the achievable sum rate of the users.

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arXiv2022

Experimental Performance Evaluation of Cell-free Massive MIMO Systems Using COTS RRU with OTA Reciprocity Calibration and Phase Synchronization

Downlink coherent multiuser transmission is an essential technique for cell-free massive multiple-input multiple output (MIMO) systems, and the availability of channel state information (CSI) at the transmitter is a basic requirement. To avoid CSI feedback in a time-division duplex system, the uplink channel parameters should be calibrated to obtain the downlink CSI due to the radio frequency circuit mismatch of the transceiver. In this paper, a design of a reference signal for over-the-air reciprocity calibration is proposed. The frequency domain generated reference signals can make full use of the flexible frame structure of the fifth generation (5G) new radio, which can be completely transparent to commercial off-the-shelf (COTS) remote radio units (RRUs) and commercial user equipments. To further obtain the calibration of multiple RRUs, an interleaved RRU grouping with a genetic algorithm is proposed, and an averaged Argos calibration algorithm is also presented. We develop a cell-free massive MIMO prototype system with COTS RRUs, demonstrate the statistical characteristics of the calibration error and the effectiveness of the calibration algorithm, and evaluate the impact of the calibration delay on the different cooperative transmission schemes.

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arXiv2022

Performance Analysis and Optimization for RIS-Assisted Multi-User Massive MIMO Systems with Imperfect Hardware

The paper studies a reconfigurable intelligent surface (RIS)-assisted multi-user uplink massive multiple-input multiple-output (MIMO) system with imperfect hardware. At the RIS, the paper considers phase noise, while at the base station, the paper takes into consideration the radio frequency impairments and low-resolution analog-to-digital converters. The paper derives approximate expressions for the ergodic achievable rate in closed forms under Rician fading channels. For the cases of infinite numbers of antennas and infinite numbers of reflecting elements, asymptotic data rates are derived to provide new design insights. The derived power scaling laws indicate that while guaranteeing a required system performance, the transmit power of the users can be scaled down at most by the factor 1/M when M goes infinite, or by the factor 1/(MN) when M and N go infinite, where M is the number of antennas and N is the number of the reflecting units. Furthermore, an optimization algorithm is proposed based on the genetic algorithm to solve the phase shift optimization problem with the aim of maximizing the sum rate of the system. Additionally, the optimization problem with discrete phase shifts is considered. Finally, numerical results are provided to validate the correctness of the analytical results.

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arXiv2022

Deep Reinforcement Learning for RIS-aided Multiuser Full-Duplex Secure Communications with Hardware Impairments

In this paper, we investigate a reconfigurable intelligent surface (RIS)-aided multiuser full-duplex secure communication system with hardware impairments at transceivers and RIS, where multiple eavesdroppers overhear the two-way transmitted signals simultaneously, and an RIS is applied to enhance the secrecy performance. Aiming at maximizing the sum secrecy rate (SSR), a joint optimization problem of the transmit beamforming at the base station (BS) and the reflecting beamforming at the RIS is formulated under the transmit power constraint of the BS and the unit modulus constraint of the phase shifters. As the environment is time-varying and the system is high-dimensional, this non-convex optimization problem is mathematically intractable. A deep reinforcement learning (DRL)-based algorithm is explored to obtain the satisfactory solution by repeatedly interacting with and learning from the dynamic environment. Extensive simulation results illustrate that the DRL-based secure beamforming algorithm is proved to be significantly effective in improving the SSR. It is also found that the performance of the DRL-based method can be greatly improved and the convergence speed of neural network can be accelerated with appropriate neural network parameters.

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arXiv2022

Multi-Pair D2D Communications Aided by An Active RIS over Spatially Correlated Channels with Phase Noise

This paper investigates a multi-pair device-to-device (D2D) communication system aided by an active reconfigurable intelligent surface (RIS) with phase noise and direct link. The approximate closed-form expression of the ergodic sum rate is derived over spatially correlated Rician fading channels with statistical channel state information (CSI). When the Rician factors go to infinity, the asymptotic expressions of the ergodic sum rates are presented to give insights in poor scattering environment. The power scaling law for the special case of a single D2D pair is presented without phase noise under uncorrelated Rician fading condition. Then, to solve the ergodic sum rate maximization problem, a method based on genetic algorithm (GA) is proposed for joint power control and discrete phase shifts optimization. Simulation results verify the accuracy of our derivations, and also show that the active RIS outperforms the passive RIS.

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arXiv2022

Two Low-complexity DOA Estimators for Massive/Ultra-massive MIMO Receive Array

Eigen-decomposition-based direction finding methods of using large-scale/ultra-large-scale fully-digital receive antenna arrays lead to a high or ultra-high complexity. To address the complexity dilemma, in this paper, three low-complexity estimators are proposed: partitioned subarray auto-correlation combining (PSAC), partitioned subarray cross-correlation combining (PSCC) and power iteration max correlation successive convex approximation (PI-Max-CSCA). Compared with the conventional no-partitioned direction finding method like root multiple signal classification (Root-MUSIC), in the PSAC method, the total set of antennas are equally partitioned into subsets of antennas, called subarrays, each subarray performs independent DOA estimation, and all DOA estimates are coherently combined to give the final estimation. For a better performance, the cross-correlation among sub-arrays is further exploited in the PSCC method to achieve the near-Cramer-Rao lower bound (CRLB) performance with the help of auto-correlation. To further reduce the complexity, in the PI-Max-CSCA method, using a fraction of all subarrays to make an initial coarse direction measurement (ICDM), the power iterative method is adopted to compute the more precise steering vector (SV) by exploiting the total array, and a more accurate DOA value is found using ICDM and SV through the maximum correlation method solved by successive convex approximation. Simulation results show that as the number of antennas goes to large-scale, the proposed three methods can achieve a dramatic complexity reduction over conventional Root-MUISC. Particularly, the PSCC and PI-Max-CSCA can reach the CRLB while the PSAC shows a substantial performance loss.

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