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Shaodan Ma

Publications and source records attributed to Shaodan Ma.

At least 55 records · Page 3Linked to original sources

Achievable Rate Analysis and Optimization of Double-RIS Assisted Spatially Correlated MIMO with Statistical CSI

Reconfigurable intelligent surface (RIS) is a novel meta-material which can form a smart radio environment by dynamically altering reflection directions of the impinging electromagnetic waves. In the prior literature, the inter-RIS links which also contribute to the performance of the whole system are usually neglected when multiple RISs are deployed. In this paper we investigate a general double-RIS assisted multiple-input multiple-output (MIMO) wireless communication system under spatially correlated non line-of-sight propagation channels, where the cooperation of the double RISs is also considered. The design objective is to maximize the achievable ergodic rate based on full statistical channel state information (CSI). Specifically, we firstly present a closed-form asymptotic expression for the achievable ergodic rate by utilizing replica method from statistical physics. Then a full statistical CSI-enabled optimal design is proposed which avoids high pilot training overhead compared to instantaneous CSI-enabled design. To further reduce the signal processing overhead and lower the complexity for practical realization, a common-phase scheme is proposed to design the double RISs. Simulation results show that the derived asymptotic ergodic rate is quite accurate even for small-sized antenna arrays. And the proposed optimization algorithm can achieve substantial gain at the expense of a low overhead and complexity. Furthermore, the cooperative double-RIS assisted MIMO framework is proven to achieve superior ergodic rate performance and high communication reliability under harsh propagation environment.

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Variational Bayesian Learning Based Localization and Channel Reconstruction in RIS-aided Systems

The emerging immersive and autonomous services have posed stringent requirements on both communications and localization. By considering the great potential of reconfigurable intelligent surface (RIS), this paper focuses on the joint channel estimation and localization for RIS-aided wireless systems. As opposed to existing works that treat channel estimation and localization independently, this paper exploits the intrinsic coupling and nonlinear relationships between the channel parameters and user location for enhancement of both localization and channel reconstruction. By noticing the non-convex, nonlinear objective function and the sparser angle pattern, a variational Bayesian learning-based framework is developed to jointly estimate the channel parameters and user location through leveraging an effective approximation of the posterior distribution. The proposed framework is capable of unifying near-field and far-field scenarios owing to exploitation of sparsity of the angular domain. Since the joint channel and location estimation problem has a closed-form solution in each iteration, our proposed iterative algorithm performs better than the conventional particle swarm optimization (PSO) and maximum likelihood (ML) based ones in terms of computational complexity. Simulations demonstrate that the proposed algorithm almost reaches the Bayesian Cramer-Rao bound (BCRB) and achieves a superior estimation accuracy by comparing to the PSO and the ML algorithms.

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3D Multi-Target Localization Via Intelligent Reflecting Surface: Protocol and Analysis

With the emerging environment-aware applications, ubiquitous sensing is expected to play a key role in future networks. In this paper, we study a 3-dimensional (3D) multi-target localization system where multiple intelligent reflecting surfaces (IRSs) are applied to create virtual line-of-sight (LoS) links that bypass the base station (BS) and targets. To fully unveil the fundamental limit of IRS for sensing, we first study a single-target-single-IRS case and propose a novel \textit{two-stage localization protocol} by controlling the on/off state of IRS. To be specific, in the IRS-off stage, we derive the Cramér-Rao bound (CRB) of the azimuth/elevation direction-of-arrival (DoA) of the BS-target link and design a DoA estimator based on the MUSIC algorithm. In the IRS-on stage, the CRB of the azimuth/elevation DoA of the IRS-target link is derived and a simple DoA estimator based on the on-grid IRS beam scanning method is proposed. Particularly, the impact of echo signals reflected by IRS from different paths on sensing performance is analyzed. Moreover, we prove that the single-beam of the IRS is not capable of sensing, but it can be achieved with \textit{multi-beam}. Based on the two obtained DoAs, the 3D single-target location is constructed. We then extend to the multi-target-multi-IRS case and propose an \textit{IRS-adaptive sensing protocol} by controlling the on/off state of multiple IRSs, and a multi-target localization algorithm is developed. Simulation results demonstrate the effectiveness of our scheme and show that sub-meter-level positioning accuracy can be achieved.

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YOLO: An Efficient Terahertz Band Integrated Sensing and Communications Scheme with Beam Squint

Using communications signals for dynamic target sensing is an important component of integrated sensing and communications (ISAC). In this paper, we propose to utilize the beam squint effect to realize fast non-cooperative dynamic target sensing in massive multiple input and multiple output (MIMO) Terahertz band communications systems. Specifically, we construct a wideband channel model of the echo signals, and design a beamforming strategy that controls the range of beam squint by adjusting the values of phase shifters and true time delay lines. With this design, beams at different subcarriers can be aligned along different directions in a planned way. Then the received echo signals at different subcarriers will carry target information in different directions, based on which the targets' angles can be estimated through sophisticatedly designed algorithm. Moreover, we propose a supporting method based on extended array signal estimation, which utilizes the phase changes of different frequency subcarriers within different OFDM symbols to estimate the distance and velocity of dynamic targets. Interestingly, the proposed sensing scheme only needs to transmit and receive the signals once, which can be termed as You Only Listen Once (YOLO). Compared with the traditional ISAC method that requires time consuming beam sweeping, the proposed one greatly reduces the sensing overhead. Simulation results are provided to demonstrate the effectiveness of the proposed scheme.

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Integrated Sensing and Communications in Clutter Environment

In this paper, we propose a practical integrated sensing and communications (ISAC) framework to sense dynamic targets from clutter environment while ensuring users communications quality. To implement communications function and sensing function simultaneously, we design multiple communications beams that can communicate with the users as well as one sensing beam that can rotate and scan the entire space. To minimize the interference of sensing beam on existing communications systems, we divide the service area into sensing beam for sensing (S4S) sector and communications beam for sensing (C4S) sector, and provide beamforming design and power allocation optimization strategies for each type sector. Unlike most existing ISAC studies that ignore the interference of static environmental clutter on target sensing, we construct a mixed sensing channel model that includes both static environment and dynamic targets. When base station receives the echo signals, the mean phasor cancellation (MPC) method is employed to filter out the interference from static environmental clutter and to extract the effective dynamic target echoes. Then a complete and practical dynamic target sensing scheme is designed to detect the presence of dynamic targets and to estimate their angles, distances, and velocities. In particular, dynamic target detection and angle estimation are realized through angle-Doppler spectrum estimation (ADSE) and joint detection over multiple subcarriers (MSJD), while distance and velocity estimation are realized through the extended subspace algorithm. Simulation results demonstrate the effectiveness of the proposed scheme and its superiority over the existing methods that ignore environmental clutter.

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A Survey of Beam Management for mmWave and THz Communications Towards 6G

Communication in millimeter wave (mmWave) and even terahertz (THz) frequency bands is ushering in a new era of wireless communications. Beam management, namely initial access and beam tracking, has been recognized as an essential technique to ensure robust mmWave/THz communications, especially for mobile scenarios. However, narrow beams at higher carrier frequency lead to huge beam measurement overhead, which has a negative impact on beam acquisition and tracking. In addition, the beam management process is further complicated by the fluctuation of mmWave/THz channels, the random movement patterns of users, and the dynamic changes in the environment. For mmWave and THz communications toward 6G, we have witnessed a substantial increase in research and industrial attention on artificial intelligence (AI), reconfigurable intelligent surface (RIS), and integrated sensing and communications (ISAC). The introduction of these enabling technologies presents both open opportunities and unique challenges for beam management. In this paper, we present a comprehensive survey on mmWave and THz beam management. Further, we give some insights on technical challenges and future research directions in this promising area.

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Semi-Passive Intelligent Reflecting Surface Enabled Sensing Systems

Intelligent reflecting surface (IRS) has garnered growing interest and attention due to its potential for facilitating and supporting wireless communications and sensing. This paper studies a semi-passive IRS-enabled sensing system, where an IRS consists of both passive reflecting elements and active sensors. Our goal is to minimize the Cramér-Rao bound (CRB) for parameter estimation under both point and extended target cases. Towards this goal, we begin by deriving the CRB for the direction-of-arrival (DoA) estimation in closed-form and then theoretically analyze the IRS reflecting elements and sensors allocation design based on the CRB under the point target case with a single-antenna base station (BS). To efficiently solve the corresponding optimization problem for the case with a multi-antenna BS, we propose an efficient algorithm by jointly optimizing the IRS phase shifts and the BS beamformers. Under the extended target case, the CRB for the target response matrix (TRM) estimation is minimized via the optimization of the BS transmit beamformers. Moreover, we explore the influence of various system parameters on the CRB and compare these effects to those observed under the point target case. Simulation results show the effectiveness of the semi-passive IRS and our proposed beamforming design for improving the performance of the sensing system.

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Integrated Sensing and Communication with Reconfigurable Distributed Antenna and Reflecting Surface: Joint Beamforming and Mode Selection

This paper presents a new integrated sensing and communication (ISAC) framework, leveraging the recent advancements of reconfigurable distributed antenna and reflecting surface (RDARS). RDARS is a programmable surface structure comprising numerous elements, each of which can be flexibly configured to operate either in a reflection mode, resembling a passive reconfigurable intelligent surface (RIS), or in a connected mode, functioning as a remote transmit or receive antenna. Our RDARS-aided ISAC framework effectively mitigates the adverse impact of multiplicative fading when compared to the passive RIS-aided ISAC, and reduces cost and energy consumption when compared to the active RIS-aided ISAC. Within our RDARS-aided ISAC framework, we consider a radar output signal-to-noise ratio (SNR) maximization problem under communication constraints to jointly optimize the active transmit beamforming matrix of the base station (BS), the reflection and mode selection matrices of RDARS, and the receive filter. To tackle the inherent non-convexity and the binary integer optimization introduced by the mode selection in this optimization challenge, we propose an efficient iterative algorithm with proved convergence based on majorization minimization (MM) and penalty-based methods.Numerical and simulation results demonstrate the superior performance of our new framework, and clearly verify substantial distribution, reflection as well as selection gains obtained by properly configuring the RDARS.

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HARQ-IR Aided Short Packet Communications: BLER Analysis and Throughput Maximization

This paper introduces hybrid automatic repeat request with incremental redundancy (HARQ-IR) to boost the reliability of short packet communications. The finite blocklength information theory and correlated decoding events tremendously preclude the analysis of average block error rate (BLER). Fortunately, the recursive form of average BLER motivates us to calculate its value through the trapezoidal approximation and Gauss-Laguerre quadrature. Moreover, the asymptotic analysis is performed to derive a simple expression for the average BLER at high signal-to-noise ratio (SNR). Then, we study the maximization of long term average throughput (LTAT) via power allocation meanwhile ensuring the power and the BLER constraints. For tractability, the asymptotic BLER is employed to solve the problem through geometric programming (GP). However, the GP-based solution underestimates the LTAT at low SNR due to a large approximation error in this case. Alternatively, we also develop a deep reinforcement learning (DRL)-based framework to learn power allocation policy. In particular, the optimization problem is transformed into a constrained Markov decision process, which is solved by integrating deep deterministic policy gradient (DDPG) with subgradient method. The numerical results finally demonstrate that the DRL-based method outperforms the GP-based one at low SNR, albeit at the cost of increasing computational burden.

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RDARS Empowered Massive MIMO System: Two-Timescale Transceiver Design with Imperfect CSI

In this paper, we investigate a novel reconfigurable distributed antennas and reflecting surface (RDARS) aided multi-user massive MIMO system with imperfect CSI and propose a practical two-timescale (TTS) transceiver design to reduce the communication overhead and computational complexity of the system. In the RDARS-aided system, not only distribution gain but also reflection gain can be obtained by a flexible combination of the distributed antennas and reflecting surface, which differentiates the system from the others and also makes the TTS design challenging. To enable the optimal TTS transceiver design, the achievable rate of the system is first derived in closed-form. Then the TTS design aiming at the weighted sum rate maximization is considered. To solve the challenging non-convex optimization problem with high-order design variables, i.e., the transmit powers and the phase shifts at the RDARS, a block coordinate descent based method is proposed to find the optimal solutions in semi-closed forms iteratively. Specifically, two efficient algorithms are proposed with provable convergence for the optimal phase shift design, i.e., Riemannian Gradient Ascent based algorithm by exploiting the unit-modulus constraints, and Two-Tier Majorization-Minimization based algorithm with closed-form optimal solutions in each iteration. Simulation results validate the effectiveness of the proposed algorithm and demonstrate the superiority of deploying RDARS in massive MIMO systems to provide substantial rate improvement with a significantly reduced total number of active antennas/RF chains and lower transmit power when compared to the DAS and RIS-aided systems.

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Pay Less But Get More: A Dual-Attention-based Channel Estimation Network for Massive MIMO Systems with Low-Density Pilots

To reap the promising benefits of massive multiple-input multiple-output (MIMO) systems, accurate channel state information (CSI) is required through channel estimation. However, due to the complicated wireless propagation environment and large-scale antenna arrays, precise channel estimation for massive MIMO systems is significantly challenging and costs an enormous training overhead. Considerable time-frequency resources are consumed to acquire sufficient accuracy of CSI, which thus severely degrades systems' spectral and energy efficiencies. In this paper, we propose a dual-attention-based channel estimation network (DACEN) to realize accurate channel estimation via low-density pilots, by jointly learning the spatial-temporal domain features of massive MIMO channels with the temporal attention module and the spatial attention module. To further improve the estimation accuracy, we propose a parameter-instance transfer learning approach to transfer the channel knowledge learned from the high-density pilots pre-acquired during the training dataset collection period. Experimental results reveal that the proposed DACEN-based method achieves better channel estimation performance than the existing methods under various pilot-density settings and signal-to-noise ratios. Additionally, with the proposed parameter-instance transfer learning approach, the DACEN-based method achieves additional performance gain, thereby further demonstrating the effectiveness and superiority of the proposed method.

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Reconfigurable Intelligent Surface-Enabled Gridless DoA Estimation System for NLoS Scenarios

The conventional direction-of-arrival (DoA) estimation approaches only be effective when the line-of-sight (LoS) link exists, while in the case of the non-line-of-sight (NLoS) situation, the spatial angle can not be captured and thus the DoA estimation performance would be significantly degraded. To address this challenge, a novel reconfigurable intelligent surface (RIS)- enabled gridless DoA estimation approach is proposed, where the RIS can establish the virtual LoS link between the base station (BS) and the targets. For extracting the statistics of the signal, the RIS-enabled signal model in the covariance domain is proposed. Then we estimate the noise variance by constraining the Frobenius norm of the measurement error matrix to obtain the RIS-enabled covariance matrix free of noise nuisance. Additionally, we reconstruct the Hermitian Toeplitz matrix by addressing the atom norm minimization (ANM) problem. To ease the calculation burden, an efficient iterative approach finally is designed to solve the ANM problem via the alternating direction method of multipliers (ADMM). Numerical experiments validate the robustness of the proposed method against the benchmark in terms of computational efficiency and multi-source DoA estimation precision.

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Intelligent Reflecting Surface Aided Multi-Tier Hybrid Computing

The digital twin edge network (DITEN) aims to integrate mobile edge computing (MEC) and digital twin (DT) to provide real-time system configuration and flexible resource allocation for the sixth-generation network. This paper investigates an intelligent reflecting surface (IRS)-aided multi-tier hybrid computing system that can achieve mutual benefits for DT and MEC in the DITEN. For the first time, this paper presents the opportunity to realize the network-wide convergence of DT and MEC. In the considered system, specifically, over-the-air computation (AirComp) is employed to monitor the status of the DT system, while MEC is performed with the assistance of DT to provide low-latency computing services. Besides, the IRS is utilized to enhance signal transmission and mitigate interference among heterogeneous nodes. We propose a framework for designing the hybrid computing system, aiming to maximize the sum computation rate under communication and computation resources constraints. To tackle the non-convex optimization problem, alternative optimization and successive convex approximation techniques are leveraged to decouple variables and then transform the problem into a more tractable form. Simulation results verify the effectiveness of the proposed algorithm and demonstrate the IRS can significantly improve the system performance with appropriate phase shift configurations. Moreover, the results indicate that the DT assisted MEC system can precisely achieve the balance between local computing and task offloading since real-time system status can be obtained with the help of DT.

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Spectral-Efficiency and Energy-Efficiency of Variable-Length XP-HARQ

A variable-length cross-packet hybrid automatic repeat request (VL-XP-HARQ) is proposed to boost the spectral efficiency (SE) and the energy efficiency (EE) of communications. The SE is firstly derived in terms of the outage probabilities, with which the SE is proved to be upper bounded by the ergodic capacity (EC). Moreover, to facilitate the maximization of the SE, the asymptotic outage probability is obtained at high signal-to-noise ratio (SNR), with which the SE is maximized by properly choosing the number of new information bits while guaranteeing outage requirement. By applying Dinkelbach's transform, the fractional objective function is transformed into a subtraction form, which can be decomposed into multiple sub-problems through alternating optimization. By noticing that the asymptotic outage probability is a convex function, each sub-problem can be easily relaxed to a convex problem by adopting successive convex approximation (SCA). Besides, the EE of VL-XP-HARQ is also investigated. An upper bound of the EE is found and proved to be attainable. Furthermore, by aiming at maximizing the EE via power allocation while confining outage within a certain constraint, the methods to the maximization of SE are invoked to solve the similar fractional problem. Finally, numerical results are presented for verification.

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Reconfigurable Distributed Antennas and Reflecting Surface: A New Architecture for Wireless Communications

Distributed Antenna Systems (DASs) employ multiple antenna arrays in remote radio units to achieve highly directional transmission and provide great coverage performance for future-generation networks. However, the utilization of active antenna arrays results in a significant increase in hardware costs and power consumption for DAS. To address these issues, integrating DAS with Reconfigurable Intelligent Surfaces (RIS) offers a viable approach to ensure transmission performance while maintaining low hardware costs and power consumption. To incorporate the merits of RIS into the DAS from practical consideration, a novel architecture of ``Reconfigurable Distributed Antennas and Reflecting Surfaces (RDARS)'' is proposed in this paper. Specifically, based on the design of the additional direct-through state together with the existing high-quality fronthaul link, any element of the RDARS can be dynamically programmed to connect with the base station (BS) via fibers and perform the connected mode as remote distributed antennas of the BS to receive or transmit signals. Additionally, RDARS also inherits the low-cost and low-energy-consumption benefits of fully passive RISs by default configuring the elements as passive to perform the reflection mode. As a result, RDARS offers flexible control over the trade-off between distribution gain and reflection gain to enhance performance. The ergodic achievable rate under the RDARS architecture is analyzed and closed-form expression with meaningful insights is derived. The theoretical analysis and simulation results prove that the RDARS achieves a higher achievable rate than both DAS and RIS. A RDARS prototype with 256 elements is built for real experiments which shows that the RDARS-aided system can achieve an additional 21% and 170% throughput improvement over DAS and RIS-aided systems, respectively.

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Demo: Reconfigurable Distributed Antennas and Reflecting Surface (RDARS)-aided Integrated Sensing and Communication System

Integrated sensing and communication (ISAC) system has been envisioned as a promising technology to be applied in future applications requiring both communication and high-accuracy sensing. Different from most research focusing on theoretical analysis and optimization in the area of ISAC, we implement a reconfigurable distributed antennas and reflecting surfaces (RDARS)-aided ISAC system prototype to achieve the dual-functionalities with the communication signal. A RDARS, composed of programmable elements capable of switching between reflection mode and connected mode, is introduced to assist in uplink signal transmission and sensing. The developed RDARS-aided ISAC prototype achieves reliable user localization without compromising the communication rate, showcasing its potential for future 6G systems.

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Graph Convolutional Network Enabled Power-Constrained HARQ Strategy for URLLC

In this paper, a power-constrained hybrid automatic repeat request (HARQ) transmission strategy is developed to support ultra-reliable low-latency communications (URLLC). In particular, we aim to minimize the delivery latency of HARQ schemes over time-correlated fading channels, meanwhile ensuring the high reliability and limited power consumption. To ease the optimization, the simple asymptotic outage expressions of HARQ schemes are adopted. Furthermore, by noticing the non-convexity of the latency minimization problem and the intricate connection between different HARQ rounds, the graph convolutional network (GCN) is invoked for the optimal power solution owing to its powerful ability of handling the graph data. The primal-dual learning method is then leveraged to train the GCN weights. Consequently, the numerical results are presented for verification together with the comparisons among three HARQ schemes in terms of the latency and the reliability, where the three HARQ schemes include Type-I HARQ, HARQ with chase combining (HARQ-CC), and HARQ with incremental redundancy (HARQ-IR). To recapitulate, it is revealed that HARQ-IR offers the lowest latency while guaranteeing the demanded reliability target under a stringent power constraint, albeit at the price of high coding complexity.

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Deep Reinforcement Learning Empowered Rate Selection of XP-HARQ

The complex transmission mechanism of cross-packet hybrid automatic repeat request (XP-HARQ) hinders its optimal system design. To overcome this difficulty, this letter attempts to use the deep reinforcement learning (DRL) to solve the rate selection problem of XP-HARQ over correlated fading channels. In particular, the long term average throughput (LTAT) is maximized by properly choosing the incremental information rate for each HARQ round on the basis of the outdated channel state information (CSI) available at the transmitter. The rate selection problem is first converted into a Markov decision process (MDP), which is then solved by capitalizing on the algorithm of deep deterministic policy gradient (DDPG) with prioritized experience replay. The simulation results finally corroborate the superiority of the proposed XP-HARQ scheme over the conventional HARQ with incremental redundancy (HARQ-IR) and the XP-HARQ with only statistical CSI.

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