SearcharxivSearch

arXiv subjects

Mark Gales

Publications and source records attributed to Mark Gales.

At least 19 recordsLinked to original sources

Uncertainty-based Debiasing and Unlearning for Decontamination

Benchmark-based evaluation is the dominant paradigm for assessing large language model (LLM) capabilities, yet data contamination inflates reported performance and undermines fair comparison. Existing decontamination methods are evaluated solely through aggregate accuracy, which can obscure substantial differences in per-sample model behaviour, and many require access to an uncontaminated model. In this paper, we propose a sample-level evaluation framework for decontamination that complements accuracy-based assessment with distributional distance metrics, measuring how closely a decontaminated model recovers the output distribution of an uncontaminated model on each sample. Building on this framework, we introduce Uncertainty-Based Decontamination (UBD), a family of methods that leverage deep ensembles of the contaminated model to estimate per-sample memorization without requiring a uncontaminated model or knowledge of which samples are contaminated. UBD estimates a per-sample correction scalar from ensemble uncertainty, which is used to construct a debiased target distribution that suppresses the inflated probability mass on correct answers induced by contamination. This target is then used either as a post-hoc output correction (debiasing) or as a soft training signal for parameter update (unlearning). Experiments on MMLU-Pro and MATH-MCQA across multiple LLM backbones demonstrate that UBD produces per-sample output distributions substantially closer to those of an uncontaminated model than paraphrasing or choice-permutation baselines, while preserving model performance on uncontaminated data.

cs.CY

To Be Multimodal or Not to Be: Query-Adaptive Audio-Visual Person Retrieval via Active Modality Detection

When retrieving a person from a video archive by voice and face, should the system be multimodal or not? In real-world broadcast archives, unlike curated benchmarks, a target may be heard but unseen, seen but unheard, or both. Fusing scores from an absent modality injects noise, degrading precision below the best unimodal system. We propose a query-adaptive framework that detects active modalities via cross-modal score consistency: when both modalities are active, files retrieved by one also score highly on the other; this agreement breaks down when a modality is absent. Classifiers driven by these cross-modal features achieve 89% detection accuracy. On the BBC Rewind corpus (with over 12,000 broadcast videos) the adaptive system attains 94.2% P@1, outperforming speaker-only (82.9%), face-only (93.4%), and fixed fusion (90.0%), recovering 64% of the gap to an oracle with ground-truth modality labels (96.6%).

cs.CL

The Impact of Editorial Intervention on Detecting Native Language Traces

Native Language Identification (NLI) is the task of determining an author's native language (L1) from their non-native writing. With the advent of human-AI co-authorship, learner texts are routinely corrected and rewritten by large language models, fundamentally altering the linguistic features NLI approaches depend on. In this paper, we investigate the robustness of L1 traces across increasing degrees of editorial intervention. By processing 450 essays from the Write & Improve 2024 (W&I) corpus through varying levels of grammatical error correction and paraphrasing, we demonstrate that L1 attribution does not depend solely on surface-level errors. Instead, the detection models appear to leverage deeper L1-related features, including unidiomatic lexico-semantic choices and pragmatic transfer. We find that minimal edits preserve these structural traces and maintain high L1 attribution accuracy. In contrast, fluency edits and paraphrasing normalize these L1 features, leading to a sharp decline in performance.

cs.CL

Towards Self-Referential Analytic Assessment: A Profile-Based Approach to L2 Writing Evaluation with LLMs

Automated essay scoring (AES) research often relies on rank-based correlation metrics to validate analytic assessment. However, such metrics obscure both intrinsic intercorrelations among analytic dimensions that arise from the structure of writing proficiency itself and halo effects, whereby holistic impressions bleed into fine-grained component scores. As a result, high correlations may mask a system's true diagnostic behaviour. In this study, we propose a novel self-referential assessment evaluation framework that focuses on identifying intra-learner strengths and weaknesses rather than assessing inter-learner rankings. We conduct experiments on the publicly available ICNALE GRA, a uniquely dense second-language writing dataset annotated holistically and analytically by up to 80 trained raters. To obtain reliable reference scores, we apply two-facet Rasch modelling to calibrate rater severity and derive fair average scores across ten analytic aspects and holistic proficiency. We compare the analytic scoring performance of human operational raters and three large language models (LLMs) in a zero-shot setting. Our results show that LLMs tend to outperform single human raters in identifying relative weaknesses (negative feedback) across several proficiency aspects, while human raters remain stronger at identifying relative strengths (positive feedback). Overall, our findings highlight the limitations of rank-based evaluation for analytic assessment and demonstrate the value of intra-learner, profile-based methods for assessing and deploying LLMs in AES.

cs.CL

Exploiting the English Grammar Profile for L2 grammatical analysis with LLMs

Evaluating the grammatical competence of second language (L2) learners is essential both for providing targeted feedback and for assessing proficiency. To achieve this, we propose a novel framework leveraging the English Grammar Profile (EGP), a taxonomy of grammatical constructs mapped to the proficiency levels of the Common European Framework of Reference (CEFR), to detect learners' attempts at grammatical constructs and classify them as successful or unsuccessful. This detection can then be used to provide fine-grained feedback. Moreover, the grammatical constructs are used as predictors of proficiency assessment by using automatically detected attempts as predictors of holistic CEFR proficiency. For the selection of grammatical constructs derived from the EGP, rule-based and LLM-based classifiers are compared. We show that LLMs outperform rule-based methods on semantically and pragmatically nuanced constructs, while rule-based approaches remain competitive for constructs that rely purely on morphological or syntactic features and do not require semantic interpretation. For proficiency assessment, we evaluate both rule-based and hybrid pipelines and show that a hybrid approach combining a rule-based pre-filter with an LLM consistently yields the strongest performance. Since our framework operates on pairs of original learner sentences and their corrected counterparts, we also evaluate a fully automated pipeline using automatic grammatical error correction. This pipeline closely approaches the performance of semi-automated systems based on manual corrections, particularly for the detection of successful attempts at grammatical constructs. Overall, our framework emphasises learners' successful attempts in addition to unsuccessful ones, enabling positive, formative feedback and providing actionable insights into grammatical development.

cs.CL

Detect, Attend and Extract: Keyword Guided Target Speaker Extraction

Target speaker extraction (TSE) aims to extract the speech of a target speaker from mixtures containing multiple competing speakers. Conventional TSE systems predominantly rely on speaker cues, such as pre-enrolled speech, to identify and isolate the target speaker. However, in many practical scenarios, clean enrollment utterances are unavailable, limiting the applicability of existing approaches. In this work, we propose DAE-TSE, a keyword-guided TSE framework that specifies the target speaker through distinct keywords they utter. By leveraging keywords (i.e., partial transcriptions) as cues, our approach provides a flexible and practical alternative to enrollment-based TSE. DAE-TSE follows the Detect-Attend-Extract (DAE) paradigm: it first detects the presence of the given keywords, then attends to the corresponding speaker based on the keyword content, and finally extracts the target speech. Experimental results demonstrate that DAE-TSE outperforms standard TSE systems that rely on clean enrollment speech. To the best of our knowledge, this is the first study to utilize partial transcription as a cue for specifying the target speaker in TSE, offering a flexible and practical solution for real-world scenarios. Our code and demo page are now publicly available.

eess.AS

Natural Language-based Assessment of L2 Oral Proficiency using LLMs

Natural language-based assessment (NLA) is an approach to second language assessment that uses instructions - expressed in the form of can-do descriptors - originally intended for human examiners, aiming to determine whether large language models (LLMs) can interpret and apply them in ways comparable to human assessment. In this work, we explore the use of such descriptors with an open-source LLM, Qwen 2.5 72B, to assess responses from the publicly available S&I Corpus in a zero-shot setting. Our results show that this approach - relying solely on textual information - achieves competitive performance: while it does not outperform state-of-the-art speech LLMs fine-tuned for the task, it surpasses a BERT-based model trained specifically for this purpose. NLA proves particularly effective in mismatched task settings, is generalisable to other data types and languages, and offers greater interpretability, as it is grounded in clearly explainable, widely applicable language descriptors.

eess.AS

Exploiting the English Vocabulary Profile for L2 word-level vocabulary assessment with LLMs

Vocabulary use is a fundamental aspect of second language (L2) proficiency. To date, its assessment by automated systems has typically examined the context-independent, or part-of-speech (PoS) related use of words. This paper introduces a novel approach to enable fine-grained vocabulary evaluation exploiting the precise use of words within a sentence. The scheme combines large language models (LLMs) with the English Vocabulary Profile (EVP). The EVP is a standard lexical resource that enables in-context vocabulary use to be linked with proficiency level. We evaluate the ability of LLMs to assign proficiency levels to individual words as they appear in L2 learner writing, addressing key challenges such as polysemy, contextual variation, and multi-word expressions. We compare LLMs to a PoS-based baseline. LLMs appear to exploit additional semantic information that yields improved performance. We also explore correlations between word-level proficiency and essay-level proficiency. Finally, the approach is applied to examine the consistency of the EVP proficiency levels. Results show that LLMs are well-suited for the task of vocabulary assessment.

cs.CL

Universal Acoustic Adversarial Attacks for Flexible Control of Speech-LLMs

The combination of pre-trained speech encoders with large language models has enabled the development of speech LLMs that can handle a wide range of spoken language processing tasks. While these models are powerful and flexible, this very flexibility may make them more vulnerable to adversarial attacks. To examine the extent of this problem, in this work we investigate universal acoustic adversarial attacks on speech LLMs. Here a fixed, universal, adversarial audio segment is prepended to the original input audio. We initially investigate attacks that cause the model to either produce no output or to perform a modified task overriding the original prompt. We then extend the nature of the attack to be selective so that it activates only when specific input attributes, such as a speaker gender or spoken language, are present. Inputs without the targeted attribute should be unaffected, allowing fine-grained control over the model outputs. Our findings reveal critical vulnerabilities in Qwen2-Audio and Granite-Speech and suggest that similar speech LLMs may be susceptible to universal adversarial attacks. This highlights the need for more robust training strategies and improved resistance to adversarial attacks.

cs.CL

Unlearning vs. Obfuscation: Are We Truly Removing Knowledge?

Unlearning has emerged as a critical capability for large language models (LLMs) to support data privacy, regulatory compliance, and ethical AI deployment. Recent techniques often rely on obfuscation by injecting incorrect or irrelevant information to suppress knowledge. Such methods effectively constitute knowledge addition rather than true removal, often leaving models vulnerable to probing. In this paper, we formally distinguish unlearning from obfuscation and introduce a probing-based evaluation framework to assess whether existing approaches genuinely remove targeted information. Moreover, we propose DF-MCQ, a novel unlearning method that flattens the model predictive distribution over automatically generated multiple-choice questions using KL-divergence, effectively removing knowledge about target individuals and triggering appropriate refusal behaviour. Experimental results demonstrate that DF-MCQ achieves unlearning with over 90% refusal rate and a random choice-level uncertainty that is much higher than obfuscation on probing questions.

cs.LG

Speaker Retrieval in the Wild: Challenges, Effectiveness and Robustness

There is a growing abundance of publicly available or company-owned audio/video archives, highlighting the increasing importance of efficient access to desired content and information retrieval from these archives. This paper investigates the challenges, solutions, effectiveness, and robustness of speaker retrieval systems developed "in the wild" which involves addressing two primary challenges: extraction of task-relevant labels from limited metadata for system development and evaluation, as well as the unconstrained acoustic conditions encountered in the archive, ranging from quiet studios to adverse noisy environments. While we focus on the publicly-available BBC Rewind archive (spanning 1948 to 1979), our framework addresses the broader issue of speaker retrieval on extensive and possibly aged archives with no control over the content and acoustic conditions. Typically, these archives offer a brief and general file description, mostly inadequate for specific applications like speaker retrieval, and manual annotation of such large-scale archives is unfeasible. We explore various aspects of system development (e.g., speaker diarisation, embedding extraction, query selection) and analyse the challenges, possible solutions, and their functionality. To evaluate the performance, we conduct systematic experiments in both clean setup and against various distortions simulating real-world applications. Our findings demonstrate the effectiveness and robustness of the developed speaker retrieval systems, establishing the versatility and scalability of the proposed framework for a wide range of applications beyond the BBC Rewind corpus.

cs.SD

SkillAggregation: Reference-free LLM-Dependent Aggregation

Large Language Models (LLMs) are increasingly used to assess NLP tasks due to their ability to generate human-like judgments. Single LLMs were used initially, however, recent work suggests using multiple LLMs as judges yields improved performance. An important step in exploiting multiple judgements is the combination stage, aggregation. Existing methods in NLP either assign equal weight to all LLM judgments or are designed for specific tasks such as hallucination detection. This work focuses on aggregating predictions from multiple systems where no reference labels are available. A new method called SkillAggregation is proposed, which learns to combine estimates from LLM judges without needing additional data or ground truth. It extends the Crowdlayer aggregation method, developed for image classification, to exploit the judge estimates during inference. The approach is compared to a range of standard aggregation methods on HaluEval-Dialogue, TruthfulQA and Chatbot Arena tasks. SkillAggregation outperforms Crowdlayer on all tasks, and yields the best performance over all approaches on the majority of tasks.

cs.CL

Finetuning LLMs for Comparative Assessment Tasks

Automated assessment in natural language generation is a challenging task. Instruction-tuned large language models (LLMs) have shown promise in reference-free evaluation, particularly through comparative assessment. However, the quadratic computational complexity of pairwise comparisons limits its scalability. To address this, efficient comparative assessment has been explored by applying comparative strategies on zero-shot LLM probabilities. We propose a framework for finetuning LLMs for comparative assessment to align the model's output with the target distribution of comparative probabilities. By training on soft probabilities, our approach improves state-of-the-art performance while maintaining high performance with an efficient subset of comparisons.

cs.CL

ASR Error Correction using Large Language Models

Error correction (EC) models play a crucial role in refining Automatic Speech Recognition (ASR) transcriptions, enhancing the readability and quality of transcriptions. Without requiring access to the underlying code or model weights, EC can improve performance and provide domain adaptation for black-box ASR systems. This work investigates the use of large language models (LLMs) for error correction across diverse scenarios. 1-best ASR hypotheses are commonly used as the input to EC models. We propose building high-performance EC models using ASR N-best lists which should provide more contextual information for the correction process. Additionally, the generation process of a standard EC model is unrestricted in the sense that any output sequence can be generated. For some scenarios, such as unseen domains, this flexibility may impact performance. To address this, we introduce a constrained decoding approach based on the N-best list or an ASR lattice. Finally, most EC models are trained for a specific ASR system requiring retraining whenever the underlying ASR system is changed. This paper explores the ability of EC models to operate on the output of different ASR systems. This concept is further extended to zero-shot error correction using LLMs, such as ChatGPT. Experiments on three standard datasets demonstrate the efficacy of our proposed methods for both Transducer and attention-based encoder-decoder ASR systems. In addition, the proposed method can serve as an effective method for model ensembling.

cs.CL

Controlling Whisper: Universal Acoustic Adversarial Attacks to Control Speech Foundation Models

Speech enabled foundation models, either in the form of flexible speech recognition based systems or audio-prompted large language models (LLMs), are becoming increasingly popular. One of the interesting aspects of these models is their ability to perform tasks other than automatic speech recognition (ASR) using an appropriate prompt. For example, the OpenAI Whisper model can perform both speech transcription and speech translation. With the development of audio-prompted LLMs there is the potential for even greater control options. In this work we demonstrate that with this greater flexibility the systems can be susceptible to model-control adversarial attacks. Without any access to the model prompt it is possible to modify the behaviour of the system by appropriately changing the audio input. To illustrate this risk, we demonstrate that it is possible to prepend a short universal adversarial acoustic segment to any input speech signal to override the prompt setting of an ASR foundation model. Specifically, we successfully use a universal adversarial acoustic segment to control Whisper to always perform speech translation, despite being set to perform speech transcription. Overall, this work demonstrates a new form of adversarial attack on multi-tasking speech enabled foundation models that needs to be considered prior to the deployment of this form of model.

cs.SD

Cross-Lingual Transfer Learning for Speech Translation

There has been increasing interest in building multilingual foundation models for NLP and speech research. This paper examines how to expand the speech translation capability of these models with restricted data. Whisper, a speech foundation model with strong performance on speech recognition and English translation, is used as the example model. Using speech-to-speech retrieval to analyse the audio representations generated by the encoder, we show that utterances from different languages are mapped to a shared semantic space. This shared embedding space can then be leveraged for zero-shot cross-lingual transfer in speech translation. By fine-tuning the Whisper decoder with only English-to-Chinese speech translation data, improved performance for translation to Chinese can be obtained for multiple languages, in addition to English. Furthermore, for languages related to those seen in training it is possible to perform speech translation, despite the model never seeing the language in training, or being able to perform transcription.

cs.CL

CrossCheckGPT: Universal Hallucination Ranking for Multimodal Foundation Models

Multimodal foundation models are prone to hallucination, generating outputs that either contradict the input or are not grounded by factual information. Given the diversity in architectures, training data and instruction tuning techniques, there can be large variations in systems' susceptibility to hallucinations. To assess system hallucination robustness, hallucination ranking approaches have been developed for specific tasks such as image captioning, question answering, summarization, or biography generation. However, these approaches typically compare model outputs to gold-standard references or labels, limiting hallucination benchmarking for new domains. This work proposes "CrossCheckGPT", a reference-free universal hallucination ranking for multimodal foundation models. The core idea of CrossCheckGPT is that the same hallucinated content is unlikely to be generated by different independent systems, hence cross-system consistency can provide meaningful and accurate hallucination assessment scores. CrossCheckGPT can be applied to any model or task, provided that the information consistency between outputs can be measured through an appropriate distance metric. Focusing on multimodal large language models that generate text, we explore two information consistency measures: CrossCheck-explicit and CrossCheck-implicit. We showcase the applicability of our method for hallucination ranking across various modalities, namely the text, image, and audio-visual domains. Further, we propose the first audio-visual hallucination benchmark, "AVHalluBench", and illustrate the effectiveness of CrossCheckGPT, achieving correlations of 98% and 89% with human judgements on MHaluBench and AVHalluBench, respectively.

cs.CL

Question-Based Retrieval using Atomic Units for Enterprise RAG

Enterprise retrieval augmented generation (RAG) offers a highly flexible framework for combining powerful large language models (LLMs) with internal, possibly temporally changing, documents. In RAG, documents are first chunked. Relevant chunks are then retrieved for a user query, which are passed as context to a synthesizer LLM to generate the query response. However, the retrieval step can limit performance, as incorrect chunks can lead the synthesizer LLM to generate a false response. This work applies a zero-shot adaptation of standard dense retrieval steps for more accurate chunk recall. Specifically, a chunk is first decomposed into atomic statements. A set of synthetic questions are then generated on these atoms (with the chunk as the context). Dense retrieval involves finding the closest set of synthetic questions, and associated chunks, to the user query. It is found that retrieval with the atoms leads to higher recall than retrieval with chunks. Further performance gain is observed with retrieval using the synthetic questions generated over the atoms. Higher recall at the retrieval step enables higher performance of the enterprise LLM using the RAG pipeline.

cs.CL