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Ye Shi

Publications and source records attributed to Ye Shi.

At least 73 records · Page 4Linked to original sources

Federated Learning from Vision-Language Foundation Models: Theoretical Analysis and Method

Integrating pretrained vision-language foundation models like CLIP into federated learning has attracted significant attention for enhancing generalization across diverse tasks. Typically, federated learning of vision-language models employs prompt learning to reduce communication and computational costs, i.e., prompt-based federated learning. However, there is limited theoretical analysis to understand the performance of prompt-based federated learning. In this work, we construct a theoretical analysis framework for prompt-based federated learning via feature learning theory. Specifically, we monitor the evolution of signal learning and noise memorization in prompt-based federated learning, demonstrating that performance can be assessed by the ratio of task-relevant to task-irrelevant coefficients. Furthermore, we draw an analogy between income and risk in portfolio optimization and the task-relevant and task-irrelevant terms in feature learning. Leveraging inspiration from portfolio optimization that combining two independent assets will maintain the income while reducing the risk, we introduce two prompts: global prompt and local prompt to construct a prompt portfolio to balance the generalization and personalization. Consequently, we showed the performance advantage of the prompt portfolio and derived the optimal mixing coefficient. These theoretical claims have been further supported by empirical experiments.

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Harmonizing Generalization and Personalization in Federated Prompt Learning

Federated Prompt Learning (FPL) incorporates large pre-trained Vision-Language models (VLM) into federated learning through prompt tuning. The transferable representations and remarkable generalization capacity of VLM make them highly compatible with the integration of federated learning. Addressing data heterogeneity in federated learning requires personalization, but excessive focus on it across clients could compromise the model's ability to generalize effectively. To preserve the impressive generalization capability of VLM, it is crucial to strike a balance between personalization and generalization in FPL. To tackle this challenge, we proposed Federated Prompt Learning with CLIP Generalization and low-rank Personalization (FedPGP), which employs pre-trained CLIP to provide knowledge-guidance on the global prompt for improved generalization and incorporates a low-rank adaptation term to personalize the global prompt. Further, FedPGP integrates a prompt-wise contrastive loss to achieve knowledge guidance and personalized adaptation simultaneously, enabling a harmonious balance between personalization and generalization in FPL. We conduct extensive experiments on various datasets to explore base-to-novel generalization in both category-level and domain-level scenarios with heterogeneous data, showing the superiority of FedPGP in balancing generalization and personalization.

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Monocular Human-Object Reconstruction in the Wild

Learning the prior knowledge of the 3D human-object spatial relation is crucial for reconstructing human-object interaction from images and understanding how humans interact with objects in 3D space. Previous works learn this prior from datasets collected in controlled environments, but due to the diversity of domains, they struggle to generalize to real-world scenarios. To overcome this limitation, we present a 2D-supervised method that learns the 3D human-object spatial relation prior purely from 2D images in the wild. Our method utilizes a flow-based neural network to learn the prior distribution of the 2D human-object keypoint layout and viewports for each image in the dataset. The effectiveness of the prior learned from 2D images is demonstrated on the human-object reconstruction task by applying the prior to tune the relative pose between the human and the object during the post-optimization stage. To validate and benchmark our method on in-the-wild images, we collect the WildHOI dataset from the YouTube website, which consists of various interactions with 8 objects in real-world scenarios. We conduct the experiments on the indoor BEHAVE dataset and the outdoor WildHOI dataset. The results show that our method achieves almost comparable performance with fully 3D supervised methods on the BEHAVE dataset, even if we have only utilized the 2D layout information, and outperforms previous methods in terms of generality and interaction diversity on in-the-wild images.

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StackFLOW: Monocular Human-Object Reconstruction by Stacked Normalizing Flow with Offset

Modeling and capturing the 3D spatial arrangement of the human and the object is the key to perceiving 3D human-object interaction from monocular images. In this work, we propose to use the Human-Object Offset between anchors which are densely sampled from the surface of human mesh and object mesh to represent human-object spatial relation. Compared with previous works which use contact map or implicit distance filed to encode 3D human-object spatial relations, our method is a simple and efficient way to encode the highly detailed spatial correlation between the human and object. Based on this representation, we propose Stacked Normalizing Flow (StackFLOW) to infer the posterior distribution of human-object spatial relations from the image. During the optimization stage, we finetune the human body pose and object 6D pose by maximizing the likelihood of samples based on this posterior distribution and minimizing the 2D-3D corresponding reprojection loss. Extensive experimental results show that our method achieves impressive results on two challenging benchmarks, BEHAVE and InterCap datasets.

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Guidance with Spherical Gaussian Constraint for Conditional Diffusion

Recent advances in diffusion models attempt to handle conditional generative tasks by utilizing a differentiable loss function for guidance without the need for additional training. While these methods achieved certain success, they often compromise on sample quality and require small guidance step sizes, leading to longer sampling processes. This paper reveals that the fundamental issue lies in the manifold deviation during the sampling process when loss guidance is employed. We theoretically show the existence of manifold deviation by establishing a certain lower bound for the estimation error of the loss guidance. To mitigate this problem, we propose Diffusion with Spherical Gaussian constraint (DSG), drawing inspiration from the concentration phenomenon in high-dimensional Gaussian distributions. DSG effectively constrains the guidance step within the intermediate data manifold through optimization and enables the use of larger guidance steps. Furthermore, we present a closed-form solution for DSG denoising with the Spherical Gaussian constraint. Notably, DSG can seamlessly integrate as a plugin module within existing training-free conditional diffusion methods. Implementing DSG merely involves a few lines of additional code with almost no extra computational overhead, yet it leads to significant performance improvements. Comprehensive experimental results in various conditional generation tasks validate the superiority and adaptability of DSG in terms of both sample quality and time efficiency.

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Uniform Transformation: Refining Latent Representation in Variational Autoencoders

Irregular distribution in latent space causes posterior collapse, misalignment between posterior and prior, and ill-sampling problem in Variational Autoencoders (VAEs). In this paper, we introduce a novel adaptable three-stage Uniform Transformation (UT) module -- Gaussian Kernel Density Estimation (G-KDE) clustering, non-parametric Gaussian Mixture (GM) Modeling, and Probability Integral Transform (PIT) -- to address irregular latent distributions. By reconfiguring irregular distributions into a uniform distribution in the latent space, our approach significantly enhances the disentanglement and interpretability of latent representations, overcoming the limitation of traditional VAE models in capturing complex data structures. Empirical evaluations demonstrated the efficacy of our proposed UT module in improving disentanglement metrics across benchmark datasets -- dSprites and MNIST. Our findings suggest a promising direction for advancing representation learning techniques, with implication for future research in extending this framework to more sophisticated datasets and downstream tasks.

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A Unified Diffusion Framework for Scene-aware Human Motion Estimation from Sparse Signals

Estimating full-body human motion via sparse tracking signals from head-mounted displays and hand controllers in 3D scenes is crucial to applications in AR/VR. One of the biggest challenges to this task is the one-to-many mapping from sparse observations to dense full-body motions, which endowed inherent ambiguities. To help resolve this ambiguous problem, we introduce a new framework to combine rich contextual information provided by scenes to benefit full-body motion tracking from sparse observations. To estimate plausible human motions given sparse tracking signals and 3D scenes, we develop $\text{S}^2$Fusion, a unified framework fusing \underline{S}cene and sparse \underline{S}ignals with a conditional dif\underline{Fusion} model. $\text{S}^2$Fusion first extracts the spatial-temporal relations residing in the sparse signals via a periodic autoencoder, and then produces time-alignment feature embedding as additional inputs. Subsequently, by drawing initial noisy motion from a pre-trained prior, $\text{S}^2$Fusion utilizes conditional diffusion to fuse scene geometry and sparse tracking signals to generate full-body scene-aware motions. The sampling procedure of $\text{S}^2$Fusion is further guided by a specially designed scene-penetration loss and phase-matching loss, which effectively regularizes the motion of the lower body even in the absence of any tracking signals, making the generated motion much more plausible and coherent. Extensive experimental results have demonstrated that our $\text{S}^2$Fusion outperforms the state-of-the-art in terms of estimation quality and smoothness.

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Global and Local Prompts Cooperation via Optimal Transport for Federated Learning

Prompt learning in pretrained visual-language models has shown remarkable flexibility across various downstream tasks. Leveraging its inherent lightweight nature, recent research attempted to integrate the powerful pretrained models into federated learning frameworks to simultaneously reduce communication costs and promote local training on insufficient data. Despite these efforts, current federated prompt learning methods lack specialized designs to systematically address severe data heterogeneities, e.g., data distribution with both label and feature shifts involved. To address this challenge, we present Federated Prompts Cooperation via Optimal Transport (FedOTP), which introduces efficient collaborative prompt learning strategies to capture diverse category traits on a per-client basis. Specifically, for each client, we learn a global prompt to extract consensus knowledge among clients, and a local prompt to capture client-specific category characteristics. Unbalanced Optimal Transport is then employed to align local visual features with these prompts, striking a balance between global consensus and local personalization. By relaxing one of the equality constraints, FedOTP enables prompts to focus solely on the core regions of image patches. Extensive experiments on datasets with various types of heterogeneities have demonstrated that our FedOTP outperforms the state-of-the-art methods.

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HOI-M3:Capture Multiple Humans and Objects Interaction within Contextual Environment

Humans naturally interact with both others and the surrounding multiple objects, engaging in various social activities. However, recent advances in modeling human-object interactions mostly focus on perceiving isolated individuals and objects, due to fundamental data scarcity. In this paper, we introduce HOI-M3, a novel large-scale dataset for modeling the interactions of Multiple huMans and Multiple objects. Notably, it provides accurate 3D tracking for both humans and objects from dense RGB and object-mounted IMU inputs, covering 199 sequences and 181M frames of diverse humans and objects under rich activities. With the unique HOI-M3 dataset, we introduce two novel data-driven tasks with companion strong baselines: monocular capture and unstructured generation of multiple human-object interactions. Extensive experiments demonstrate that our dataset is challenging and worthy of further research about multiple human-object interactions and behavior analysis. Our HOI-M3 dataset, corresponding codes, and pre-trained models will be disseminated to the community for future research.

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A Distributionally Robust Model Predictive Control for Static and Dynamic Uncertainties in Smart Grids

The integration of various power sources, including renewables and electric vehicles, into smart grids is expanding, introducing uncertainties that can result in issues like voltage imbalances, load fluctuations, and power losses. These challenges negatively impact the reliability and stability of online scheduling in smart grids. Existing research often addresses uncertainties affecting current states but overlooks those that impact future states, such as the unpredictable charging patterns of electric vehicles. To distinguish between these, we term them static uncertainties and dynamic uncertainties, respectively. This paper introduces WDR-MPC, a novel approach that stands for two-stage Wasserstein-based Distributionally Robust (WDR) optimization within a Model Predictive Control (MPC) framework, aimed at effectively managing both types of uncertainties in smart grids. The dynamic uncertainties are first reformulated into ambiguity tubes and then the distributionally robust bounds of both dynamic and static uncertainties can be established using WDR optimization. By employing ambiguity tubes and WDR optimization, the stochastic MPC system is converted into a nominal one. Moreover, we develop a convex reformulation method to speed up WDR computation during the two-stage optimization. The distinctive contribution of this paper lies in its holistic approach to both static and dynamic uncertainties in smart grids. Comprehensive experiment results on IEEE 38-bus and 94-bus systems reveal the method's superior performance and the potential to enhance grid stability and reliability.

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THOR: Text to Human-Object Interaction Diffusion via Relation Intervention

This paper addresses new methodologies to deal with the challenging task of generating dynamic Human-Object Interactions from textual descriptions (Text2HOI). While most existing works assume interactions with limited body parts or static objects, our task involves addressing the variation in human motion, the diversity of object shapes, and the semantic vagueness of object motion simultaneously. To tackle this, we propose a novel Text-guided Human-Object Interaction diffusion model with Relation Intervention (THOR). THOR is a cohesive diffusion model equipped with a relation intervention mechanism. In each diffusion step, we initiate text-guided human and object motion and then leverage human-object relations to intervene in object motion. This intervention enhances the spatial-temporal relations between humans and objects, with human-centric interaction representation providing additional guidance for synthesizing consistent motion from text. To achieve more reasonable and realistic results, interaction losses is introduced at different levels of motion granularity. Moreover, we construct Text-BEHAVE, a Text2HOI dataset that seamlessly integrates textual descriptions with the currently largest publicly available 3D HOI dataset. Both quantitative and qualitative experiments demonstrate the effectiveness of our proposed model.

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Contextually Affinitive Neighborhood Refinery for Deep Clustering

Previous endeavors in self-supervised learning have enlightened the research of deep clustering from an instance discrimination perspective. Built upon this foundation, recent studies further highlight the importance of grouping semantically similar instances. One effective method to achieve this is by promoting the semantic structure preserved by neighborhood consistency. However, the samples in the local neighborhood may be limited due to their close proximity to each other, which may not provide substantial and diverse supervision signals. Inspired by the versatile re-ranking methods in the context of image retrieval, we propose to employ an efficient online re-ranking process to mine more informative neighbors in a Contextually Affinitive (ConAff) Neighborhood, and then encourage the cross-view neighborhood consistency. To further mitigate the intrinsic neighborhood noises near cluster boundaries, we propose a progressively relaxed boundary filtering strategy to circumvent the issues brought by noisy neighbors. Our method can be easily integrated into the generic self-supervised frameworks and outperforms the state-of-the-art methods on several popular benchmarks.

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HybridGait: A Benchmark for Spatial-Temporal Cloth-Changing Gait Recognition with Hybrid Explorations

Existing gait recognition benchmarks mostly include minor clothing variations in the laboratory environments, but lack persistent changes in appearance over time and space. In this paper, we propose the first in-the-wild benchmark CCGait for cloth-changing gait recognition, which incorporates diverse clothing changes, indoor and outdoor scenes, and multi-modal statistics over 92 days. To further address the coupling effect of clothing and viewpoint variations, we propose a hybrid approach HybridGait that exploits both temporal dynamics and the projected 2D information of 3D human meshes. Specifically, we introduce a Canonical Alignment Spatial-Temporal Transformer (CA-STT) module to encode human joint position-aware features, and fully exploit 3D dense priors via a Silhouette-guided Deformation with 3D-2D Appearance Projection (SilD) strategy. Our contributions are twofold: we provide a challenging benchmark CCGait that captures realistic appearance changes across an expanded and space, and we propose a hybrid framework HybridGait that outperforms prior works on CCGait and Gait3D benchmarks. Our project page is available at https://github.com/HCVLab/HybridGait.

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Fed-CO2: Cooperation of Online and Offline Models for Severe Data Heterogeneity in Federated Learning

Federated Learning (FL) has emerged as a promising distributed learning paradigm that enables multiple clients to learn a global model collaboratively without sharing their private data. However, the effectiveness of FL is highly dependent on the quality of the data that is being used for training. In particular, data heterogeneity issues, such as label distribution skew and feature skew, can significantly impact the performance of FL. Previous studies in FL have primarily focused on addressing label distribution skew data heterogeneity, while only a few recent works have made initial progress in tackling feature skew issues. Notably, these two forms of data heterogeneity have been studied separately and have not been well explored within a unified FL framework. To address this gap, we propose Fed-CO$_{2}$, a universal FL framework that handles both label distribution skew and feature skew within a \textbf{C}ooperation mechanism between the \textbf{O}nline and \textbf{O}ffline models. Specifically, the online model learns general knowledge that is shared among all clients, while the offline model is trained locally to learn the specialized knowledge of each individual client. To further enhance model cooperation in the presence of feature shifts, we design an intra-client knowledge transfer mechanism that reinforces mutual learning between the online and offline models, and an inter-client knowledge transfer mechanism to increase the models' domain generalization ability. Extensive experiments show that our Fed-CO$_{2}$ outperforms a wide range of existing personalized federated learning algorithms in terms of handling label distribution skew and feature skew, both individually and collectively. The empirical results are supported by our convergence analyses in a simplified setting.

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Reduced Policy Optimization for Continuous Control with Hard Constraints

Recent advances in constrained reinforcement learning (RL) have endowed reinforcement learning with certain safety guarantees. However, deploying existing constrained RL algorithms in continuous control tasks with general hard constraints remains challenging, particularly in those situations with non-convex hard constraints. Inspired by the generalized reduced gradient (GRG) algorithm, a classical constrained optimization technique, we propose a reduced policy optimization (RPO) algorithm that combines RL with GRG to address general hard constraints. RPO partitions actions into basic actions and nonbasic actions following the GRG method and outputs the basic actions via a policy network. Subsequently, RPO calculates the nonbasic actions by solving equations based on equality constraints using the obtained basic actions. The policy network is then updated by implicitly differentiating nonbasic actions with respect to basic actions. Additionally, we introduce an action projection procedure based on the reduced gradient and apply a modified Lagrangian relaxation technique to ensure inequality constraints are satisfied. To the best of our knowledge, RPO is the first attempt that introduces GRG to RL as a way of efficiently handling both equality and inequality hard constraints. It is worth noting that there is currently a lack of RL environments with complex hard constraints, which motivates us to develop three new benchmarks: two robotics manipulation tasks and a smart grid operation control task. With these benchmarks, RPO achieves better performance than previous constrained RL algorithms in terms of both cumulative reward and constraint violation. We believe RPO, along with the new benchmarks, will open up new opportunities for applying RL to real-world problems with complex constraints.

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Two Sides of The Same Coin: Bridging Deep Equilibrium Models and Neural ODEs via Homotopy Continuation

Deep Equilibrium Models (DEQs) and Neural Ordinary Differential Equations (Neural ODEs) are two branches of implicit models that have achieved remarkable success owing to their superior performance and low memory consumption. While both are implicit models, DEQs and Neural ODEs are derived from different mathematical formulations. Inspired by homotopy continuation, we establish a connection between these two models and illustrate that they are actually two sides of the same coin. Homotopy continuation is a classical method of solving nonlinear equations based on a corresponding ODE. Given this connection, we proposed a new implicit model called HomoODE that inherits the property of high accuracy from DEQs and the property of stability from Neural ODEs. Unlike DEQs, which explicitly solve an equilibrium-point-finding problem via Newton's methods in the forward pass, HomoODE solves the equilibrium-point-finding problem implicitly using a modified Neural ODE via homotopy continuation. Further, we developed an acceleration method for HomoODE with a shared learnable initial point. It is worth noting that our model also provides a better understanding of why Augmented Neural ODEs work as long as the augmented part is regarded as the equilibrium point to find. Comprehensive experiments with several image classification tasks demonstrate that HomoODE surpasses existing implicit models in terms of both accuracy and memory consumption.

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CSOT: Curriculum and Structure-Aware Optimal Transport for Learning with Noisy Labels

Learning with noisy labels (LNL) poses a significant challenge in training a well-generalized model while avoiding overfitting to corrupted labels. Recent advances have achieved impressive performance by identifying clean labels and correcting corrupted labels for training. However, the current approaches rely heavily on the model's predictions and evaluate each sample independently without considering either the global and local structure of the sample distribution. These limitations typically result in a suboptimal solution for the identification and correction processes, which eventually leads to models overfitting to incorrect labels. In this paper, we propose a novel optimal transport (OT) formulation, called Curriculum and Structure-aware Optimal Transport (CSOT). CSOT concurrently considers the inter- and intra-distribution structure of the samples to construct a robust denoising and relabeling allocator. During the training process, the allocator incrementally assigns reliable labels to a fraction of the samples with the highest confidence. These labels have both global discriminability and local coherence. Notably, CSOT is a new OT formulation with a nonconvex objective function and curriculum constraints, so it is not directly compatible with classical OT solvers. Here, we develop a lightspeed computational method that involves a scaling iteration within a generalized conditional gradient framework to solve CSOT efficiently. Extensive experiments demonstrate the superiority of our method over the current state-of-the-arts in LNL. Code is available at https://github.com/changwxx/CSOT-for-LNL.

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Knowledge-Aware Federated Active Learning with Non-IID Data

Federated learning enables multiple decentralized clients to learn collaboratively without sharing the local training data. However, the expensive annotation cost to acquire data labels on local clients remains an obstacle in utilizing local data. In this paper, we propose a federated active learning paradigm to efficiently learn a global model with limited annotation budget while protecting data privacy in a decentralized learning way. The main challenge faced by federated active learning is the mismatch between the active sampling goal of the global model on the server and that of the asynchronous local clients. This becomes even more significant when data is distributed non-IID across local clients. To address the aforementioned challenge, we propose Knowledge-Aware Federated Active Learning (KAFAL), which consists of Knowledge-Specialized Active Sampling (KSAS) and Knowledge-Compensatory Federated Update (KCFU). KSAS is a novel active sampling method tailored for the federated active learning problem. It deals with the mismatch challenge by sampling actively based on the discrepancies between local and global models. KSAS intensifies specialized knowledge in local clients, ensuring the sampled data to be informative for both the local clients and the global model. KCFU, in the meantime, deals with the client heterogeneity caused by limited data and non-IID data distributions. It compensates for each client's ability in weak classes by the assistance of the global model. Extensive experiments and analyses are conducted to show the superiority of KSAS over the state-of-the-art active learning methods and the efficiency of KCFU under the federated active learning framework.

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