arXiv subjects

Zhiguo Ding

Publications and source records attributed to Zhiguo Ding.

At least 289 records · Page 16Linked to original sources

arXiv2017

Robust Beamforming Techniques for Non-Orthogonal Multiple Access Systems with Bounded Channel Uncertainties

In this letter, we propose a robust beamforming design for non-orthogonal multiple access (NOMA) based multiple-input single-output (MISO) downlink systems. In particular, the robust power minimization problem is studied with imperfect channel state information (CSI), where the beamformers are designed by incorporating norm-bounded channel uncertainties to provide the required quality of service at each user. This robust scheme is developed based on the worst-case performance optimization framework. In terms of beamforming vectors, the original robust design is not convex and therefore, the robust beamformers cannot be obtained directly. To circumvent this non-convex issue, the original intractable problem is reformulated into a convex problem, where the non-convex constraint is converted into a linear matrix inequality (LMI) by exploiting S-Procedure. Finally, simulation results are provided to demonstrate the effectiveness of the proposed robust design.

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arXiv2017

Joint Beamforming Design and Power Allocation for Full-Duplex NOMA Cognitive Relay Systems

In this paper, we consider a non-orthogonal multiple access cognitive radio network, where a full-duplex multi-antenna relay assists transmission from a base station (BS) to a cognitive far user, whereas, at the same time, the BS transmits to a cognitive near user. Our objective is to enlarge the far-near user rate region by maximizing the rate of the near user under a constraint that the rate of the far user is above a certain threshold. To this end, a non-convex joint optimization problem of relay beamforming and the transmit powers at the BS and cognitive relay is solved as a semi-definite relaxation problem, in conjunction with an efficiently solvable line-search approach. For comparisons, we also consider low complexity fixed beamformer design, where the optimum power allocation between the BS and cognitive relay is solved. Our results demonstrate that the proposed joint optimization can significantly reduce the impact of the residual self-interference at the FD relay and inter-user interference in the near user case.

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arXiv2017

Full-duplex Multi-Antenna Relay Assisted Cooperative Non-Orthogonal Multiple Access

We consider a cooperative non-orthogonal multiple access (NOMA) network in which a full-duplex (FD) multi-antenna relay assists transmission from a base station (BS) to a set of far users with poor channel conditions, while at the same time the BS transmits to a set of near users with strong channel conditions. We assume imperfect self-interference (SI) cancellation at the FD relay and imperfect inter-user interference cancellation at the near users. In order to cancel the SI at the relay a zero-forcing based beamforming scheme is used and the corresponding outage probability analysis of two user selection strategies, namely random near user and random far user (RNRF), and nearest near user and nearest far user (NNNF), are derived. Our finding suggests that significant performance improvement can be achieved by using the FD multi-antenna relay compared to the counterpart system with a half-duplex relay. The achieved performance gain depends on network parameters such as the user density, user zones, path loss and the strength of the inter-user interference in case of near users. We also show that the NNNF strategy exhibits a superior outage performance compared to the RNRF strategy, especially in the case of near

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arXiv2017

Hybrid Spatio-Temporal Artificial Noise Design for Secure MIMOME-OFDM Systems

This paper investigates artificial noise injection into the temporal and spatial dimensions of a legitimate wireless communication system to secure its transmissions from potential eavesdropping. We consider a multiple-input single-output (MISO) orthogonal frequency division multiplexing (OFDM) system in the presence of a single-antenna passive eavesdropper and derive both the secrecy rate and average secrecy rate of the legitimate system. It is assumed that the legitimate transmitter knows the full channel information of the legitimate transceivers but does not know the instantaneous channel state information of the passive eavesdropper. Closed-form expressions for the secrecy rate and average secrecy rate are derived for the asymptotic case with a large number of transmit antennas. We also investigate 1) the power allocation between the data and the AN; 2) the power allocation between the spatial and the temporal AN. Computer simulations are carried out to evaluate the performance of our proposed artificial noise scheme.

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arXiv2017

A Survey on Non-Orthogonal Multiple Access for 5G Networks: Research Challenges and Future Trends

Non-orthogonal multiple access (NOMA) is an essential enabling technology for the fifth generation (5G) wireless networks to meet the heterogeneous demands on low latency, high reliability, massive connectivity, improved fairness, and high throughput. The key idea behind NOMA is to serve multiple users in the same resource block, such as a time slot, subcarrier, or spreading code. The NOMA principle is a general framework, and several recently proposed 5G multiple access schemes can be viewed as special cases. This survey provides an overview of the latest NOMA research and innovations as well as their applications. Thereby, the papers published in this special issue are put into the content of the existing literature. Future research challenges regarding NOMA in 5G and beyond are also discussed.

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arXiv2017

Probabilistic Jamming/Eavesdropping Attacks to Confuse a Buffer-Aided Transmitter-Receiver Pair

We assume that a buffer-aided transmitter communicates with a receiving node in the presence of an attacker. We investigate the impact of a radio-frequency energy-harvesting attacker that probabilistically operates as a jammer or an eavesdropper. We show that even without the need for an external energy source, the attacker can still degrade the security of the legitimate system. We show that the random data arrival behavior at the transmitter and the channel randomness of the legitimate link can improve the system's security. Moreover, we design a jamming scheme for the attacker and investigate its impact on the secure throughput of the legitimate system. The attacker designs his power splitting parameter and jamming/eavesdropping probability based on the energy state of the attacker's battery to minimize the secure throughput of the legitimate system.

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arXiv2017

Joint Beamforming and Power Splitting Control in Downlink Cooperative SWIPT NOMA Systems

This paper investigates the application of simultaneous wireless information and power transfer (SWIPT) to cooperative non-orthogonal multiple access (NOMA). A new cooperative multiple-input single-output (MISO) SWIPT NOMA protocol is proposed, where a user with a strong channel condition acts as an energy-harvesting (EH) relay to help a user with a poor channel condition. The power splitting (PS) scheme is adopted at the EH relay. By jointly optimizing the PS ratio and the beamforming vectors, the design objective is to maximize the data rate of the "strong user" while satisfying the QoS requirement of the "weak user". It boils down to a challenging nonconvex problem. To resolve this issue, the semidefinite relaxation (SDR) technique is applied to relax the quadratic terms related with the beamformers, and then it is solved to its global optimality by two-dimensional exhaustive search. We prove the rank-one optimality, which establishes the equivalence between the relaxed problem and the original one. To further reduce the high complexity due to the exhaustive search, an iterative algorithm based on successive convex approximation (SCA) is proposed, which can at least attain its stationary point efficiently. In view of the potential application scenarios, e.g., IoT, the single-input single-output (SISO) case of the cooperative SWIPT NOMA system is also studied. The formulated problem is proved to be strictly unimodal with respect to the PS ratio. Hence, a golden section search (GSS) based algorithm with closed-form solution at each step is proposed to find the unique global optimal solution. It is worth pointing out that the SCA method can also converge to the optimal solution in SISO cases. In the numerical simulation, the proposed algorithm is numerically shown to converge within a few iterations, and the SWIPT-aided NOMA protocol outperforms the existing transmission protocols.

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arXiv2017

Optimal User Scheduling and Power Allocation for Millimeter Wave NOMA Systems

This paper investigates the application of non-orthogonal multiple access (NOMA) in millimeter wave (mmWave) communications by exploiting beamforming, user scheduling and power allocation. Random beamforming is invoked for reducing the feedback overhead of considered systems. A nonconvex optimization problem for maximizing the sum rate is formulated, which is proved to be NP-hard. The branch and bound (BB) approach is invoked to obtain the optimal power allocation policy, which is proved to converge to a global optimal solution. To elaborate further, low complexity suboptimal approach is developed for striking a good computational complexity-optimality tradeoff, where matching theory and successive convex approximation (SCA) techniques are invoked for tackling the user scheduling and power allocation problems, respectively. Simulation results reveal that: i) the proposed low complexity solution achieves a near-optimal performance; and ii) the proposed mmWave NOMA systems is capable of outperforming conventional mmWave orthogonal multiple access (OMA) systems in terms of sum rate and the number of served users.

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arXiv2017

Non-Orthogonal Random Access (NORA) for 5G Networks

The massive amounts of machine-type user equipments (UEs) will be supported in the future fifth generation (5G) networks. However, the potential large random access (RA) delay calls for a new RA scheme and for a detailed assessment of its performance. Motivated by the key idea of non-orthogonal multiple access, the non-orthogonal random access (NORA) scheme based on successive interference cancellation (SIC) is proposed in this paper to alleviate the access congestion problem. Specifically, NORA utilizes the difference of time of arrival to identify multiple UEs with the identical preamble, and enables power domain multiplexing of collided UEs in the following access process, while the base station performs SIC based on the channel conditions obtained through preamble detection. Our analysis show that the performance of NORA is superior to the conventional orthogonal random access (ORA) scheme in terms of the preamble collision probability, access success probability and throughput of random access. Simulation results verify our analysis and further show that our NORA scheme can improve the number of the supported UEs by more than 30%. Moreover, the number of preamble transmissions and the access delay for successfully accessed UEs are also reduced significantly by using the proposed random access scheme.

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arXiv2017

Wireless Information and Power Transfer in Full-Duplex Systems with Massive Antenna Arrays

We consider a multiuser wireless system with a full-duplex hybrid access point (HAP) that transmits to a set of users in the downlink channel, while receiving data from a set of energy-constrained sensors in the uplink channel. We assume that the HAP is equipped with a massive antenna array, while all users and sensor nodes have a single antenna. We adopt a time-switching protocol where in the first phase, sensors are powered through wireless energy transfer from HAP and HAP estimates the downlink channel of the users. In the second phase, sensors use the harvested energy to transmit to the HAP. The downlink-uplink sum-rate region is obtained by solving downlink sum-rate maximization problem under a constraint on uplink sum-rate. Moreover, assuming perfect and imperfect channel state information, we derive expressions for the achievable uplink and downlink rates in the large-antenna limit and approximate results that hold for any finite number of antennas. Based on these analytical results, we obtain the power-scaling law and analyze the effect of the number of antennas on the cancellation of intra-user interference and the self-interference.

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arXiv2017

NOMA Meets Finite Resolution Analog Beamforming in Massive MIMO and Millimeter-Wave Networks

Finite resolution analog beamforming (FRAB) has been recognized as an effective approach to reduce hardware costs in massive multiple-input multiple-output (MIMO) and millimeter-wave networks. However, the use of FRAB means that the beamformers are not perfectly aligned with the users' channels and multiple users may be assigned similar or even identifical beamformers. This letter shows how non-orthogonal multiple access (NOMA) can be used to exploit this feature of FRAB, where a single FRAB based beamformer is shared by multiple users. Both analytical and simulation results are provided to demonstrate the excellent performance achieved by this new NOMA transmission scheme.

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arXiv2017

Resource Management in Non-orthogonal Multiple Access Networks for 5G and Beyond

Non-orthogonal multiple access (NOMA) schemes have been proposed for the next generation of mobile communication systems to improve the access efficiency by allowing multiple users to share the same spectrum in a non-orthogonal way. Due to the strong co-channel interference among mobile users introduced by NOMA, it poses significant challenges for system design and resource management. This article reviews resource management issues in NOMA systems. The main taxonomy of NOMA is presented by focusing on the following two categories: power-domain NOMA and code-domain NOMA. Then a novel radio resource management framework is presented based on game-theoretic models for uplink and downlink transmissions. Finally, potential applications and open research directions in the area of resource management for NOMA are provided.

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arXiv2017

Physical Layer Security Jamming: Theoretical Limits and Practical Designs in Wireless Networks

Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation based jamming whilst the centralized, and game theoretic based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches, and the associated research challenges are also briefly outlined.

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arXiv2016

A Mathematical Proof of the Superiority of NOMA Compared to Conventional OMA

While existing works about non-orthogonal multiple access (NOMA) have indicated that NOMA can yield a significant performance gain over orthogonal multiple access (OMA) with fixed resource allocation, it is not clear whether such a performance gain will diminish when optimal resource (Time/Frequency/Power) allocation is carried out. In this paper, the performance comparison between NOMA and conventional OMA systems is investigated, from an optimization point of view. Firstly, by using the idea of power splitting, a closed-form expression for the optimum sum rate of NOMA systems is derived. Then, with rigorous mathematical proofs, we reveal the fact that NOMA can always outperform conventional OMA systems, even if both are equipped with the optimal resource allocation policies. Finally, computer simulations are conducted to validate the accuracy of the analytical results.

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arXiv2016

On the Spectral Efficiency and Security Enhancements of NOMA Assisted Multicast-Unicast Streaming

This paper considers the application of non-orthogonal multiple access (NOMA) to a multi-user network with mixed multicasting and unicasting traffic. The proposed design of beamforming and power allocation ensures that the unicasting performance is improved while maintaining the reception reliability of multicasting. Both analytical and simulation results are provided to demonstrate that the use of the NOMA assisted multicast-unicast scheme yields a significant improvement in spectral efficiency compared to orthogonal multiple access (OMA) schemes which realize multicasting and unicasting services separately. Since unicasting messages are broadcasted to all the users, how the use of NOMA can prevent those multicasting receivers intercepting the unicasting messages is also investigated, where it is shown that the secrecy unicasting rate achieved by NOMA is always larger than or equal to that of OMA. This security gain is mainly due to the fact that the multicasting messages can be used as jamming signals to prevent potential eavesdropping when the multicasting and unicasting messages are superimposed together following the NOMA principle.

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arXiv2016

Application of Non-orthogonal Multiple Access in LTE and 5G Networks

As the latest member of the multiple access family, non-orthogonal multiple access (NOMA) has been recently proposed for 3GPP Long Term Evolution (LTE) and envisioned to be an essential component of 5th generation (5G) mobile networks. The key feature of NOMA is to serve multiple users at the same time/frequency/code, but with different power levels, which yields a significant spectral efficiency gain over conventional orthogonal MA. This article provides a systematic treatment of this newly emerging technology, from its combination with multiple-input multiple-output (MIMO) technologies, to cooperative NOMA, as well as the interplay between NOMA and cognitive radio. This article also reviews the state of the art in the standardization activities concerning the implementation of NOMA in LTE and 5G networks.

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arXiv2016

Antenna Selection for MIMO-NOMA Networks

This paper considers the joint antenna selection (AS) problem for a classical two-user non-orthogonal multiple access (NOMA) network where both the base station and users are equipped with multiple antennas. Since the exhaustive-search-based optimal AS scheme is computationally prohibitive when the number of antennas is large, two computationally efficient joint AS algorithms, namely max-min-max AS (AIA-AS) and max-max-max AS (A$^3$-AS), are proposed to maximize the system sum-rate. The asymptotic closed-form expressions for the average sum-rates for both AIA-AS and A$^3$-AS are derived in the high signal-to-noise ratio (SNR) regime, respectively. Numerical results demonstrate that both AIA-AS and A$^3$-AS can yield significant performance gains over comparable schemes. Furthermore, AIA-AS can provide better user fairness, while the A$^3$-AS scheme can achieve the near-optimal sum-rate performance.

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arXiv2016

Secure Multicast Communications with Private Jammers

This paper investigates secrecy rate optimization for a multicasting network, in which a transmitter broadcasts the same information to multiple legitimate users in the presence of multiple eavesdroppers. In order to improve the achievable secrecy rates, private jammers are employed to generate interference to confuse the eavesdroppers. These private jammers charge the legitimate transmitter for their jamming services based on the amount of interference received at the eavesdroppers. Therefore, this secrecy rate maximization problem is formulated as a Stackelberg game, in which the private jammers and the transmitter are the leaders and the follower of the game, respectively. A fixed interference price scenario is considered first, in which a closed-form solution is derived for the optimal amount of interference generated by the jammers to maximize the revenue of the legitimate transmitter. Based on this solution, the Stackelberg equilibrium of the proposed game, at which both legitimate transmitter and the private jammers achieve their maximum revenues, is then derived. Simulation results are also provided to validate these theoretical derivations.

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